Overview
Assets Under Management: $1.4 billion
Headquarters: BOSTON, MA
High-Net-Worth Clients: 405
Average Client Assets: $1.7 million
Frequently Asked Questions
FIRST TRUST DIRECT INDEXING is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #297760), FIRST TRUST DIRECT INDEXING is subject to fiduciary duty under federal law.
FIRST TRUST DIRECT INDEXING is headquartered in BOSTON, MA.
FIRST TRUST DIRECT INDEXING serves 405 high-net-worth clients according to their SEC filing dated September 23, 2024. View client details ↓
According to their SEC Form ADV, FIRST TRUST DIRECT INDEXING offers portfolio management for individuals, portfolio management for institutional clients, and selection of other advisors. View all service details ↓
FIRST TRUST DIRECT INDEXING manages $1.4 billion in client assets according to their SEC filing dated September 23, 2024.
According to their SEC Form ADV, FIRST TRUST DIRECT INDEXING serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 405
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 48.60%
Average Client Assets: $1.7 million
Total Client Accounts: 528
Discretionary Accounts: 528
Regulatory Filings
CRD Number: 297760
Filing ID: 1899700
Last Filing Date: 2024-09-23 14:03:00