Overview
Assets Under Management: $1.0 billion
Headquarters: RALEIGH, NC
High-Net-Worth Clients: 1,099
Average Client Assets: $526,161
Frequently Asked Questions
FOUNDERS FINANCIAL ALLIANCE, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #173011), FOUNDERS FINANCIAL ALLIANCE, LLC is subject to fiduciary duty under federal law.
FOUNDERS FINANCIAL ALLIANCE, LLC is headquartered in RALEIGH, NC.
FOUNDERS FINANCIAL ALLIANCE, LLC serves 1,099 high-net-worth clients according to their SEC filing dated March 21, 2025. View client details ↓
According to their SEC Form ADV, FOUNDERS FINANCIAL ALLIANCE, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
FOUNDERS FINANCIAL ALLIANCE, LLC manages $1.0 billion in client assets according to their SEC filing dated March 21, 2025.
According to their SEC Form ADV, FOUNDERS FINANCIAL ALLIANCE, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 1,099
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 57.70
Average High-Net-Worth Client Assets: $526,161
Total Client Accounts: 3,918
Discretionary Accounts: 3,916
Non-Discretionary Accounts: 2
Regulatory Filings
CRD Number: 173011
Filing ID: 1951578
Last Filing Date: 2025-03-21 14:09:00
Website: https://foundersfa.com