Overview
Assets Under Management: $134 million
High-Net-Worth Clients: 5
Average Client Assets: $26 million
Frequently Asked Questions
DBD RETIREMENT AND FINANCIAL SERVICES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #328239), DBD RETIREMENT AND FINANCIAL SERVICES, LLC is subject to fiduciary duty under federal law.
DBD RETIREMENT AND FINANCIAL SERVICES, LLC serves 5 high-net-worth clients according to their SEC filing dated January 16, 2025. View client details ↓
According to their SEC Form ADV, DBD RETIREMENT AND FINANCIAL SERVICES, LLC offers financial planning, portfolio management for individuals, selection of other advisors, and educational seminars and workshops. View all service details ↓
DBD RETIREMENT AND FINANCIAL SERVICES, LLC manages $134 million in client assets according to their SEC filing dated January 16, 2025.
According to their SEC Form ADV, DBD RETIREMENT AND FINANCIAL SERVICES, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 5
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 96.92
Average High-Net-Worth Client Assets: $26 million
Total Client Accounts: 38
Discretionary Accounts: 38
Regulatory Filings
CRD Number: 328239
Last Filing Date: 2025-01-16 00:00:00
Website: https://dbdfinancial.com