Overview
Assets Under Management: $256.3 billion
Headquarters: WHEATON, IL
High-Net-Worth Clients: 1,744
Average Client Assets: $1 million
Frequently Asked Questions
FIRST TRUST ADVISORS LP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #107027), FIRST TRUST ADVISORS LP is subject to fiduciary duty under federal law.
FIRST TRUST ADVISORS LP is headquartered in WHEATON, IL.
FIRST TRUST ADVISORS LP serves 1,744 high-net-worth clients according to their SEC filing dated December 03, 2025. View client details ↓
According to their SEC Form ADV, FIRST TRUST ADVISORS LP offers portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
FIRST TRUST ADVISORS LP manages $256.3 billion in client assets according to their SEC filing dated December 03, 2025.
According to their SEC Form ADV, FIRST TRUST ADVISORS LP serves high-net-worth individuals, businesses, pooled investment vehicles, and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Companies, Portfolio Management for Pooled Investment Vehicles, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 1,744
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 0.91
Average High-Net-Worth Client Assets: $1 million
Total Client Accounts: 5,033
Discretionary Accounts: 3,428
Non-Discretionary Accounts: 1,605
Regulatory Filings
CRD Number: 107027
Filing ID: 2030049
Last Filing Date: 2025-12-03 10:50:21
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