Overview
Assets Under Management: $190 million
Headquarters: APPLETON, WI
High-Net-Worth Clients: 72
Average Client Assets: $1 million
Frequently Asked Questions
CONCEPTUAL FINANCIAL ADVISORS, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #167513), CONCEPTUAL FINANCIAL ADVISORS, LLC is subject to fiduciary duty under federal law.
CONCEPTUAL FINANCIAL ADVISORS, LLC is headquartered in APPLETON, WI.
CONCEPTUAL FINANCIAL ADVISORS, LLC serves 72 high-net-worth clients according to their SEC filing dated January 15, 2026. View client details ↓
According to their SEC Form ADV, CONCEPTUAL FINANCIAL ADVISORS, LLC offers financial planning, portfolio management for individuals, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
CONCEPTUAL FINANCIAL ADVISORS, LLC manages $190 million in client assets according to their SEC filing dated January 15, 2026.
According to their SEC Form ADV, CONCEPTUAL FINANCIAL ADVISORS, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 72
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 55.86
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 778
Discretionary Accounts: 534
Non-Discretionary Accounts: 244
Regulatory Filings
CRD Number: 167513
Filing ID: 2041112
Last Filing Date: 2026-01-15 11:37:25