Overview

Assets Under Management: $22.0 billion
Headquarters: GREENWOOD VILLAGE, IL
High-Net-Worth Clients: 21,324
Average Client Assets: $0.5 million

Frequently Asked Questions

CETERA ADVISORS LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #10299), CETERA ADVISORS LLC is subject to fiduciary duty under federal law.

CETERA ADVISORS LLC is headquartered in GREENWOOD VILLAGE, IL.

CETERA ADVISORS LLC serves 21,324 high-net-worth clients according to their SEC filing dated March 28, 2024. View client details ↓

According to their SEC Form ADV, CETERA ADVISORS LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓

CETERA ADVISORS LLC is ranked #144 by Forbes in 2025. Learn more about these rankings ↓

CETERA ADVISORS LLC manages $22.0 billion in client assets according to their SEC filing dated March 28, 2024.

According to their SEC Form ADV, CETERA ADVISORS LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓

Recent Rankings

Forbes 2025: 144

View complete rankings

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars

Clients

Number of High-Net-Worth Clients: 21,324
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 47.60%
Average Client Assets: $0.5 million
Total Client Accounts: 81,652
Discretionary Accounts: 71,132
Non-Discretionary Accounts: 10,520

Regulatory Filings

CRD Number: 10299
Filing ID: 1847715
Last Filing Date: 2024-03-28 14:15:00