Overview

Assets Under Management: $1.2 billion
Headquarters: BELLINGHAM, WA
High-Net-Worth Clients: 229
Average Client Assets: $3 million

Frequently Asked Questions

FINANCIAL PLAN, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #116073), FINANCIAL PLAN, INC. is subject to fiduciary duty under federal law.

FINANCIAL PLAN, INC. is headquartered in BELLINGHAM, WA.

FINANCIAL PLAN, INC. serves 229 high-net-worth clients according to their SEC filing dated March 19, 2025. View client details ↓

According to their SEC Form ADV, FINANCIAL PLAN, INC. offers financial planning and portfolio management for individuals. View all service details ↓

FINANCIAL PLAN, INC. manages $1.2 billion in client assets according to their SEC filing dated March 19, 2025.

According to their SEC Form ADV, FINANCIAL PLAN, INC. serves high-net-worth individuals. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals

Clients

Number of High-Net-Worth Clients: 229
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 58.20
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 3,742
Discretionary Accounts: 3,742

Regulatory Filings

CRD Number: 116073
Filing ID: 1944109
Last Filing Date: 2025-03-19 18:42:00
Website: https://financialplaninc.com