Overview
Assets Under Management: $7.8 billion
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 14
Average Client Assets: $9.4 million
Frequently Asked Questions
ETHIC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #282827), ETHIC is subject to fiduciary duty under federal law.
ETHIC is headquartered in NEW YORK, NY.
ETHIC serves 14 high-net-worth clients according to their SEC filing dated March 31, 2026. View client details ↓
According to their SEC Form ADV, ETHIC offers portfolio management for individuals, portfolio management for institutional clients, and educational seminars and workshops. View all service details ↓
ETHIC manages $7.8 billion in client assets according to their SEC filing dated March 31, 2026.
According to their SEC Form ADV, ETHIC serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Educational Seminars
Clients
Number of High-Net-Worth Clients: 14
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 1.69%
Average Client Assets: $9.4 million
Total Client Accounts: 2,936
Discretionary Accounts: 2,936
Regulatory Filings
CRD Number: 282827
Filing ID: 2082710
Last Filing Date: 2026-03-31 12:35:29