Overview
Assets Under Management: $113 million
Headquarters: KNOXVILLE, TN
High-Net-Worth Clients: 109
Average Client Assets: $1.0 million
Frequently Asked Questions
CW SECURITIES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #124496), CW SECURITIES, LLC is subject to fiduciary duty under federal law.
CW SECURITIES, LLC is headquartered in KNOXVILLE, TN.
CW SECURITIES, LLC serves 109 high-net-worth clients according to their SEC filing dated April 27, 2026. View client details ↓
According to their SEC Form ADV, CW SECURITIES, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and pension consulting services. View all service details ↓
CW SECURITIES, LLC manages $113 million in client assets according to their SEC filing dated April 27, 2026.
According to their SEC Form ADV, CW SECURITIES, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting
Clients
Number of High-Net-Worth Clients: 109
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 94.52%
Average Client Assets: $1.0 million
Total Client Accounts: 145
Discretionary Accounts: 145
Regulatory Filings
CRD Number: 124496
Filing ID: 2099361
Last Filing Date: 2026-04-27 15:21:04