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Item 1 – Cover Page
Signature Resources, LLC.
5700 Creekfall Lane
Fuquay Varina, NC 27526
(407) 852-8682
Date of Disclosure Brochure: January 2026
____________________________________________________________________________________
This disclosure brochure provides information about the qualifications and business practices of Signature
Resources, LLC. (also referred to as we, us and Signature Resources throughout this disclosure brochure).
If you have any questions about the contents of this disclosure brochure, please contact Lance Hope-Gill
at 407-852-8682 or SR@signatureresourcesllc.com. The information in this disclosure brochure has not
been approved or verified by the United States Securities and Exchange Commission or by any state
securities authority.
information about Signature Resources
is also available on
the
Additional
Internet at
www.adviserinfo.sec.gov. You can view our firm’s information on this website by searching for Signature
Resources, LLC. or our firm’s CRD number 329244.
*Registration as an investment adviser does not imply a certain level of skill or training.
Signature Resources, LLC
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Item 2 – Material Changes
Since our last required annual amendment to this disclosure brochure was submitted in February 2025
there have been no material changes been made to this brochure.
We will continue to ensure that you receive a summary of any material changes to this and subsequent
disclosure brochures within 120 days after our firm’s fiscal year ends. Our firm’s fiscal year ends on
December 31, so you will receive the summary of material changes no later than April 30 each year. At
that time, we will also offer or provide a copy of the most current disclosure brochure. We may also
provide other ongoing disclosure information about material changes as necessary.
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Item 3 – Table of Contents
Item 1 – Cover Page ..................................................................................................................................... 1
Item 2 – Material Changes ............................................................................................................................ 2
Item 3 – Table of Contents ............................................................................................................................ 3
Item 4 – Advisory Business ........................................................................................................................... 4
Introduction................................................................................................................................................ 4
Description of Advisory Services .............................................................................................................. 4
Limits Advice to Certain Types of Investments ......................................................................................... 5
Tailor Advisory Services to Individual Needs of Clients ............................................................................ 5
Client Assets Managed by Signature Resources...................................................................................... 6
Item 5 – Fees and Compensation ................................................................................................................. 6
Asset Management Services .................................................................................................................... 6
Item 6 – Performance-Based Fees and Side-By-Side Management ............................................................ 7
Item 7 – Types of Clients .............................................................................................................................. 7
Minimum Investment Amounts Required .................................................................................................. 8
Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss ....................................................... 8
Methods of Analysis .................................................................................................................................. 8
Investment Strategies ............................................................................................................................... 9
Risk of Loss ............................................................................................................................................. 10
Item 9 – Disciplinary Information ................................................................................................................. 11
Item 10 – Other Financial Industry Activities and Affiliations ...................................................................... 11
Item 11 – Code of Ethics, Participation in Client Transactions and Personal Trading ............................... 11
Code of Ethics Summary ........................................................................................................................ 11
Affiliate and Employee Personal Securities Transactions Disclosure .................................................... 12
Item 12 – Brokerage Practices .................................................................................................................... 12
Directed Brokerage ................................................................................................................................. 14
Handling Trade Errors ............................................................................................................................. 14
Block Trading Policy ................................................................................................................................ 15
Agency Cross Transactions .................................................................................................................... 15
Item 13 – Review of Accounts..................................................................................................................... 15
Account Reviews and Reviewers ............................................................................................................ 15
Statements and Reports ......................................................................................................................... 15
Item 14 – Client Referrals and Other Compensation .................................................................................. 16
Item 15 – Custody ....................................................................................................................................... 16
Item 16 – Investment Discretion ................................................................................................................. 17
Item 17 – Voting Client Securities ............................................................................................................... 18
Item 18 – Financial Information ................................................................................................................... 18
Item 19 – Requirements for State-Registered Advisers ............................................................................. 18
Business Continuity Plan ............................................................................................................................ 20
Customer Privacy Policy Notice .................................................................................................................. 20
FORM ADV PART 2B BROCHURE SUPPLEMENT – Lance Hope-Gill .................................................... 22
Signature Resources, LLC
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Item 4 – Advisory Business
Signature Resources is an investment adviser registered with the State of Florida and the State of North
Carolina and is a Limited Liability Company formed under the laws of the State of Florida.
• Lance Hope-Gill is the firm’s Principal, Chief Compliance Officer and Investment Advisor
Representative.
• Renee Hopegill is the 100% Owner of Signature Resources.
• Signature Resources led its initial application to become registered as an investment adviser in
December 2023.
Introduction
The investment advisory services of Signature Resources are provided to you through an appropriately
licensed and qualified individual who is an investment adviser representative of Signature Resources
(referred to as your investment adviser representative throughout this brochure).
Description of Advisory Services
The following are descriptions of the primary advisory services of Signature Resources. Please
understand that a written agreement, which details the exact terms of the service, must be signed by you
and Signature Resources before we can provide you the services described below.
Asset Management Services – Signature Resources offers asset management services, which involves
Signature Resources providing you with continuous and ongoing supervision over your specified
accounts.
You must appoint our firm as your investment adviser of record on specified accounts (collectively, the
“Account”). The Account consists only of separate account(s) held by qualified custodian(s) under your
name. The qualified custodians maintain physical custody of all funds and securities of the Account, and
you retain all rights of ownership (e.g., right to withdraw securities or cash, exercise or delegate proxy
voting and receive transaction confirmations) of the Account.
The Account is managed by us based on your financial situation, investment objectives and risk
tolerance. We actively monitor the Account and provide advice regarding buying, selling, reinvesting or
holding securities, cash or other investments of the Account.
We will need to obtain certain information from you to determine your financial situation and investment
objectives. You will be responsible for notifying us of any updates regarding your financial situation, risk
tolerance or investment objective and whether you wish to impose or modify existing investment
restrictions; however, we will contact you at least annually to discuss any changes or updates regarding
your financial situation, risk tolerance or investment objectives. We are always reasonably available to
consult with you relative to the status of your Account. You have the ability to impose reasonable
restrictions on the management of your accounts, including the ability to instruct us not to purchase
certain securities.
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It is important that you understand that we manage investments for other clients and may give them
advice or take actions for them or for our personal accounts that is different from the advice we provide to
you, or actions taken for you. We are not obligated to buy, sell or recommend to you any security or other
investment that we may buy, sell or recommend for any other clients or for our own accounts.
Conflicts can arise in the allocation of investment opportunities among accounts that we manage. We
strive to allocate investment opportunities believed to be appropriate for your account(s) and other
accounts advised by our firm among such accounts equitably and consistent with the best interests of all
accounts involved. However, there can be no assurance that a particular investment opportunity that
comes to our attention will be allocated in any particular manner. If we obtain material, non-public
information about a security or its issuer that we may not lawfully use or disclose, we have absolutely no
obligation to disclose the information to any client or use it for any client’s benefit.
Limits Advice to Certain Types of Investments
Signature Resources provides investment advice on the following types of investments:
• Mutual Funds
• Exchange Traded Funds (ETFs)
• Exchange-listed Securities
• Corporate Debt Securities
• Certificates of Deposit
• Municipal Securities
• US Government Securities
Although we generally provide advice only on the products previously listed, we reserve the right to offer
advice on any investment product that may be suitable for each client’s specific circumstances, needs,
goals and objectives.
(Please refer to Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss for more
information.)
Tailor Advisory Services to Individual Needs of Clients
Advisory services are always provided based on your individual needs. This means, for example, that
when we provide asset management services, you are given the ability to impose restrictions on the
accounts we manage for you, including specific investment selections and sectors. We work with you on
a one-on-one basis through interviews and questionnaires to determine your investment objectives and
suitability information.
We will not enter into an investment adviser relationship with a prospective client whose investment
objectives may be considered incompatible with our investment philosophy or strategies or where the
prospective client seeks to impose unduly restrictive investment guidelines.
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Client Assets Managed by Signature Resources
As of December 31, 2025, the firm managed $84,192,632 of client assets, $84,133,713 are managed on
a discretionary basis and $58,919 are managed on a non-discretionary basis.
Item 5 – Fees and Compensation
In addition to the information provided in Item 4 – Advisory Business, this section provides additional
details regarding our firm’s services along with descriptions of each service’s fees and compensation
arrangements. It should be noted that lower fees for comparable service may be available from other
sources. The exact fees and other terms will be outlined in the agreement between you and Signature
Resources.
Asset Management Services
Fees charged for our asset management services are charged based on a percentage of assets under
management, billed in advance (at the start of the billing period) on a quarterly calendar basis and
calculated based on the fair market value of your account as of the last business day of the previous
billing period. Fees are prorated (based on the number of days service is provided during the initial billing
period) for your account opened at any time other than the beginning of the billing period. If asset
management services are commenced in the middle of the billing period, then the prorated fee for that
billing period is based on the value of the Account when services commence and is due immediately and
will be deducted from Account when services commence.
The asset management services continue in effect until terminated by either party (i.e., Signature
Resources or you) by providing written notice of termination to the other party. Any prepaid, unearned
fees will be promptly refunded by Signature Resources to you. Fee refunds will be determined on a pro
rata basis using the number of days services are actually provided during the final period.
Fees charged for our asset management services are negotiable based on the type of client, the
complexity of the client's situation, the composition of the client's account (i.e., equities versus mutual
funds), the potential for additional account deposits, the relationship of the client with the investment
adviser representative, and the total amount of assets under management for the client.
For our asset management services, client will be charged the following annual fee based upon the
amount of assets under management:
Assets Under Management
$0 – $1,000,000
$1,000,001 – $2,000,000
$2,000,001 and above
Annual Fees
0.850%
0.750%
0.500%
Signature Resources believes that its annual fee is reasonable in relation to: (1) services provided and (2)
the fees charged by other investment advisers offering similar services/programs. However, our annual
investment advisory fee may be higher than that charged by other investment advisers offering similar
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services/programs. In addition to our compensation, you can also incur charges imposed at the mutual
fund level (e.g., advisory fees and other fund expenses).
The investment advisory fees will be deducted from your account and paid directly to our firm by the
qualified custodian(s) of your account. You will authorize the qualified custodian(s) of your account to
deduct fees from your account and pay such fees directly to our firm. Our firm will send you a billing
statement prior to time that fee deduction instruction is sent to the qualified custodian(s) of your account.
The billing statement will detail the formula used to calculate the fee, the assets under management and
the time period covered. See Item 15 – Custody for more details.
You should review your account statements received from the qualified custodian(s) and verify that
appropriate investment advisory fees are being deducted. The qualified custodian(s) will not verify the
accuracy of the investment advisory fees deducted.
Brokerage commissions and/or transaction ticket fees charged by the qualified custodian are billed
directly to you by the qualified custodian. Signature Resources does not receive any portion of such
commissions or fees from you or the qualified custodian. In addition, you may incur certain charges
imposed by third parties other than Signature Resources in connection with investments made through
your account including, but not limited to, 12(b)-1 fees, short-term redemption fees and charges imposed
by the qualified custodian(s) of your account. Management fees charged by Signature Resources are
separate and distinct from the fees and expenses charged by investment company securities that may be
recommended to you. A description of these fees and expenses are available in each investment
company security’s prospectus.
Item 6 – Performance-Based Fees and Side-By-Side Management
Performance-based fees are defined as fees based on a share of capital gains on or capital appreciation
of the assets held in a client’s account. Item 6 is not applicable to this Disclosure Brochure because we
do not charge or accept performance-based fees.
Item 7 – Types of Clients
Signature Resources generally provides investment advice to the following types of clients:
Individuals
•
• High net worth individuals
• Pension and profit-sharing plans
• Corporations or business entities other than those listed above
You are required to execute a written agreement with Signature Resources specifying the particular
advisory services in order to establish a client arrangement with Signature Resources.
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Minimum Investment Amounts Required
There are no minimum investment amounts or conditions required for establishing an account managed
by Signature Resources. However, all clients are required to execute an agreement for services in order
to establish a client arrangement with Signature Resources.
Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss
Methods of Analysis
Signature Resources uses the following methods of analysis in formulating investment advice:
Charting - This is a set of techniques used in technical analysis in which charts are used to plot
price movements, volume, settlement prices, open interest, and other indicators, in order to
anticipate future price movements. Users of these techniques, called chartists, believe that past
trends in these indicators can be used to extrapolate future trends.
Charting is likely the most subjective analysis of all investment methods since it relies on proper
interpretation of chart patterns. The risk of reliance upon chart patterns is that the next day's data
can always negate the conclusions reached from prior days' patterns. Also, reliance upon chart
patterns bears the risk of a certain pattern being negated by a larger, more encompassing pattern
that has not shown itself yet.
Fundamental – This is a method of evaluating a security by attempting to measure its intrinsic
value by examining related economic, financial and other qualitative and quantitative factors.
Fundamental analysts attempt to study everything that can affect the security's value, including
macroeconomic factors (like the overall economy and industry conditions) and individually
specific factors (like the financial condition and management of a company). The end goal of
performing fundamental analysis is to produce a value that an investor can compare with the
security's current price in hopes of figuring out what sort of position to take with that security
(underpriced = buy, overpriced = sell or short). Fundamental analysis is considered to be the
opposite of technical analysis. Fundamental analysis is about using real data to evaluate a
security's value. Although most analysts use fundamental analysis to value stocks, this method of
valuation can be used for just about any type of security.
The risk associated with fundamental analysis is that it is somewhat subjective. While a
quantitative approach is possible, fundamental analysis usually entails a qualitative assessment
of how market forces interact with one another in their impact on the investment in question. It is
possible for those market forces to point in different directions, thus necessitating an
interpretation of which forces will be dominant. This interpretation may be wrong and could
therefore lead to an unfavorable investment decision.
Technical – This is a method of evaluating securities by analyzing statistics generated by market
activity, such as past prices and volume. Technical analysts do not attempt to measure a
security's intrinsic value, but instead use charts and other tools to identify patterns that can
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suggest future activity. Technical analysts believe that the historical performance of stocks and
markets are indications of future performance.
Technical analysis is even more subjective than fundamental analysis in that it relies on proper
interpretation of a given security's price and trading volume data. A decision might be made
based on a historical move in a certain direction that was accompanied by heavy volume;
however, that heavy volume may only be heavy relative to past volume for the security in
question, but not compared to the future trading volume. Therefore, there is the risk of a trading
decision being made incorrectly since future trading volume is an unknown. Technical analysis is
also done through observation of various market sentiment readings, many of which are
quantitative. Market sentiment gauges the relative degree of bullishness and bearishness in a
given security, and a contrarian investor utilizes such sentiment advantageously. When most
traders are bullish, then there are very few traders left in a position to buy the security in question,
so it becomes advantageous to sell it ahead of the crowd. When most traders are bearish, then
there are very few traders left in a position to sell the security in question, so it becomes
advantageous to buy it ahead of the crowd. The risk in utilization of such sentiment technical
measures is that a very bullish reading can always become more bullish, resulting in lost
opportunity if the money manager chooses to act upon the bullish signal by selling out of a
position. The reverse is also true in that a bearish reading of sentiment can always become more
bearish, which may result in a premature purchase of a security.
There are risks involved in using any analysis method.
To conduct analysis, Signature Resources gathers information from financial newspapers and
magazines, inspection of corporate activities, research materials prepared by others, corporate rating
services, timing services, annual reports, prospectuses and filings with the SEC, and company press
releases.
Investment Strategies
Signature Resources uses the following investment strategies when managing client assets and/or
providing investment advice:
Long term purchases. Investments held at least a year.
Short term purchases. Investments sold within a year.
Tactical asset allocation. Allows for a range of percentages in each asset class (such as Stocks =
40-50%). The ranges establish minimum and maximum acceptable percentages that permit the
investor to take advantage of market conditions within these parameters. Thus, a minor form
of market timing is possible, since the investor can move to the higher end of the range when
stocks are expected to do better and to the lower end when the economic outlook is bleak.
Strategic asset allocation. Calls for setting target allocations and then periodically rebalancing
the portfolio back to those targets as investment returns skew the original asset allocation
percentages. The concept is akin to a “buy and hold” strategy, rather than an active trading
approach. Of course, the strategic asset allocation targets may change over time as the client’s
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goals and needs change and as the time horizon for major events such as retirement and college
funding grow shorter.
Primarily Recommend One Type of Security
We do not primarily recommend one type of security to clients. Instead, we recommend any product that
may be suitable for each client relative to that client’s specific circumstances and needs.
Risk of Loss
Past performance is not indicative of future results. Therefore, you should never assume that future
performance of any specific investment or investment strategy will be profitable. Investing in securities
(including stocks, mutual funds, and bonds, etc.) involves risk of loss. Further, depending on the different
types of investments there may be varying degrees of risk. You should be prepared to bear investment
loss including loss of original principal.
Because of the inherent risk of loss associated with investing, our firm is unable to represent, guarantee,
or even imply that our services and methods of analysis can or will predict future results, successfully
identify market tops or bottoms, or insulate you from losses due to market corrections or declines. There
are certain additional risks associated with investing in securities through our investment management
program, as described below:
• Market Risk – Either the stock market as a whole, or the value of an individual company,
goes down resulting in a decrease in the value of client investments. This is also referred
to as systemic risk.
• Equity (stock) market risk – Common stocks are susceptible to general stock market
fluctuations and to volatile increases and decreases in value as market confidence in and
perceptions of their issuers change. If you held common stock, or common stock
equivalents, of any given issuer, you would generally be exposed to greater risk than if
you held preferred stocks and debt obligations of the issuer.
• Company Risk. When investing in stock positions, there is always a certain level of
company or industry specific risk that is inherent in each investment. This is also referred
to as unsystematic risk and can be reduced through appropriate diversification. There is
the risk that the company will perform poorly or have its value reduced based on factors
specific to the company or its industry. For example, if a company’s employees go on
strike or the company receives unfavorable media attention for its actions, the value of
the company may be reduced.
• Fixed Income Risk. When investing in bonds, there is the risk that the issuer will default
on the bond and be unable to make payments. Further, individuals who depend on set
amounts of periodically paid income face the risk that inflation will erode their spending
power. Fixed-income investors receive set, regular payments that face the same inflation
risk.
• Options Risk. Options on securities may be subject to greater fluctuations in value than
an investment in the underlying securities. Purchasing and writing put and call options
are highly specialized activities and entail greater than ordinary investment risks.
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• ETF and Mutual Fund Risk – When investing in an ETF or mutual fund, you will bear
additional expenses based on your pro rata share of the ETF’s or mutual fund’s operating
expenses, including the potential duplication of management fees. The risk of owning an
ETF or mutual fund generally reflects the risks of owning the underlying securities the
ETF or mutual fund holds. You will also incur brokerage costs when purchasing ETFs.
• Management Risk – Your investment with our firm varies with the success and failure of
our investment strategies, research, analysis and determination of portfolio securities. If
our investment strategies do not produce the expected returns, the value of the
investment will decrease.
Item 9 – Disciplinary Information
Item 9 is not applicable to this Disclosure Brochure because there are no legal or disciplinary events that
are material to a client’s or prospective client’s evaluation of our business or integrity.
Item 10 – Other Financial Industry Activities and Affiliations
Signature Resources is not and does not have a related person that is a broker/dealer, municipal
securities dealer, government securities dealer or broker, an investment company or other pooled
investment vehicle (including a mutual fund, closed-end investment company, unit investment trust,
private investment company or "hedge fund," and offshore fund), another investment adviser or financial
planner, a futures commission merchant, commodity pool operator, or commodity trading advisor, an
accountant or accounting firm, a lawyer or law firm, an insurance company or agency, a pension
consultant, a real estate broker or dealer, and a sponsor or syndicator of limited partnerships.
We are an independent registered investment adviser and only provide investment advisory services. We
are not engaged in any other business activities and offer no other services except those described in this
Disclosure Brochure.
Item 11 – Code of Ethics, Participation in Client Transactions and Personal Trading
Code of Ethics Summary
An investment adviser is considered a fiduciary and has a fiduciary duty to all clients. Signature
Resources has established a Code of Ethics to comply with the requirements of the securities laws and
regulations that reflects its fiduciary obligations and those of its supervised persons. The Code of Ethics
also requires compliance with federal securities laws. Signature Resources Code of Ethics covers all
individuals that are classified as “supervised persons”. All employees, officers, directors and investment
adviser representatives are classified as supervised persons. Signature Resources requires its
supervised persons to consistently act in your best interest in all advisory activities. Signature Resources
imposes certain requirements on its affiliates and supervised persons to ensure that they meet the firm’s
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fiduciary responsibilities to you. The standard of conduct required is higher than ordinarily required and
encountered in commercial business.
This section is intended to provide a summary description of the Code of Ethics of Signature Resources.
If you wish to review the Code of Ethics in its entirety, you should send us a written request and upon
receipt of your request, we will promptly provide a copy of the Code of Ethics to you.
Affiliate and Employee Personal Securities Transactions Disclosure
Signature Resources or associated persons of the firm may buy or sell for their personal accounts,
investment products identical to those recommended to clients. This creates a conflict of interest. It is
the express policy of Signature Resources that all persons associated in any manner with our firm must
place clients’ interests ahead of their own when implementing personal investments. Signature
Resources and its associated persons will not buy or sell securities for their personal account(s) where
their decision is derived, in whole or in part, by information obtained as a result of employment or
association with our firm unless the information is also available to the investing public upon reasonable
inquiry.
We are now and will continue to be in compliance with applicable state and federal rules and regulations.
To prevent conflicts of interest, we have developed written supervisory procedures that include personal
investment and trading policies for our representatives, employees and their immediate family members
(collectively, associated persons):
• Associated persons cannot prefer their own interests to that of the client.
• Associated persons cannot purchase or sell any security for their personal accounts prior to
implementing transactions for client accounts.
• Associated persons cannot buy or sell securities for their personal accounts when those
decisions are based on information obtained as a result of their employment, unless that
information is also available to the investing public upon reasonable inquiry.
• Associated persons are prohibited from purchasing or selling securities of companies in which
any client is deemed an “insider”.
• Associated persons are discouraged from conducting frequent personal trading.
• Associated persons are generally prohibited from serving as board members of publicly traded
companies unless an exception has been granted to the Chief Compliance Officer of Signature
Resources.
Any associated person not observing our policies is subject to sanctions up to and including termination.
Item 12 – Brokerage Practices
Clients are under no obligation to act on the recommendations of Signature Resources. If the firm assists
in the implementation of any recommendations, we are responsible to ensure that the client receives the
best execution possible. Best execution does not necessarily mean that clients receive the lowest
possible commission costs but that the qualitative execution is best. In other words, all conditions
considered, the transaction execution is in your best interest. When considering best execution, we look
at a number of factors besides prices and rates including, but not limited to:
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• Execution capabilities (e.g., market expertise, ease/reliability/timeliness of execution,
responsiveness, integration with our existing systems, ease of monitoring investments)
• Products and services offered (e.g., investment programs, back office services, technology,
regulatory compliance assistance, research and analytic services)
• Financial strength, stability and responsibility
• Reputation and integrity
• Ability to maintain confidentiality
We exercise reasonable due diligence to make certain that best execution is obtained for all clients when
implementing any transaction by considering the back-office services, technology and pricing of services
offered.
Brokerage Recommendations
Signature Resources may recommend/require that clients establish brokerage accounts with the Schwab
Institutional division of Charles Schwab & Co., Inc (“Schwab”), a FINRA-registered broker-dealer, Member
SIPC, to maintain custody of clients’ assets and to effect trades for their accounts. Although Signature
Resources may recommend/require the clients establish accounts at Schwab, it is the client’s decision to
custody assets with Schwab. Signature Resources is independently owned and operated and not
affiliated with Schwab. Signature Resources may recommend additional unaffiliated broker-dealers to
affect fixed income transactions.
Schwab provides Signature Resources with access to its institutional trading and custody services, which
are typically not available to Schwab retail investors. These services generally are available to
independent investment advisors on an unsolicited basis, at no charge to them so long as a total of at
least $10 million of the advisor’s clients’ assets are maintained at Schwab Institutional. These services
are not contingent upon Signature Resources committing to Schwab any specific amount of business
(assets in custody or trading commissions). Schwab’s brokerage services include the execution of
securities transactions, custody, research, and access to mutual funds and other investments that are
otherwise generally available only to institutional investors or would require significantly higher minimum
initial investment.
For Signature Resources clients’ accounts maintained in its custody, Schwab generally does not charge
separately for custody services but is compensated by account holders through commissions or other
transaction-related or asset-based fees for securities trades that are executed through Schwab or that
settle into Schwab accounts. Schwab Institutional also makes available to Signature Resources other
products and services that benefit Signature Resources but may not directly benefit clients’
accounts. Many of these products and services may be used to service all or some substantial number of
Signature Resources’ accounts, including accounts not maintained Schwab.
Schwab’s products and services that assist Signature Resources in managing and administering clients’
accounts include software and other technology that (i) provides access to client account data (such as
trade confirmations and account statements); (ii) facilitate trade execution and allocate aggregated trade
orders for multiple client accounts; (iii) provide research, pricing and other market data; (iv) facilitate
payment of Signature Resources fees from some of its accounts; and (v) assist with back-office functions,
recordkeeping and client reporting.
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Schwab Institutional also offers other services intended to help Signature Resources manage and further
develop its business enterprise. These services may include: (i) compliance, legal and business
consulting; (ii) publications and conferences on practice management and business succession; and (iii)
access to employee benefits providers, human capital consultants and insurance providers. Schwab
Institutional may discount or waive fees it would otherwise charge for some of these services or pay all or
part of the fees of a third-party providing these services to Signature Resources. Schwab Institutional
may also provide other benefits such as educational events or occasional business entertainment of
Signature Resources personnel. While as a fiduciary, Signature Resources endeavors to act in it’s
clients’ best interests, Signature Resources recommendation that clients maintain their assets in accounts
at Schwab may take into account availability of some of the foregoing products and services and other
arrangements not solely on the nature of cost or quality of custody and brokerage services provided by
Schwab, which can create a conflict of interest.
Directed Brokerage
Clients are allowed to select the broker-dealer that will be used for their accounts. Clients directing the
use of a particular broker/dealer or other custodian must understand that we may not be able to obtain the
best prices and execution for the transaction. Under a client-directed brokerage arrangement, clients may
receive less favorable prices than would otherwise be the case if the client had not designated a particular
broker/dealer or custodian. Directed brokerage account trades are generally placed by Signature
Resources after effecting trades for other clients of Signature Resources. In the event that a client directs
Signature Resources to use a particular broker or dealer, Signature Resources may not be authorized to
negotiate commissions and may be unable to obtain volume discounts or best execution. In addition,
under these circumstances a disparity in commission charges may exist between the commissions
charged to clients who direct Signature Resources to use a particular broker or dealer versus clients who
do not direct the use of a particular broker or dealer.
Soft Dollar Benefits
An investment adviser receives soft dollar benefits from a broker-dealer when the investment adviser
receives research or other products and services in exchange for client securities transactions or
maintaining an account balance with the broker-dealer.
Signature Resources does not have a soft dollar agreement with a broker-dealer or a third-party.
Handling Trade Errors
Signature Resources has implemented procedures designed to prevent trade errors; however, trade
errors in client accounts cannot always be avoided. Consistent with its fiduciary duty, it is the policy of
Signature Resources to correct trade errors in a manner that is in the best interest of the client. In cases
where the client causes the trade error, the client is responsible for any loss resulting from the correction.
Depending on the specific circumstances of the trade error, the client may not be able to receive any
gains generated as a result of the error correction. In all situations where the client does not cause the
trade error, the client is made whole and any loss resulting from the trade error is absorbed by Signature
Resources if the error is caused by Signature Resources. If the error is caused by the broker-dealer, the
broker-dealer is responsible for handling the trade error. If an investment gain results from the correcting
trade, the gain remains in the client’s account unless the same error involved other client account(s) that
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should also receive the gains. It is not permissible for all clients to retain the gain. Signature Resources
may also confer with a client to determine if the client should forego the gain (e.g., due to tax reasons).
Signature Resources will never benefit or profit from trade errors.
Block Trading Policy
We may elect to purchase or sell the same securities for several clients at approximately the same time.
This process is referred to as aggregating orders, batch trading or block trading and is used by our firm
when Signature Resources believes such action may prove advantageous to clients. If and when we
aggregate client orders, allocating securities among client accounts is done on a fair and equitable basis.
Typically, the process of aggregating client orders is done in order to achieve better execution, to
negotiate more favorable commission rates or to allocate orders among clients on a more equitable basis
in order to avoid differences in prices and transaction fees or other transaction costs that might be
obtained when orders are placed independently.
Signature Resources uses the average price allocation method for transaction allocation.
Under this procedure Signature Resources will calculate the average price and transaction charges for
each transaction included in a block order and assign the average price and transaction charge to each
allocated transaction executed for the client’s account.
If and when we determine to aggregate client orders for the purchase or sale of securities, including
securities in which Signature Resources or our associated persons may invest, we will do so in
accordance with the parameters set forth in the SEC No-Action Letter, SMC Capital, Inc. Neither we nor
our associated persons receive any additional compensation as a result of block trades.
Agency Cross Transactions
Our associated persons are prohibited from engaging in agency cross transactions, meaning we cannot
act as brokers for both the sale and purchase of a single security between two different clients and cannot
receive compensation in the form of an agency cross commission or principal mark-up for the trades.
Item 13 – Review of Accounts
Account Reviews and Reviewers
Managed accounts are reviewed at least quarterly. While the calendar is the main triggering factor,
reviews can also be conducted at your request. Account reviews will include investment strategy and
objectives review and making a change if strategy and objectives have changed. Reviews are conducted
by Lance Hope-Gill, with reviews performed in accordance with your investment goals and objectives.
Statements and Reports
For our asset management services, you are provided with transaction confirmation notices and regular
monthly account statements in writing directly from the qualified custodian.
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You are encouraged to always compare any reports or statements provided by us against the account
statements delivered from the qualified custodian. When you have questions about your account
statement, you should contact our firm and the qualified custodian preparing the statement.
Item 14 – Client Referrals and Other Compensation
Signature Resources does not directly or indirectly compensate any person for client referrals.
The only compensation received from advisory services is the fees charged for providing investment
advisory services as described in Item 5 of this Disclosure Brochure. Signature Resources receives no
other forms of compensation in connection with providing investment advice.
We receive an economic benefit from Schwab in the form of the support products and services it makes
available to us and other independent investment advisers whose clients maintain their accounts at
Schwab. These products and services, how they benefit us, and the related conflicts of interest are
described above (see Item 12 – Brokerage Practices). The availability of Schwab’s products and services
is not based on us giving particular investment advice, such as buying particular securities for our clients.
Please see Item 5, Fees and Compensation, Item 10, Other Financial Industry Activities and Affiliations
and Item 12, Brokerage Practices, for additional discussion concerning other compensation.
Item 15 – Custody
Custody, as it applies to investment advisors, has been defined by regulators as having access or control
over client funds and/or securities. In other words, custody is not limited to physically holding client funds
and securities. If an investment adviser has the ability to access or control client funds or securities, the
investment adviser is deemed to have custody and must ensure proper procedures are implemented.
Signature Resources is deemed to have custody of client funds and securities whenever Signature
Resources is given the authority to have fees deducted directly from client accounts.
For accounts in which Signature Resources is deemed to have custody, we have established procedures
to ensure all client funds and securities are held at a qualified custodian in a separate account for each
client under that client’s name. Clients or an independent representative of the client will direct, in writing,
the establishment of all accounts and therefore are aware of the qualified custodian’s name, address and
the manner in which the funds or securities are maintained. Finally, account statements are delivered
directly from the qualified custodian to each client, or the client’s independent representative, at least
quarterly. Clients should carefully review those statements and are urged to compare the statements
against reports received from Signature Resources. When clients have questions about their account
statements, they should contact Signature Resources or the qualified custodian preparing the statement.
When fees are deducted from an account, Signature Resources is responsible for calculating the fee and
delivering instructions to the custodian. At the same time Signature Resources instructs the custodian to
deduct fees from your account; Signature Resources will send you an invoice itemizing the fee.
Itemization will include the formula used to calculate the fee, the amount of assets under management
the fee is based on, and the time period covered by the fee.
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Additionally, Signature Resources, is deemed to have custody of client funds and securities when
Signature Resources has standing authority (also known as a standing letter of authorization or “SLOA”)
to move money from a client’s account to a third-party account.
As such, our firm has adopted the following safeguards in conjunction with our custodian:
• The client provides instructions to the qualified custodian, in writing, that includes the client’s
signature, the first/third party’s name, and either the first/third party’s address or the first/third
party’s account number at a custodian to which the transfer should be.
• The client authorizes the investment adviser, in writing, either on the qualified custodian’s form or
separately, to direct transfers to the first/third party either on a specified schedule or from time to
time.
• The client’s qualified custodian performs appropriate verification of the instruction, such as a
signature review or other method to verify the client’s authorization and provides a transfer of funds
notice to the client promptly after each transfer.
• The client can terminate or change the instruction to the client’s qualified custodian.
• The investment adviser has no authority or ability to designate or change the identity of the first/
third party, the address, or any other information about the first/third party contained in the client’s
instruction.
• The investment adviser maintains records showing that the first/third party is not a related party of
the investment adviser or located at the same address as the investment adviser.
• The client’s qualified custodian sends the client, in writing, an initial notice confirming the instruction
and an annual notice reconfirming the instructions.
Item 16 – Investment Discretion
When providing asset management services, Signature Resources maintains trading authorization over
your Account and can provide management services on a discretionary basis. When discretionary
authority is granted, we will have the authority to determine the type of securities and the amount of
securities that can be bought or sold for your portfolio without obtaining your consent for each transaction.
If you decide to grant trading authorization on a non-discretionary basis, we will be required to contact
you prior to implementing changes in your account. Therefore, you will be contacted and required to
accept or reject our investment recommendations including:
• The security being recommended
• The number of shares or units
• Whether to buy or sell
Once the above factors are agreed upon, we will be responsible for making decisions regarding the timing
of buying or selling an investment and the price at which the investment is bought or sold. If your
accounts are managed on a non-discretionary basis, you need to know that if we are not able to reach
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you or you are slow to respond to our request, it can have an adverse impact on the timing of trade
implementations and we may not achieve the optimal trading price.
You will have the ability to place reasonable restrictions on the types of investments that may be
purchased in your Account. You may also place reasonable limitations on the discretionary power
granted to Signature Resources so long as the limitations are specifically set forth or included as an
attachment to the client agreement.
Item 17 – Voting Client Securities
Proxy Voting
Signature Resources does not vote proxies on behalf of Clients. We have determined that taking on the
responsibilities for voting client securities does not add enough value to the services provided to you to
justify the additional compliance and regulatory costs associated with voting client securities. Therefore,
it is your responsibility to vote all proxies for securities held in Account.
You will receive proxies directly from the qualified custodian or transfer agent; we will not provide you with
the proxies. You are encouraged to read through the information provided with the proxy-voting
documents and make a determination based on the information provided. Although we do not vote client
proxies, if you have a question about a particular proxy feel free to contact us. However, you will have
the ultimate responsibility for making all proxy-voting decisions.
Item 18 – Financial Information
This Item 18 is not applicable to this brochure. Signature Resources does not require or solicit
prepayment of more than $500 in fees per client, six months or more in advance. Therefore, we are not
required to include a balance sheet for the most recent fiscal year. We are not subject to a financial
condition that is reasonably likely to impair our ability to meet contractual commitments to clients. Finally,
Signature Resources has not been the subject of a bankruptcy petition at any time.
Item 19 – Requirements for State-Registered Advisers
Executive Officer and Management Personnel
Lance Hope-Gill
Educational Background:
University of Florida, BS in Finance: 1995
Business Experience:
Signature Resources, Principal, Chief Compliance Officer, 04/2025 to Present;
Signature Resources, Investment Advisor Representative, 04/2025 to Present;
United Community Bank, Managing Director of Sales & Strategy, 03/2024 to 03/2025,
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United Community Bank, Chief Fiduciary Officer, 06/2021 to 03/2024,
Seaside Capital Management, Inc., Principal and Investment Advisor Representative, 02/2019 to
12/2023
Seaside National Bank & Trust, Senior Fiduciary Officer and Investment Analyst, 02/2014 to
06/2021
Charter Investment Advisors, Inc., Vice President, 08/1996 to 04/2014
Other Business Activities
See Item 10 – Other Financial Industry Activities and Affiliations.
No Performance Based Fees
As previously disclosed in Item 6, Signature Resources does not charge or accept performance-based
fees.
No Arbitrations
Signature Resources or any of its associated persons have not been the subject of any client arbitrations
or similar legal disputes.
No Arrangement with Issuer of Securities
Signature Resources and its management do not have any relationship or arrangement with any issuer of
securities.
Renee Hopegill
Educational Background:
University of Florida, Masters Degree in Education, 1996
Business Experience:
Signature Resources, Owner, 11/2023 to Present;
Unemployed, 06/2020 to 11/2023;
Orange County Public Schools, Gifted Services Coordinator, 08/2016 to 06/2021;
Other Business Activities
See Item 10 – Other Financial Industry Activities and Affiliations.
No Performance Based Fees
As previously disclosed in Item 6, Signature Resources does not charge or accept performance-based
fees.
No Arbitrations
Signature Resources or any of its associated persons have not been the subject of any client arbitrations
or similar legal disputes.
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No Arrangement with Issuer of Securities
Signature Resources and its management do not have any relationship or arrangement with any issuer of
securities.
Business Continuity Plan
Signature Resources has a business continuity and contingency plan in place designed to respond to
significant business disruptions. These disruptions can be both internal and external. Internal disruptions
will impact our ability to communicate and do business, such as a fire in the office building. External
disruptions will prevent the operation of the securities markets or the operations of a number of firms,
such as earthquakes, wildfires, hurricanes, terrorist attack or other wide-scale, regional disruptions.
Our continuity and contingency plan has been developed to safeguard employees’ lives and firm property,
to allow a method of making financial and operational assessments, to quickly recover and resume
business operations, to protect books and records, and to allow clients to continue transacting business.
The plan includes the following:
• Alternate locations to conduct business;
• Hard and electronic back-ups of records;
• Alternative means of communications with employees, clients, critical business constituents
and regulators; and
• Details on the firms’ employee succession plan
Our business continuity and contingency plan is reviewed and updated on a regular basis to ensure that
the policies in place are sufficient and operational.
Customer Privacy Policy Notice
The information contained in this section will also be disclosed in Signature Resources Privacy Policy
Statement. This statement will be provided to all clients in accordance with the rules and regulations of
the Gramm-Leach-Bliley Act of 1999.
As a registered investment advisor, Signature Resources, LLC. and its investment adviser
representatives will gather and develop personal information regarding our clients. This information will
be gathered and developed by us for the following purposes:
1. To determine the client’s financial goals and objectives
2. To determine the level of advisory services needed and desired by the client
3. To provide the client with specific recommendations regarding advisory services
4. To provide the client with specific recommendations regarding financial products
5. To provide ongoing support and recommendations regarding financial products held in the client’s
account
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Client information that Signature Resources, LLC. will collect may include, but not be limited to the
following:
•
•
•
Information received from clients on financial inventories through consultations with its
representatives. This information may include personal and household information such as
income, spending habits, investment objectives, financial goals, statements of account and other
records concerning the clients’ financial conditions and assets, together with information
concerning employee benefits and retirement plan interests, wills, trusts, mortgages and tax
returns.
Information developed as part of financial plans, analyses or investment advisory services.
Information concerning investment advisory account transactions, Information about clients’
financial products and services transactions with Signature Resources, LLC.
When a client account is closed, Signature Resources, LLC. will continue to keep all client information
confidential in accordance with the principles stated in its privacy policy.
A copy of the Privacy Policy Notice will be delivered to all clients in writing by at least one of the following
methods:
• By hand delivering a copy to the client
• Mailing a copy to the client’s address on record
•
If business is conducted electronically, a notice may be posted on an electronic site as long as the
client acknowledges receipt of the Privacy Policy Notice prior to the client obtaining any services
or products from Signature Resources, LLC.
A copy of the Privacy Policy Notice will be provided to the client no later than the time a client establishes
a relationship with Signature Resources, LLC., unless this situation would cause a delay in the client
obtaining services and the client agrees to accept the notice at a later date. When this situation applies, a
copy of the Privacy Policy Statement will be delivered to the client within a reasonable time period
following the transaction.
Any time a change is made to the Privacy Policy, the statement to clients will be revised. The revised
statement will be given to all affected clients prior to any disclosure of information. In addition, Signature
Resources, LLC. will provide a copy of its Privacy Policy Statement to all current and existing clients at
least annually.
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FORM ADV PART 2B BROCHURE SUPPLEMENT – Lance Hope-Gill
Item 1 – Cover Page
Lance Hope-Gill
Signature Resources, LLC.
5700 Creekfall Lane
Fuquay Varina, NC 27526
(407) 852-8682
Date of Supplement: January 2026
This brochure supplement provides information about Lance Hope-Gill that supplements the
Signature Resources, LLC. (“Signature Resources”) disclosure brochure. You should have
received a copy of that brochure. Please contact Lance Hope-Gill at 407-852-8682 or at
SR@signatureresourcesllc.com if you did not receive Signature Resources brochure or if you have
any questions about the contents of this supplement.
Item 2 – Educational Background and Business Experience
Lance Hope-Gill
Born 1973; CRD # 3066537
Post-Secondary Educational Background:
University of Florida, BS in Finance: 1995
Business Background:
Signature Resources, Principal, Chief Compliance Officer, 04/2025 to Present;
Signature Resources, Investment Advisor Representative, 04/2025 to Present;
United Community Bank, Managing Director of Sales & Strategy, 03/2024 to 03/2025,
United Community Bank, Chief Fiduciary Officer, 06/2021 to 03/2024,
Seaside Capital Management, Inc., Principal and Investment Advisor Representative, 02/2019 to
12/2023
Seaside National Bank & Trust, Senior Fiduciary Officer and Investment Analyst, 02/2014 to
06/2021
Charter Investment Advisors, Inc., Vice President, 08/1996 to 04/2014
Professional Designations
Certified Financial Planner (CFP)
The CERTIFIED FINANCIAL PLANNER™, CFP® and federally registered CFP (with flame design) marks
(collectively, the “CFP® marks”) are professional certification marks granted in the United States by
Certified Financial Planner Board of Standards, Inc. (“CFP Board”).
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The CFP® certification is a voluntary certification; no federal or state law or regulation requires financial
planners to hold CFP® certification. It is recognized in the United States and a number of other countries
for its (1) high standard of professional education; (2) stringent code of conduct and standards of practice;
and (3) ethical requirements that govern professional engagements with clients. Currently, more than
62,000 individuals have obtained CFP® certification in the United States.
To attain the right to use the CFP® marks, an individual must satisfactorily fulfill the following
requirements:
• Education – Complete an advanced college-level course of study addressing the financial
planning subject areas that CFP Board’s studies have determined as necessary for the
competent and professional delivery of financial planning services, and attain a Bachelor’s
Degree from a regionally accredited United States college or university (or its equivalent from a
foreign university). CFP Board’s financial planning subject areas include insurance planning and
risk management, employee benefits planning, investment planning, income tax planning,
retirement planning, and estate planning;
• Examination – Pass the comprehensive CFP® Certification Examination. The examination,
administered in 10 hours over a two-day period, includes case studies and client scenarios
designed to test one’s ability to correctly diagnose financial planning issues and apply one’s
knowledge of financial planning to real world circumstances;
• Experience – Complete at least three years of full-time financial planning-related experience (or
the equivalent, measured as 2,000 hours per year); and
• Ethics – Agree to be bound by CFP Board’s Standards of Professional Conduct, a set of
documents outlining the ethical and practice standards for CFP® professionals.
Individuals who become certified must complete the following ongoing education and ethics requirements
in order to maintain the right to continue to use the CFP® marks:
• Continuing Education – Complete 30 hours of continuing education hours every two years,
including two hours on the Code of Ethics and other parts of the Standards of Professional
Conduct, to maintain competence and keep up with developments in the financial planning field;
and
• Ethics – Renew an agreement to be bound by the Standards of Professional Conduct. The
Standards prominently require that CFP® professionals provide financial planning services at a
fiduciary standard of care. This means CFP® professionals must provide financial planning
services in the best interests of their clients.
CFP® professionals who fail to comply with the above standards and requirements may be subject to CFP
Board’s enforcement process, which could result in suspension or permanent revocation of their CFP®
certification.
CFP Acknowledgment: Lance Hope-Gill acknowledges his responsibility as a CFP® Certificant to adhere
to the standards that have been established in the CFP Board’s Standards of Professional Conduct. If
you become aware that Lance Hope-Gill’s conduct may violate the Standards of Professional Conduct,
you may file a complaint with the CFP Board at www.CFP.net/complaint.
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Code of Ethics for CFP
In addition to abiding by our Code of Ethics, some of our representatives are Certified Financial
Planners™ (CFP®) and also abide by the Code of Ethics and Responsibility Code of the Certified Financial
Planner™ Board of Standards, Inc. The Code of Ethics and Responsibility Code requires CFP® designees
to not only comply with all applicable laws and regulations but to also act in an ethical and professional
responsible manner in all professional services and activities. The principles guiding CFP® designees
are:
•
Integrity
• Objectivity
• Competence (in providing services and maintaining knowledge and skills to do so)
• Fairness (to clients, principals, partners and employers and disclosing any conflicts of interest in
providing services)
• Confidentiality (keeping all client information confidential without the specific client consent unless
in response to legal process or in defense of charges of wrongdoing or civil dispute)
• Professionalism
• Diligence
You can obtain a copy of the Code of Ethics and Responsibility Code by requesting a copy from one of
our representatives.
Item 3 – Disciplinary Information
Lane Hope-Gill has no legal or disciplinary events to report.
Item 4 – Other Business Activities
Lane Hope-Gill has no other business activities to report.
Item 5 – Additional Compensation
Lane Hope-Gill does not receive any additional compensation or benefits.
Item 6 – Supervision
Lane Hope-Gill is the Chief Compliance Officer of Signature Resources. He is responsible for overseeing
and enforcing the firm’s compliance programs that have been established to monitor and supervise the
activities and services provided by the firm and its representatives. Lane Hope-Gill can be contacted at
407-852-8682.
Item 7 – Requirements for State-Registered Advisers
Lane Hope-Gill has not been involved in an arbitration award and has not been found liable in an
arbitration claim alleging damages in excess of $2,500. He has not been involved in any award or found
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liable in any civil, self-regulatory organization, or administrative proceeding. Additionally, he has not been
the subject of a bankruptcy petition.
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