Overview
Assets Under Management: $460 million
Headquarters: GREENWOOD, IN
High-Net-Worth Clients: 84
Average Client Assets: $3 million
Frequently Asked Questions
FINANCIAL PLANS & STRATEGIES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #123793), FINANCIAL PLANS & STRATEGIES, INC. is subject to fiduciary duty under federal law.
FINANCIAL PLANS & STRATEGIES, INC. is headquartered in GREENWOOD, IN.
FINANCIAL PLANS & STRATEGIES, INC. serves 84 high-net-worth clients according to their SEC filing dated November 24, 2025. View client details ↓
According to their SEC Form ADV, FINANCIAL PLANS & STRATEGIES, INC. offers financial planning and portfolio management for individuals. View all service details ↓
FINANCIAL PLANS & STRATEGIES, INC. manages $460 million in client assets according to their SEC filing dated November 24, 2025.
According to their SEC Form ADV, FINANCIAL PLANS & STRATEGIES, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 84
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 48.09
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 827
Discretionary Accounts: 827
Regulatory Filings
CRD Number: 123793
Filing ID: 2029666
Last Filing Date: 2025-11-24 13:22:02
Website: 1