Overview
Assets Under Management: $124 million
Headquarters: KNOXVILLE, TN
High-Net-Worth Clients: 42
Average Client Assets: $1.5 million
Frequently Asked Questions
COSEY FINANCIAL SERVICES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #140175), COSEY FINANCIAL SERVICES, INC. is subject to fiduciary duty under federal law.
COSEY FINANCIAL SERVICES, INC. is headquartered in KNOXVILLE, TN.
COSEY FINANCIAL SERVICES, INC. serves 42 high-net-worth clients according to their SEC filing dated February 25, 2026. View client details ↓
According to their SEC Form ADV, COSEY FINANCIAL SERVICES, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
COSEY FINANCIAL SERVICES, INC. manages $124 million in client assets according to their SEC filing dated February 25, 2026.
According to their SEC Form ADV, COSEY FINANCIAL SERVICES, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 42
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 50.41%
Average Client Assets: $1.5 million
Total Client Accounts: 908
Discretionary Accounts: 825
Non-Discretionary Accounts: 83
Regulatory Filings
CRD Number: 140175
Filing ID: 2060066
Last Filing Date: 2026-02-25 13:52:15