Overview
Assets Under Management: $553 million
Headquarters: SEATTLE, WA
High-Net-Worth Clients: 353
Average Client Assets: $0.9 million
Frequently Asked Questions
EK RILEY INVESTMENTS, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #121003), EK RILEY INVESTMENTS, LLC is subject to fiduciary duty under federal law.
EK RILEY INVESTMENTS, LLC is headquartered in SEATTLE, WA.
EK RILEY INVESTMENTS, LLC serves 353 high-net-worth clients according to their SEC filing dated January 25, 2018. View client details ↓
According to their SEC Form ADV, EK RILEY INVESTMENTS, LLC offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
EK RILEY INVESTMENTS, LLC manages $553 million in client assets according to their SEC filing dated January 25, 2018.
According to their SEC Form ADV, EK RILEY INVESTMENTS, LLC serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 353
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 55.23%
Average Client Assets: $0.9 million
Total Client Accounts: 1,555
Discretionary Accounts: 1,312
Non-Discretionary Accounts: 243
Regulatory Filings
CRD Number: 121003
Filing ID: 1166525
Last Filing Date: 2018-01-25 13:00:00