Overview
Assets Under Management: $121 million
Headquarters: ROCKY MOUNT, NC
High-Net-Worth Clients: 77
Average Client Assets: $1.3 million
Frequently Asked Questions
EMERALD ASSET MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #174691), EMERALD ASSET MANAGEMENT, INC. is subject to fiduciary duty under federal law.
EMERALD ASSET MANAGEMENT, INC. is headquartered in ROCKY MOUNT, NC.
EMERALD ASSET MANAGEMENT, INC. serves 77 high-net-worth clients according to their SEC filing dated March 10, 2026. View client details ↓
According to their SEC Form ADV, EMERALD ASSET MANAGEMENT, INC. offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
EMERALD ASSET MANAGEMENT, INC. manages $121 million in client assets according to their SEC filing dated March 10, 2026.
According to their SEC Form ADV, EMERALD ASSET MANAGEMENT, INC. serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 77
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 84.37%
Average Client Assets: $1.3 million
Total Client Accounts: 424
Discretionary Accounts: 417
Non-Discretionary Accounts: 7
Regulatory Filings
CRD Number: 174691
Filing ID: 2061540
Last Filing Date: 2026-03-10 17:53:57