Overview
Assets Under Management: $151 million
High-Net-Worth Clients: 38
Average Client Assets: $3 million
Frequently Asked Questions
EFFECTIVE ASSETS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #285744), EFFECTIVE ASSETS, INC. is subject to fiduciary duty under federal law.
EFFECTIVE ASSETS, INC. serves 38 high-net-worth clients according to their SEC filing dated January 25, 2025. View client details ↓
According to their SEC Form ADV, EFFECTIVE ASSETS, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
EFFECTIVE ASSETS, INC. manages $151 million in client assets according to their SEC filing dated January 25, 2025.
According to their SEC Form ADV, EFFECTIVE ASSETS, INC. serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 38
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 71.76
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 405
Discretionary Accounts: 315
Non-Discretionary Accounts: 90
Regulatory Filings
CRD Number: 285744
Last Filing Date: 2025-01-25 00:00:00
Website: https://effectiveassets.com