Overview
Assets Under Management: $139 million
Headquarters: SAN MATEO, CA
High-Net-Worth Clients: 173
Average Client Assets: $0.6 million
Frequently Asked Questions
DRAGON FINANCIAL GROUP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #282113), DRAGON FINANCIAL GROUP is subject to fiduciary duty under federal law.
DRAGON FINANCIAL GROUP is headquartered in SAN MATEO, CA.
DRAGON FINANCIAL GROUP serves 173 high-net-worth clients according to their SEC filing dated April 10, 2018. View client details ↓
According to their SEC Form ADV, DRAGON FINANCIAL GROUP offers financial planning, portfolio management for individuals, and pension consulting services. View all service details ↓
DRAGON FINANCIAL GROUP manages $139 million in client assets according to their SEC filing dated April 10, 2018.
According to their SEC Form ADV, DRAGON FINANCIAL GROUP serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting
Clients
Number of High-Net-Worth Clients: 173
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 77.27%
Average Client Assets: $0.6 million
Total Client Accounts: 890
Discretionary Accounts: 769
Non-Discretionary Accounts: 121
Regulatory Filings
CRD Number: 282113
Filing ID: 1208347
Last Filing Date: 2018-04-10 19:19:00