Data sourced from SEC Form ADV filed April 30, 2026
Overview
Headquarters
Wheaton, IL
Total Firm Assets
$309.2 billion
Average High-Net-Worth Client Portfolio Size
$1.8 million
Clients
High-Net-Worth Share of Firm Assets
1.51%
Number of High-Net-Worth Clients
2,593
Total Client Accounts
6,316
Discretionary Accounts
4,682
Non-Discretionary Accounts
1,634
Services Offered
Services:
Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Investment Advisor Selection
Regulatory Filings
SEC CRD Number
107027
FTA FORM ADV PART 2A BROCHURE - 03.31.2026 (2026-03-31)
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Fee information for First Trust Advisors LP is available in its SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #107027), First Trust Advisors LP is subject to fiduciary duty under federal law.
First Trust Advisors LP is headquartered in WHEATON, IL.
First Trust Advisors LP serves 2,593 high-net-worth clients according to their SEC filing dated April 30, 2026. View client details ↓
According to their SEC Form ADV, First Trust Advisors LP offers portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
First Trust Advisors LP manages $309.2 billion in client assets according to their SEC filing dated April 30, 2026.
According to their SEC Form ADV, First Trust Advisors LP serves high-net-worth individuals, businesses, pooled investment vehicles, and institutional clients. View client details ↓