Overview
Assets Under Management: $163 million
Headquarters: BLACK MOUNTAIN, NC
High-Net-Worth Clients: 54
Average Client Assets: $2 million
Frequently Asked Questions
COLLIE FINANCIAL PLANNING, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #134884), COLLIE FINANCIAL PLANNING, INC. is subject to fiduciary duty under federal law.
COLLIE FINANCIAL PLANNING, INC. is headquartered in BLACK MOUNTAIN, NC.
COLLIE FINANCIAL PLANNING, INC. serves 54 high-net-worth clients according to their SEC filing dated February 22, 2026. View client details ↓
According to their SEC Form ADV, COLLIE FINANCIAL PLANNING, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
COLLIE FINANCIAL PLANNING, INC. manages $163 million in client assets according to their SEC filing dated February 22, 2026.
According to their SEC Form ADV, COLLIE FINANCIAL PLANNING, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 54
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 63.17
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 732
Discretionary Accounts: 732
Regulatory Filings
CRD Number: 134884
Filing ID: 2057766
Last Filing Date: 2026-02-22 15:41:57