Overview
Assets Under Management: $105 million
High-Net-Worth Clients: 30
Average Client Assets: $2.8 million
Frequently Asked Questions
COMPASS RETIREMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #158412), COMPASS RETIREMENT, LLC is subject to fiduciary duty under federal law.
COMPASS RETIREMENT, LLC serves 30 high-net-worth clients according to their SEC filing dated April 30, 2026. View client details ↓
According to their SEC Form ADV, COMPASS RETIREMENT, LLC offers financial planning, portfolio management for individuals, pension consulting services, and educational seminars and workshops. View all service details ↓
COMPASS RETIREMENT, LLC manages $105 million in client assets according to their SEC filing dated April 30, 2026.
According to their SEC Form ADV, COMPASS RETIREMENT, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Educational Seminars
Clients
Number of High-Net-Worth Clients: 30
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 80.43%
Average Client Assets: $2.8 million
Total Client Accounts: 255
Discretionary Accounts: 245
Non-Discretionary Accounts: 10
Regulatory Filings
CRD Number: 158412
Filing ID: 2101567
Last Filing Date: 2026-04-30 13:09:45