Overview
Assets Under Management: $171 million
Headquarters: LAKE FOREST, IL
High-Net-Worth Clients: 46
Average Client Assets: $2.5 million
Frequently Asked Questions
GEM FINANCIAL ADVISORS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #123031), GEM FINANCIAL ADVISORS, INC. is subject to fiduciary duty under federal law.
GEM FINANCIAL ADVISORS, INC. is headquartered in LAKE FOREST, IL.
GEM FINANCIAL ADVISORS, INC. serves 46 high-net-worth clients according to their SEC filing dated March 02, 2018. View client details ↓
According to their SEC Form ADV, GEM FINANCIAL ADVISORS, INC. offers financial planning, portfolio management for individuals, selection of other advisors, and educational seminars and workshops. View all service details ↓
GEM FINANCIAL ADVISORS, INC. manages $171 million in client assets according to their SEC filing dated March 02, 2018.
According to their SEC Form ADV, GEM FINANCIAL ADVISORS, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection, Educational Seminars
Clients
Number of High-Net-Worth Clients: 46
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 67.22%
Average Client Assets: $2.5 million
Total Client Accounts: 493
Discretionary Accounts: 290
Non-Discretionary Accounts: 203
Regulatory Filings
CRD Number: 123031
Filing ID: 1173523
Last Filing Date: 2018-03-02 10:13:00