Overview
Assets Under Management: $137 million
Headquarters: SAN RAFAEL, CA
High-Net-Worth Clients: 30
Average Client Assets: $3.1 million
Frequently Asked Questions
DEFINED FINANCIAL PLANNING LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #310137), DEFINED FINANCIAL PLANNING LLC is subject to fiduciary duty under federal law.
DEFINED FINANCIAL PLANNING LLC is headquartered in SAN RAFAEL, CA.
DEFINED FINANCIAL PLANNING LLC serves 30 high-net-worth clients according to their SEC filing dated June 10, 2025. View client details ↓
According to their SEC Form ADV, DEFINED FINANCIAL PLANNING LLC offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
DEFINED FINANCIAL PLANNING LLC manages $137 million in client assets according to their SEC filing dated June 10, 2025.
According to their SEC Form ADV, DEFINED FINANCIAL PLANNING LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 30
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 67.61%
Average Client Assets: $3.1 million
Total Client Accounts: 333
Discretionary Accounts: 329
Non-Discretionary Accounts: 4
Regulatory Filings
CRD Number: 310137
Filing ID: 1995768
Last Filing Date: 2025-06-10 10:17:00