Overview
Assets Under Management: $155 million
Headquarters: PENSACOLA BEACH, FL
High-Net-Worth Clients: 47
Average Client Assets: $3 million
Frequently Asked Questions
DICK RIVERA & ASSOCIATES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #114409), DICK RIVERA & ASSOCIATES, LLC is subject to fiduciary duty under federal law.
DICK RIVERA & ASSOCIATES, LLC is headquartered in PENSACOLA BEACH, FL.
DICK RIVERA & ASSOCIATES, LLC serves 47 high-net-worth clients according to their SEC filing dated March 05, 2025. View client details ↓
According to their SEC Form ADV, DICK RIVERA & ASSOCIATES, LLC offers financial planning and portfolio management for individuals. View all service details ↓
DICK RIVERA & ASSOCIATES, LLC manages $155 million in client assets according to their SEC filing dated March 05, 2025.
According to their SEC Form ADV, DICK RIVERA & ASSOCIATES, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 47
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 91.96
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 263
Discretionary Accounts: 263
Regulatory Filings
CRD Number: 114409
Last Filing Date: 2025-03-05 00:00:00
Website: https://calton.com