Overview
Assets Under Management: $170 million
Headquarters: SAN FRANCISCO, CA
High-Net-Worth Clients: 39
Average Client Assets: $2.4 million
Frequently Asked Questions
EMBARCADERO FINANCIAL GROUP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #140929), EMBARCADERO FINANCIAL GROUP is subject to fiduciary duty under federal law.
EMBARCADERO FINANCIAL GROUP is headquartered in SAN FRANCISCO, CA.
EMBARCADERO FINANCIAL GROUP serves 39 high-net-worth clients according to their SEC filing dated March 11, 2026. View client details ↓
According to their SEC Form ADV, EMBARCADERO FINANCIAL GROUP offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
EMBARCADERO FINANCIAL GROUP manages $170 million in client assets according to their SEC filing dated March 11, 2026.
According to their SEC Form ADV, EMBARCADERO FINANCIAL GROUP serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 39
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 54.49%
Average Client Assets: $2.4 million
Total Client Accounts: 383
Discretionary Accounts: 381
Non-Discretionary Accounts: 2
Regulatory Filings
CRD Number: 140929
Filing ID: 2062440
Last Filing Date: 2026-03-11 18:03:58