Overview
Assets Under Management: $150 million
Headquarters: BROOKFIELD, WI
High-Net-Worth Clients: 19
Average Client Assets: $2.9 million
Frequently Asked Questions
FINANCIAL STRATEGIES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #113097), FINANCIAL STRATEGIES, INC. is subject to fiduciary duty under federal law.
FINANCIAL STRATEGIES, INC. is headquartered in BROOKFIELD, WI.
FINANCIAL STRATEGIES, INC. serves 19 high-net-worth clients according to their SEC filing dated March 09, 2026. View client details ↓
According to their SEC Form ADV, FINANCIAL STRATEGIES, INC. offers financial planning and portfolio management for individuals. View all service details ↓
FINANCIAL STRATEGIES, INC. manages $150 million in client assets according to their SEC filing dated March 09, 2026.
According to their SEC Form ADV, FINANCIAL STRATEGIES, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 19
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 37.32%
Average Client Assets: $2.9 million
Total Client Accounts: 560
Discretionary Accounts: 560
Regulatory Filings
CRD Number: 113097
Filing ID: 2055371
Last Filing Date: 2026-03-09 13:46:17