Overview
Assets Under Management: $202 million
Headquarters: LAS VEGAS, NV
High-Net-Worth Clients: 76
Average Client Assets: $2 million
Frequently Asked Questions
FINLEY FINANCIAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #131442), FINLEY FINANCIAL, LLC is subject to fiduciary duty under federal law.
FINLEY FINANCIAL, LLC is headquartered in LAS VEGAS, NV.
FINLEY FINANCIAL, LLC serves 76 high-net-worth clients according to their SEC filing dated February 11, 2025. View client details ↓
According to their SEC Form ADV, FINLEY FINANCIAL, LLC offers portfolio management for individuals. View all service details ↓
FINLEY FINANCIAL, LLC manages $202 million in client assets according to their SEC filing dated February 11, 2025.
According to their SEC Form ADV, FINLEY FINANCIAL, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 76
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 73.00
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 304
Discretionary Accounts: 304
Regulatory Filings
CRD Number: 131442
Last Filing Date: 2025-02-11 00:00:00
Website: https://finleyfinancial.com