Overview
Assets Under Management: $4.4 billion
Headquarters: BIRMINGHAM, AL
High-Net-Worth Clients: 1,160
Average Client Assets: $1 million
Frequently Asked Questions
CONCOURSE FINANCIAL GROUP SECURITIES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #15708), CONCOURSE FINANCIAL GROUP SECURITIES, INC. is subject to fiduciary duty under federal law.
CONCOURSE FINANCIAL GROUP SECURITIES, INC. is headquartered in BIRMINGHAM, AL.
CONCOURSE FINANCIAL GROUP SECURITIES, INC. serves 1,160 high-net-worth clients according to their SEC filing dated October 28, 2024. View client details ↓
According to their SEC Form ADV, CONCOURSE FINANCIAL GROUP SECURITIES, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, selection of other advisors, and educational seminars and workshops. View all service details ↓
CONCOURSE FINANCIAL GROUP SECURITIES, INC. manages $4.4 billion in client assets according to their SEC filing dated October 28, 2024.
According to their SEC Form ADV, CONCOURSE FINANCIAL GROUP SECURITIES, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 1,160
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 26.77
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 20,957
Discretionary Accounts: 15,835
Non-Discretionary Accounts: 5,122
Regulatory Filings
CRD Number: 15708
Last Filing Date: 2024-10-28 00:00:00
Website: https://concoursefinancial.com