Overview
Assets Under Management: $318 million
Headquarters: BOCA RATON, FL
High-Net-Worth Clients: 91
Average Client Assets: $1.9 million
Frequently Asked Questions
GAINES FINANCIAL GROUP is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #157037), GAINES FINANCIAL GROUP is subject to fiduciary duty under federal law.
GAINES FINANCIAL GROUP is headquartered in BOCA RATON, FL.
GAINES FINANCIAL GROUP serves 91 high-net-worth clients according to their SEC filing dated April 26, 2018. View client details ↓
According to their SEC Form ADV, GAINES FINANCIAL GROUP offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
GAINES FINANCIAL GROUP manages $318 million in client assets according to their SEC filing dated April 26, 2018.
According to their SEC Form ADV, GAINES FINANCIAL GROUP serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 91
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 53.18%
Average Client Assets: $1.9 million
Total Client Accounts: 458
Discretionary Accounts: 262
Non-Discretionary Accounts: 196
Regulatory Filings
CRD Number: 157037
Filing ID: 1213363
Last Filing Date: 2018-04-26 16:34:00