Overview
- Headquarters
- San Jose, CA
- Total Firm Assets
- $733 million
- Average High-Net-Worth Client Portfolio Size
- $3.0 million
- Stated Minimum Account Size
- $500,000
Recent Rankings
Barron's 2025:
49
Fee Disclosure
Source: PART 2 DISCLOSURE BROCHURE (2025-03-25)
· View brochure text
Latest filing: PART 2 DISCLOSURE BROCHURE (2026-03-25)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | $2,000,000 | 1.25% |
| $2,000,001 | $3,000,000 | 0.90% |
| $3,000,001 | $4,000,000 | 0.85% |
| $4,000,001 | $5,000,000 | 0.80% |
| $5,000,001 | and above | 0.75% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $12,500 | 1.25% |
| $5 million | $50,500 | 1.01% |
| $10 million | $88,000 | 0.88% |
| $50 million | $388,000 | 0.78% |
| $100 million | $763,000 | 0.76% |
Actual fees may vary; other investment costs may apply.
Compare fees: lowest-fee advisors in California for $2M portfolios · $10M portfolios
Clients
- High-Net-Worth Share of Firm Assets
- 92.46%
- Number of High-Net-Worth Clients
- 223
- Total Client Accounts
- 1,353
- Discretionary Accounts
- 1,353
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Regulatory Filings
- SEC CRD Number
- 157913
- PART 2 DISCLOSURE BROCHURE (2026-03-25) · View brochure text
- PART 2 DISCLOSURE BROCHURE (2025-03-25) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗