Overview
Assets Under Management: $160 million
Headquarters: LOUISVILLE, KY
High-Net-Worth Clients: 39
Average Client Assets: $2 million
Frequently Asked Questions
GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #146493), GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC is subject to fiduciary duty under federal law.
GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC is headquartered in LOUISVILLE, KY.
GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC serves 39 high-net-worth clients according to their SEC filing dated August 29, 2024. View client details ↓
According to their SEC Form ADV, GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC offers financial planning, portfolio management for individuals, portfolio management for pooled investment vehicles, and pension consulting services. View all service details ↓
GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC manages $160 million in client assets according to their SEC filing dated August 29, 2024.
According to their SEC Form ADV, GARTON AND ASSOCIATES FINANCIAL ADVISORS LLC serves high-net-worth individuals, pooled investment vehicles, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Pooled Investment Vehicles, Pension Consulting
Clients
Number of High-Net-Worth Clients: 39
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 49.47
Average High-Net-Worth Client Assets: $2 million
Total Client Accounts: 372
Discretionary Accounts: 292
Non-Discretionary Accounts: 80
Regulatory Filings
CRD Number: 146493
Last Filing Date: 2024-08-29 00:00:00
Website: https://aim-rps.com