Overview
Assets Under Management: $297 million
Headquarters: ROCK HILL, SC
High-Net-Worth Clients: 218
Average Client Assets: $739,873
Frequently Asked Questions
CORE COMPLIANCE GROUP, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #306661), CORE COMPLIANCE GROUP, LLC is subject to fiduciary duty under federal law.
CORE COMPLIANCE GROUP, LLC is headquartered in ROCK HILL, SC.
CORE COMPLIANCE GROUP, LLC serves 218 high-net-worth clients according to their SEC filing dated March 28, 2025. View client details ↓
According to their SEC Form ADV, CORE COMPLIANCE GROUP, LLC offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
CORE COMPLIANCE GROUP, LLC manages $297 million in client assets according to their SEC filing dated March 28, 2025.
According to their SEC Form ADV, CORE COMPLIANCE GROUP, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 218
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 54.34
Average High-Net-Worth Client Assets: $739,873
Total Client Accounts: 1,628
Discretionary Accounts: 1,628
Regulatory Filings
CRD Number: 306661
Filing ID: 1941394
Last Filing Date: 2025-03-28 08:39:00
Website: https://core-ria.com