Overview
Assets Under Management: $136 million
High-Net-Worth Clients: 34
Average Client Assets: $3.9 million
Frequently Asked Questions
EAST ROCK FINANCIAL SERVICES, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #147949), EAST ROCK FINANCIAL SERVICES, LLC is subject to fiduciary duty under federal law.
EAST ROCK FINANCIAL SERVICES, LLC serves 34 high-net-worth clients according to their SEC filing dated March 02, 2026. View client details ↓
According to their SEC Form ADV, EAST ROCK FINANCIAL SERVICES, LLC offers financial planning and portfolio management for individuals. View all service details ↓
EAST ROCK FINANCIAL SERVICES, LLC manages $136 million in client assets according to their SEC filing dated March 02, 2026.
According to their SEC Form ADV, EAST ROCK FINANCIAL SERVICES, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 34
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 98.45%
Average Client Assets: $3.9 million
Total Client Accounts: 190
Discretionary Accounts: 190
Regulatory Filings
CRD Number: 147949
Filing ID: 2062227
Last Filing Date: 2026-03-02 15:54:58