Overview
Assets Under Management: $191 million
Headquarters: MANHATTAN BEACH, CA
High-Net-Worth Clients: 41
Average Client Assets: $4.0 million
Frequently Asked Questions
CAVES & ASSOCIATES is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #167410), CAVES & ASSOCIATES is subject to fiduciary duty under federal law.
CAVES & ASSOCIATES is headquartered in MANHATTAN BEACH, CA.
CAVES & ASSOCIATES serves 41 high-net-worth clients according to their SEC filing dated March 29, 2018. View client details ↓
According to their SEC Form ADV, CAVES & ASSOCIATES offers financial planning, portfolio management for individuals, selection of other advisors, and educational seminars and workshops. View all service details ↓
CAVES & ASSOCIATES manages $191 million in client assets according to their SEC filing dated March 29, 2018.
According to their SEC Form ADV, CAVES & ASSOCIATES serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 41
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 86.59%
Average Client Assets: $4.0 million
Total Client Accounts: 310
Discretionary Accounts: 306
Non-Discretionary Accounts: 4
Regulatory Filings
CRD Number: 167410
Filing ID: 1174658
Last Filing Date: 2018-03-29 16:23:00