Overview
- Headquarters
- San Antonio, TX
- Average Client Assets
- $2.5 million
- Minimum Account Size
- $25,000
- SEC CRD Number
- 286129
Fee Structure
Primary Fee Schedule (FIS FORM ADV PART 2A 2026)
| Min | Max | Marginal Fee Rate |
|---|---|---|
| $0 | $1,000,000 | 1.25% |
| $1,000,001 | $2,000,000 | 1.10% |
| $2,000,001 | $5,000,000 | 1.00% |
| $5,000,001 | and above | 0.85% |
Illustrative Fee Rates
| Total Assets | Annual Fees | Average Fee Rate |
|---|---|---|
| $1 million | $12,500 | 1.25% |
| $5 million | $53,500 | 1.07% |
| $10 million | $96,000 | 0.96% |
| $50 million | $436,000 | 0.87% |
| $100 million | $861,000 | 0.86% |
Clients
- HNW Share of Firm Assets
- 37.12%
- Total Client Accounts
- 3,656
- Discretionary Accounts
- 3,656
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Regulatory Filings
Additional Brochure: FIS FORM ADV PART 2A 2026 (2026-03-24)
View Document Text
•
•
•
•
Item 1 Cover page .............................................................................................................................................. 1
Item 2 Material changes ...................................................................................................................................... 2
Item 3 Table of contents ..................................................................................................................................... 3
Item 4 Advisory business ..................................................................................................................................... 4
Item 5 Fees and compensation ............................................................................................................................ 7
Item 6 Performance-based fees and side-by-side management .............................................................................13
Item 7 Types of clients .......................................................................................................................................14
Item 8 Methods of analysis, investment strategies and risk of loss .........................................................................14
Item 11 Code of ethics, participation of interest in client transactions and personal trading .....................................19
Item 12 Brokerage practices…………………………………………………………………………………………………………………………….20
Item 13 Review of accounts ................................................................................................................................22
Item 14 Client referrals and other compensation ..................................................................................................22
Item 15 Custody ................................................................................................................................................23
Item 16 Investment discretion ............................................................................................................................23
Item 17 Voting client-owned securities ................................................................................................................24
Item 18 Financial information .............................................................................................................................25
•
•
•
•
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
▪
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
•
o
o
o
•
o
o
•
•
•
•
•
•
•
•
•
•