Overview
Assets Under Management: $510 million
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 188
Average Client Assets: $3 million
Frequently Asked Questions
FRANCIS FINANCIAL, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #128067), FRANCIS FINANCIAL, INC. is subject to fiduciary duty under federal law.
FRANCIS FINANCIAL, INC. is headquartered in NEW YORK, NY.
FRANCIS FINANCIAL, INC. serves 188 high-net-worth clients according to their SEC filing dated July 09, 2024. View client details ↓
According to their SEC Form ADV, FRANCIS FINANCIAL, INC. offers financial planning, portfolio management for individuals, selection of other advisors, and educational seminars and workshops. View all service details ↓
FRANCIS FINANCIAL, INC. manages $510 million in client assets according to their SEC filing dated July 09, 2024.
According to their SEC Form ADV, FRANCIS FINANCIAL, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 188
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 95.97
Average High-Net-Worth Client Assets: $3 million
Total Client Accounts: 884
Discretionary Accounts: 758
Non-Discretionary Accounts: 126
Regulatory Filings
CRD Number: 128067
Last Filing Date: 2024-07-09 00:00:00
Website: https://francisfinancial.com