Overview
Assets Under Management: $580 million
Headquarters: ROME, GA
High-Net-Worth Clients: 306
Frequently Asked Questions
DEMPSEY LORD SMITH, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #141238), DEMPSEY LORD SMITH, LLC is subject to fiduciary duty under federal law.
DEMPSEY LORD SMITH, LLC is headquartered in ROME, GA.
DEMPSEY LORD SMITH, LLC serves 306 high-net-worth clients according to their SEC filing dated March 31, 2025. View client details ↓
According to their SEC Form ADV, DEMPSEY LORD SMITH, LLC offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
DEMPSEY LORD SMITH, LLC manages $580 million in client assets according to their SEC filing dated March 31, 2025.
According to their SEC Form ADV, DEMPSEY LORD SMITH, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 306
Total Client Accounts: 2,444
Discretionary Accounts: 2,444
Regulatory Filings
CRD Number: 141238
Filing ID: 1958192
Last Filing Date: 2025-03-31 13:32:00
Website: https://dempseyi.com