Overview
Assets Under Management: $116 million
Headquarters: NORTH LIBERTY, IA
High-Net-Worth Clients: 46
Average Client Assets: $2.0 million
Frequently Asked Questions
DAVID JAMES FINANCIAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #306301), DAVID JAMES FINANCIAL is subject to fiduciary duty under federal law.
DAVID JAMES FINANCIAL is headquartered in NORTH LIBERTY, IA.
DAVID JAMES FINANCIAL serves 46 high-net-worth clients according to their SEC filing dated February 12, 2025. View client details ↓
According to their SEC Form ADV, DAVID JAMES FINANCIAL offers portfolio management for individuals. View all service details ↓
DAVID JAMES FINANCIAL manages $116 million in client assets according to their SEC filing dated February 12, 2025.
According to their SEC Form ADV, DAVID JAMES FINANCIAL serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 46
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 77.27%
Average Client Assets: $2.0 million
Total Client Accounts: 391
Discretionary Accounts: 391
Regulatory Filings
CRD Number: 306301
Filing ID: 1937488
Last Filing Date: 2025-02-12 14:03:00