Guided Wealth, LLC

Guided Wealth, LLC Form ADV Part 2A – Disclosure Brochure Effective: May 4, 2026 This Form ADV Part 2A (“Disclosure Brochure”) provides information about the qualifications and business practices of Guided Wealth, LLC (“Guided Wealth” or the “Advisor”). If you have any questions about the content of this Disclosure Brochure, please contact the Advisor at (508) 980-0999. Guided Wealth is a registered investment advisor with the U.S. Securities and Exchange Commission. The information in this Disclosure Brochure has not been approved or verified by the U.S. Securities and Exchange Commission (“SEC”) or by any state securities authority. Registration of an investment advisor does not imply any specific level of skill or training. This Disclosure Brochure provides information about Guided Wealth to assist you in determining whether to retain the Advisor. Additional information about Guided Wealth and its Advisory Persons is available on the SEC’s website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 339013. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/  Item 2 – Material Changes Form ADV 2 is divided into two parts: Part 2A (the "Disclosure Brochure") and Part 2B (the "Brochure Supplement"). The Disclosure Brochure provides information about a variety of topics relating to an Advisor’s business practices and conflicts of interest. The Brochure Supplement provides information about the Advisory Persons of Guided Wealth. For convenience, the Advisor has combined these documents into a single disclosure document. Guided Wealth believes that communication and transparency are the foundation of its relationship with clients and will continually strive to provide you with complete and accurate information at all times. Guided Wealth encourages all current and prospective clients to read this Disclosure Brochure and discuss any questions you may have with the Advisor. Material Changes There have be no material changes to this Disclosure Brochure since the initial filing and distribution to Clients. Future Changes From time to time, the Advisor may amend this Disclosure Brochure to reflect changes in business practices, changes in regulations or routine annual updates as required by the securities regulators. This complete Disclosure Brochure or a Summary of Material Changes shall be provided to you annually and if a material change occurs. At any time, you may view the current Disclosure Brochure on-line at the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 339013. You may also request a copy of this Disclosure Brochure at any time by contacting the Advisor at (508) 980-0999. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 2  Item 3 – Table of Contents Item 1 – Cover Page ............................................................................................................................................... 1 Item 2 – Material Changes ..................................................................................................................................... 2 Item 3 – Table of Contents ..................................................................................................................................... 3 Item 4 – Advisory Services .................................................................................................................................... 4 A. Firm Information .............................................................................................................................................................. 4 B. Advisory Services Offered ............................................................................................................................................... 4 C. Client Account Management ........................................................................................................................................... 5 D. Wrap Fee Programs ........................................................................................................................................................ 6 E. Assets Under Management ............................................................................................................................................. 6 Item 5 – Fees and Compensation ......................................................................................................................... 6 A. Fees for Advisory Services.............................................................................................................................................. 6 B. Fee Billing........................................................................................................................................................................ 7 C. Other Fees and Expenses .............................................................................................................................................. 7 D. Advance Payment of Fees and Termination ................................................................................................................... 8 E. Compensation for Sales of Securities ............................................................................................................................. 8 Item 6 – Performance-Based Fees and Side-By-Side Management .................................................................. 8 Item 7 – Types of Clients ....................................................................................................................................... 8 Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss ........................................................... 9 A. Methods of Analysis ........................................................................................................................................................ 9 B. Risk of Loss ..................................................................................................................................................................... 9 Item 9 – Disciplinary Information ........................................................................................................................ 10 Item 10 – Other Financial Industry Activities and Affiliations .......................................................................... 10 Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading ............... 11 A. Code of Ethics ............................................................................................................................................................... 11 B. Personal Trading with Material Interest ......................................................................................................................... 11 C. Personal Trading in Same Securities as Clients ........................................................................................................... 11 D. Personal Trading at Same Time as Client .................................................................................................................... 11 Item 12 – Brokerage Practices ............................................................................................................................ 11 A. Recommendation of Custodian[s] ................................................................................................................................. 11 B. Aggregating and Allocating Trades ............................................................................................................................... 12 Item 13 – Review of Accounts ............................................................................................................................. 12 A. Frequency of Reviews ................................................................................................................................................... 12 B. Causes for Reviews ...................................................................................................................................................... 12 C. Review Reports ............................................................................................................................................................. 13 Item 14 – Client Referrals and Other Compensation ........................................................................................ 13 A. Compensation Received by Guided Wealth ................................................................................................................. 13 B. Compensation for Client Referrals ................................................................................................................................ 13 Item 15 – Custody ................................................................................................................................................. 13 Item 16 – Investment Discretion ......................................................................................................................... 13 Item 17 – Voting Client Securities ....................................................................................................................... 14 Item 18 – Financial Information ........................................................................................................................... 14 Form ADV Part 2B – Brochure Supplements ..................................................................................................... 15 Privacy Policy ....................................................................................................................................................... 23 Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 3  Item 4 – Advisory Services A. Firm Information Guided Wealth, LLC (“Guided Wealth” or the “Advisor”) is a registered investment advisor with the U.S. Securities and Exchange Commission. The Advisor is organized as a Limited Liability Company (“LLC”) under the laws of the State of Massachusetts. Guided Wealth was founded in March 2022 and became a registered investment advisor in 2026. The Advisor is owned and operated by Blake Barbosa (Chief Executive Officer and Chief Compliance Officer). This Disclosure Brochure provides information regarding the qualifications, business practices, and the advisory services provided by Guided Wealth. B. Advisory Services Offered Guided Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates, and businesses (each referred to as a “Client”). The Advisor serves as a fiduciary to Clients, as defined under the applicable laws and regulations. As a fiduciary, the Advisor upholds a duty of loyalty, fairness and good faith towards each Client and seeks to mitigate potential conflicts of interest. Guided Wealth's fiduciary commitment is further described in the Advisor’s Code of Ethics. For more information regarding the Code of Ethics, please see Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading. Wealth Management Services Guided Wealth provides customized wealth management services for its Clients. This is achieved through continuous personal Client contact and interaction while providing discretionary investment management services and a broad range of comprehensive financial planning. Investment Management Services – The Advisor provides discretionary investment management services. Guided Wealth works closely with each Client to identify their investment goals and objectives as well as risk tolerance and financial situation in order to create a portfolio strategy. Guided Wealth will then construct an investment portfolio, consisting of low-cost, diversified mutual funds and/or exchange-traded funds (“ETFs”) to achieve the Client’s investment goals. The Advisor may also utilize individual stocks, bonds, alternative investments and/or other types of investments, as appropriate, to meet the needs of the Client. The Advisor may retain other types of investments from the Client’s legacy portfolio due to fit with the overall portfolio strategy, tax-related reasons, or other reasons as identified between the Advisor and the Client. Guided Wealth’s investment strategies are primarily long-term focused, but the Advisor may buy, sell or re-allocate positions that have been held for less than one year to meet the objectives of the Client or due to market conditions. Guided Wealth will construct, implement and monitor the portfolio to ensure it meets the goals, objectives, circumstances, and risk tolerance agreed to by the Client. Each Client will have the opportunity to place reasonable restrictions on the types of investments to be held in their respective portfolio, subject to acceptance by the Advisor. Guided Wealth evaluates and selects investments for inclusion in Client portfolios only after applying its internal due diligence process. Guided Wealth may recommend, on occasion, redistributing investment allocations to diversify the portfolio. Guided Wealth may recommend specific positions to increase sector or asset class weightings. The Advisor may recommend employing cash positions as a possible hedge against market movement. Guided Wealth may recommend selling positions for reasons that include, but are not limited to, harvesting capital gains or losses, business or sector risk exposure to a specific security or class of securities, overvaluation or overweighting of the position[s] in the portfolio, change in risk tolerance of the Client, generating cash to meet Client needs, or any risk deemed unacceptable for the Client’s risk tolerance. At no time will Guided Wealth accept or maintain custody of a Client’s funds or securities, except for the limited authority as outlined in Item 15 – Custody. All Client assets will be managed within the designated account[s] at the Custodian, pursuant to the terms of the advisory agreement. Please see Item 12 – Brokerage Practices. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 4  Use of Independent Managers – The Advisor will recommend that Clients utilize one or more unaffiliated investment managers or investment platforms (collectively “Independent Managers”) for all or a portion of a Client’s investment portfolio, based on the Client’s needs and objectives. The Advisor will perform initial and ongoing oversight and due diligence over each Independent Manager to ensure the strategy remains aligned with Client’s investment objectives and overall best interests. The Advisor will also assist the Client in the development of the initial policy recommendations and managing the ongoing Client relationship. The Advisor will ensure that each Independent Manager is properly licensed, notice filed, or exempt from registration. The Client will be provided with the Independent Manager's Form ADV Part 2A - Disclosure Brochure (or a brochure that makes the appropriate disclosures). Retirement Accounts – When the Advisor provides investment advice to Clients regarding ERISA retirement accounts or individual retirement accounts (“IRAs”), the Advisor is a fiduciary within the meaning of Title I of the Employee Retirement Income Security Act (“ERISA”) and/or the Internal Revenue Code (“IRC”), as applicable, which are laws governing retirement accounts. When deemed to be in the Client’s best interest, the Advisor will provide investment advice to a Client regarding a distribution from an ERISA retirement account or to roll over the assets to an IRA, or recommend a similar transaction including rollovers from one ERISA sponsored Plan to another, one IRA to another IRA, or from one type of account to another account (e.g. commission-based account to fee-based account). Such a recommendation creates a conflict of interest if the Advisor will earn a new (or increase its current) advisory fee as a result of the transaction. No client is under any obligation to roll over a retirement account to an account managed by the Advisor. Financial Planning Services – The Advisor provides a variety of financial planning and consulting services to Clients as part of its wealth management services. The Advisor also provides stand-alone financial planning services pursuant to a written financial planning agreement. Services are offered in several areas of a Client’s financial situation, depending on their goals and objectives. Generally, such financial planning services involve preparing a formal financial plan or rendering a specific financial consultation based on the Client’s financial goals and objectives. This planning or consulting may encompass one or more areas of need, including but not limited to, investment planning, estate planning, retirement planning, personal savings, education savings, insurance needs and other areas of a Client’s financial situation. A financial plan developed for, or financial consultation rendered to the Client will usually include general recommendations for a course of activity or specific actions to be taken by the Client. For example, recommendations may be made that the Client start or revise their investment programs, commence or alter retirement savings, establish education savings and/or charitable giving programs. Guided Wealth may also refer Clients to an accountant, attorney or other specialists, as appropriate for their unique situation. For certain financial planning engagements, the Advisor will provide a written summary of the Client’s financial situation, observations, and recommendations. For consulting or ad-hoc engagements, the Advisor may not provide a written summary. Plans or consultations are typically completed within six (6) months of contract date, assuming all information and documents requested are provided promptly. Financial planning and consulting recommendations pose a conflict between the interests of the Advisor and the interests of the Client. For example, the Advisor has an incentive to recommend that Clients engage the Advisor for investment management services or to increase the level of investment assets with the Advisor, as it would increase the amount of advisory fees paid to the Advisor. Clients are not obligated to implement any recommendations made by the Advisor or maintain an ongoing relationship with the Advisor. If the Client elects to act on any of the recommendations made by the Advisor, the Client is under no obligation to implement the transaction through the Advisor. C. Client Account Management Prior to engaging Guided Wealth to provide investment advisory services, each Client is required to enter into one or more agreements with the Advisor that define the terms, conditions, authority and responsibilities of the Advisor and the Client. These services may include: Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 5  • Establishing an Investment Strategy – Guided Wealth, in connection with the Client, will develop a strategy that seeks to achieve the Client’s goals and objectives. • Asset Allocation – Guided Wealth will develop a strategic asset allocation that is targeted to meet the investment objectives, time horizon, financial situation and tolerance for risk for each Client. • Portfolio Construction – Guided Wealth will develop a portfolio for the Client that is intended to meet the stated goals and objectives of the Client. • Investment Management and Supervision – Guided Wealth will provide investment management and ongoing oversight of the Client’s investment portfolio. D. Wrap Fee Programs Guided Wealth does not manage or place Client assets into a wrap fee program. E. Assets Under Management As of May 4, 2026, Guided Wealth manages $105,320,637 in Client assets, all of which is managed on a discretionary basis. Clients may request more current information at any time by contacting the Advisor. Item 5 – Fees and Compensation The following paragraphs detail the fee structure and compensation methodology for services provided by the Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into one or more written agreements with the Advisor. A. Fees for Advisory Services Wealth Management Services Wealth management fees are paid in advance of each month pursuant to the terms of the wealth management agreement. Wealth management fees are based on the market value of assets under management at the end of the prior month. All Clients in the first year of service will be charged a stand-alone financial planning fee ranging up to $50,000 per year. Following the first year of service, the stand-alone financial planning fee will be waived for Clients with a wealth management fee valued at twice the amount of the projected financial planning fee. Wealth management fees are based on the following blended tier schedule: Assets Under Management ($) Up to $1,000,000 $1,000,001 to $2,000,000 $2,000,001 to $5,000,000 $5,000,001 to $10,000,000 $10,000,001 to $25,000,000 $25,000,001 to $50,000,000 $50,000,001 and over Annual Rate (%) 1.15% 1.00% 0.85% 0.80% 0.70% 0.40% 0.30% The wealth management fee in the first month of service is prorated from the inception date of the account[s] to the end of the first month. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by Guided Wealth will be independently valued by the Custodian. The Advisor will conduct periodic reviews of the Custodian’s valuation to ensure accurate billing. The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction and custody fees, and other related costs and expenses described in Item 5.C below, which may be incurred by the Client. However, the Advisor shall not receive any portion of these commissions, fees, and costs. Use of Independent Managers – As noted in Item 4, the Advisor will implement all or a portion of a Client’s investment portfolio utilizing one or more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 6  any compensation from an Independent Manager. The Advisor will only earn its investment advisory fee as described above. Independent Managers typically do not offer any fee discounts but may have a breakpoint schedule which will reduce the fee with an increased level of assets placed under management with an Independent Manager. The terms of such fee arrangements are included in the Independent Manager’s disclosure brochure and applicable contract[s] with the Independent Manager. The total blended fee, including the Advisor’s fee and the Independent Manager’s fee, will generally not exceed 2.75% annually. Certain Independent Managers may allocate to alternative investments which charge performance-based fees, subject to gains above a high-water mark. The presence of performance- based fees may increase the total blended fee paid to the Advisor and Independent Manager. Such fee arrangements are fully disclosed to the Client prior to recommending the alternative investment[s]. Financial Planning Services Guided Wealth offers financial planning services as part of its overall wealth management services and fees. However, Clients will be charged an ongoing financial planning ranging up to $50,000 per year until the value of the wealth management fee is twice the amount of the projected financial planning fee. Fees may be negotiable based on the nature and complexity of the services to be provided and the overall relationship with the Advisor. An estimate for total costs will be provided to the Client prior to engaging for these services. B. Fee Billing Wealth Management Services Wealth management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from the Client’s account[s] at the beginning of the respective month. The amount due is calculated by applying the monthly rate (annual rate divided by 12) to the total assets under management with Guided Wealth at the end of the prior month. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting deduction of the wealth management fee. Clients are urged to also review and compare the statement provided by the Advisor to the brokerage statement from the Custodian, as the Custodian does not perform a verification of fees. Clients provide written authorization permitting wealth management fees to be deducted by Guided Wealth to be paid directly from their account[s] held by the Custodian as part of the wealth management agreement and separate account forms provided by the Custodian. Use of Independent Managers – For Client accounts implemented through an Independent Manager, the Client’s overall fees will include Guided Wealth’s wealth management fee (as noted above) plus investment management fees and/or platform fees charged by the Independent Manager. The Advisor will assume the responsibility for calculating the Client’s fees and deducting all fees from the Client’s account[s]. Financial Planning Services Financial planning fees for ongoing engagements are invoiced monthly, quarterly, or annually (“Billing Period”) in advance, as agreed upon between the Advisor and the Client. Clients may choose to pay financial planning fees via check, credit card, or ACH payment, or have their fees deducted from a non-qualified investment account managed by the Advisor. Credit card and ACH payments are completed through a third-party payment processor that will capture and process the Client’s account/routing numbers. The third-party payment processor is not affiliated or related to the Advisor. C. Other Fees and Expenses Clients may incur certain fees or charges imposed by third parties, other than Guided Wealth, in connection with investments made on behalf of the Client’s account[s]. The Client is responsible for all custody and securities execution fees charged by the Custodian, as applicable. The Advisor's recommended Custodian does not charge securities transaction fees for ETF and equity trades in a Client's account, provided that the account meets the terms and conditions of the Custodian's brokerage requirements. However, the Custodian typically charges for mutual funds and other types of investments. The fees charged by Guided Wealth are separate and distinct from these custody and execution fees. In addition, all fees paid to Guided Wealth for investment advisory services are separate and distinct from the expenses charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are described in each fund’s prospectus. These fees and expenses will generally be used to pay management fees for Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 7  the funds, other fund expenses, account administration (e.g., custody, brokerage and account reporting), and a possible distribution fee. A Client may be able to invest in these products directly, without the services of Guided Wealth, but would not receive the services provided by Guided Wealth which are designed, among other things, to assist the Client in determining which products or services are most appropriate for each Client’s financial situation and objectives. Accordingly, the Client should review both the fees charged by the fund[s] and the fees charged by Guided Wealth to fully understand the total fees to be paid. Please refer to Item 12 – Brokerage Practices for additional information. D. Advance Payment of Fees and Termination Wealth Management Services Guided Wealth may be compensated for its wealth management services in advance of the month in which services are rendered. Either party may terminate the wealth management agreement, at any time, by providing advance written notice to the other party. The Client may also terminate the wealth management agreement within five (5) business days of signing the Advisor’s agreement at no cost to the Client. After the five-day period, the Client will incur charges for bona fide advisory services rendered to the point of termination and such fees will be due and payable by the Client. Upon termination, the Advisor will refund any unearned, prepaid wealth management fees from the effective date of termination to the end of the month. The Client’s wealth management agreement with the Advisor is non-transferable without the Client’s prior consent. Use of Independent Managers – In the event that the Advisor has determined that an Independent Manager is no longer in the Client’s best interest, the Advisor will have the discretion to terminate the relationship with the Independent Manager. The terms for termination are set forth in the respective agreements between the Advisor and the Independent Managers. Financial Planning Services Guided Wealth requires an advance deposit as described above. Either party may terminate the financial planning agreement, at any time, by providing advance written notice to the other party. The Client may also terminate the financial planning agreement within five (5) business days of signing the Advisor’s agreement at no cost to the Client. After the five-day period, the Client will incur charges for bona fide advisory services rendered to the point of termination and such fees will be due and payable by the Client. Upon termination, the Advisor will refund any unearned, prepaid planning fees from the effective date of termination to the end of the Billing Period. The Client’s financial planning agreement with the Advisor is non-transferable without the Client’s prior consent. E. Compensation for Sales of Securities Guided Wealth does not buy or sell securities to earn commissions and does not receive any compensation for securities transactions in any Client account, other than the investment advisory fees noted above. Item 6 – Performance-Based Fees and Side-By-Side Management Guided Wealth does not charge performance-based fees for its investment advisory services. The fees charged by Guided Wealth are as described in Item 5 above and are not based upon the capital appreciation of the funds or securities held by any Client. Guided Wealth does not manage any proprietary investment funds or limited partnerships (for example, a mutual fund or a hedge fund) and has no financial incentive to recommend any particular investment options to its Clients. Item 7 – Types of Clients Guided Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates, and businesses. Guided Wealth generally does not impose a minimum relationship size. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 8  Item 8 – Methods of Analysis, Investment Strategies and Risk of Loss A. Methods of Analysis Guided Wealth employs a fundamental analysis method in developing investment strategies for its Clients. Research and analysis from Guided Wealth are derived from numerous sources, including financial media companies, third- party research materials, Internet sources, and review of company activities, including annual reports, prospectuses, press releases and research prepared by others. Fundamental analysis utilizes economic and business indicators as investment selection criteria. This criteria consists generally of ratios and trends that may indicate the overall strength and financial viability of the entity being analyzed. Assets are deemed suitable if they meet certain criteria to indicate that they are a strong investment with a value discounted by the market. While this type of analysis helps the Advisor in evaluating a potential investment, it does not guarantee that the investment will increase in value. Assets meeting the investment criteria utilized in the fundamental analysis may lose value and may have negative investment performance. The Advisor monitors these economic indicators to determine if adjustments to strategic allocations are appropriate. More details on the Advisor’s review process are included below in Item 13 – Review of Accounts. As noted above, Guided Wealth generally employs a long-term investment strategy for its Clients, as consistent with their financial goals. Guided Wealth will typically hold all or a portion of a security for more than a year, but may hold for shorter periods for the purpose of rebalancing a portfolio or meeting the cash needs of Clients. At times, Guided Wealth may also buy and sell positions that are more short-term in nature, depending on the goals of the Client and/or the fundamentals of the security, sector or asset class. B. Risk of Loss Investing in securities involves certain investment risks. Securities may fluctuate in value or lose value. Clients should be prepared to bear the potential risk of loss. Guided Wealth will assist Clients in determining an appropriate strategy based on their tolerance for risk and other factors noted above. However, there is no guarantee that a Client will meet their investment goals. While the methods of analysis help the Advisor in evaluating a potential investment, it does not guarantee that the investment will increase in value. Assets meeting the investment criteria utilized in these methods of analysis may lose value and may have negative investment performance. The Advisor monitors these economic indicators to determine if adjustments to strategic allocations are appropriate. More details on the Advisor’s review process are included below in Item 13 – Review of Accounts. Each Client engagement will entail a review of the Client's investment goals, financial situation, time horizon, tolerance for risk and other factors to develop an appropriate strategy for managing a Client's account. Client participation in this process, including full and accurate disclosure of requested information, is essential for the analysis of a Client's account[s]. The Advisor shall rely on the financial and other information provided by the Client or their designees without the duty or obligation to validate the accuracy and completeness of the provided information. It is the responsibility of the Client to inform the Advisor of any changes in financial condition, goals or other factors that may affect this analysis. The risks associated with a particular strategy are provided to each Client in advance of investing Client accounts. The Advisor will work with each Client to determine their tolerance for risk as part of the portfolio construction process. Following are some of the risks associated with the Advisor’s investment strategies: Market Risks The value of a Client’s holdings may fluctuate in response to events specific to companies or markets, as well as economic, political, or social events in the U.S. and abroad. This risk is linked to the performance of the overall financial markets. ETF Risks The performance of ETFs is subject to market risk, including the possible loss of principal. The price of the ETFs will fluctuate with the price of the underlying securities that make up the funds. In addition, ETFs have a trading risk based Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 9  on the loss of cost efficiency if the ETFs are traded actively and a liquidity risk if the ETFs have a large bid-ask spread and low trading volume. The price of an ETF fluctuates based upon the market movements and may dissociate from the index being tracked by the ETF or the price of the underlying investments. An ETF purchased or sold at one point in the day may have a different price than the same ETF purchased or sold a short time later. There is also a risk that Authorized Participants are unable to fulfill their responsibilities. Authorized Participants are one of the major parties involved with ETF creation/redemption mechanism in the markets. The Authorized Participants play a critical role in the liquidity of ETFs and essentially have the exclusive right to change the supply of ETF shares in the market. If the Authorized Participants does not fulfill this expected role, there could be an adverse impact on liquidity and the valuation of an ETF. Bond Risks Bonds are subject to specific risks, including the following: (1) interest rate risks, i.e. the risk that bond prices will fall if interest rates rise, and vice versa, the risk depends on two things, the bond's time to maturity, and the coupon rate of the bond. (2) reinvestment risk, i.e. the risk that any profit gained must be reinvested at a lower rate than was previously being earned, (3) inflation risk, i.e. the risk that the cost of living and inflation increase at a rate that exceeds the income investment thereby decreasing the investor’s rate of return, (4) credit default risk, i.e. the risk associated with purchasing a debt instrument which includes the possibility of the company defaulting on its repayment obligation, (5) rating downgrades, i.e. the risk associated with a rating agency’s downgrade of the company’s rating which impacts the investor’s confidence in the company’s ability to repay its debt and (6) Liquidity Risks, i.e. the risk that a bond may not be sold as quickly as there is no readily available market for the bond. Mutual Fund Risks The performance of mutual funds is subject to market risk, including the possible loss of principal. The price of the mutual funds will fluctuate with the value of the underlying securities that make up the funds. The price of a mutual fund is typically set daily therefore a mutual fund purchased at one point in the day will typically have the same price as a mutual fund purchased later that same day. Alternative Investments (Limited Partnerships) The performance of alternative investments (limited partnerships) can be volatile and may have limited liquidity. An investor could lose all or a portion of their investment. Such investments often have concentrated positions and investments that may carry higher risks. Client should only have a portion of their assets in these investments. Past performance is not a guarantee of future returns. Investing in securities and other investments involve a risk of loss that each Client should understand and be willing to bear. Clients are reminded to discuss these risks with the Advisor. Item 9 – Disciplinary Information There are no legal, regulatory or disciplinary events involving Guided Wealth or its owner. Guided Wealth values the trust Clients place in the Advisor. The Advisor encourages Clients to perform the requisite due diligence on any advisor or service provider that the Client engages. The backgrounds of the Advisor or Advisory Persons are available on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 339013. Item 10 – Other Financial Industry Activities and Affiliations Use of Independent Managers As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio with one or more Independent Managers. The Advisor does not receive any compensation nor does this present a material conflict of interest. The Advisor will only earn its wealth management fee as described in Item 5.A. Guided Risk Solutions, LLC Guided Risk Solutions, LLC (“Guided Risk”) is affiliated and under common control as Guided Wealth. No Advisory Persons of Guided Wealth will offer or sell insurance products through Guided Risk. However, Guided Wealth may recommend the services of Guided Risk, where employees of Guided Risk may earn commission-based Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 10  compensation for selling insurance products, including insurance products sold to Clients. Insurance commissions earned by employees of Guided Risk are separate and in addition to advisory fees charged by Guided Wealth. This practice presents a conflict of interest as Guided Wealth has an incentive to recommend the services and insurance products provided by Guided Risk to the Client. Clients are under no obligation, contractually or otherwise, to purchase insurance products through Guided Risk. Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading A. Code of Ethics Guided Wealth has implemented a Code of Ethics (the “Code”) that defines the Advisor’s fiduciary commitment to each Client. This Code applies to all persons associated with Guided Wealth (“Supervised Persons”). The Code was developed to provide general ethical guidelines and specific instructions regarding the Advisor’s duties to each Client. Guided Wealth and its Supervised Persons owe a duty of loyalty, fairness and good faith towards each Client. It is the obligation of Guided Wealth’s Supervised Persons to adhere not only to the specific provisions of the Code, but also to the general principles that guide the Code. The Code covers a range of topics that address employee ethics and conflicts of interest. To request a copy of the Code, please contact the Advisor at (508) 980-0999 or via email at team@guidedwealthllc.com. B. Personal Trading with Material Interest Guided Wealth allows Supervised Persons to purchase or sell the same securities that may be recommended to and purchased on behalf of Clients. Guided Wealth does not act as principal in any transactions. In addition, the Advisor does not act as the general partner of a fund, or advise an investment company. Guided Wealth does not have a material interest in any securities traded in Client accounts. C. Personal Trading in Same Securities as Clients Guided Wealth allows Supervised Persons to purchase or sell the same securities that may be recommended to and purchased on behalf of Clients. Owning the same securities that are recommended (purchase or sell) to Clients presents a conflict of interest that, as fiduciaries, must be disclosed to Clients and mitigated through policies and procedures. As noted above, the Advisor has adopted the Code to address insider trading (material non-public information controls); gifts and entertainment; outside business activities and personal securities reporting. When trading for personal accounts, Supervised Persons have a conflict of interest if trading in the same securities. The fiduciary duty to act in the best interest of its Clients can be violated if personal trades are made with more advantageous terms than Client trades, or by trading based on material non-public information. This risk is mitigated by Guided Wealth requiring reporting of personal securities trades by its Supervised Persons for review by the Chief Compliance Officer (“CCO”) or delegate. The Advisor has also adopted written policies and procedures to detect the misuse of material, non-public information. D. Personal Trading at Same Time as Client While Guided Wealth allows Supervised Persons to purchase or sell the same securities that may be recommended to and purchased on behalf of Clients, such trades are typically aggregated with Client orders or traded afterwards. At no time will Guided Wealth, or any Supervised Person of Guided Wealth, transact in any security to the detriment of any Client. Item 12 – Brokerage Practices A. Recommendation of Custodian[s] Guided Wealth does not have discretionary authority to select the broker-dealer/custodian for custody and execution services. The Client will engage the broker-dealer/custodian (herein the "Custodian") to safeguard Client assets and authorize Guided Wealth to direct trades to the Custodian as agreed upon in the investment advisory agreement. Further, Guided Wealth does not have the discretionary authority to negotiate commissions on behalf of Clients on a trade-by-trade basis. Where Guided Wealth does not exercise discretion over the selection of the Custodian, it may recommend the Custodian to Clients for custody and execution services. Clients are not obligated to use the Custodian recommended Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 11  by the Advisor and will not incur any extra fee or cost associated with using a custodian not recommended by Guided Wealth. However, the Advisor may be limited in the services it can provide if the recommended Custodian is not engaged. Guided Wealth may recommend the Custodian based on criteria such as, but not limited to, reasonableness of commissions charged to the Client, services made available to the Client, and its reputation and/or the location of the Custodian’s offices. The Advisor will generally recommend that Clients establish their account[s] at Altruist Financial LLC (“Altruist”), a FINRA-registered broker-dealer and member SIPC. Altruist will serve as the Client’s “qualified custodian”. The Advisor maintains an institutional relationship with Altruist, whereby the Advisor receives economic benefits. Following are additional details regarding the brokerage practices of the Advisor: 1. Soft Dollars - Soft dollars are revenue programs offered by broker-dealers/custodians whereby an advisor enters into an agreement to place security trades with a broker-dealer/custodian in exchange for research and other services. Guided Wealth does not participate in soft dollar programs sponsored or offered by any broker- dealer/custodian. However, the Advisor receives certain economic benefits from the Custodian. Please see Item 14 below. 2. Brokerage Referrals - Guided Wealth does not receive any compensation from any third party in connection with the recommendation for establishing an account. 3. Directed Brokerage - All Clients are serviced on a “directed brokerage basis”, where Guided Wealth will place trades within the established account[s] at the Custodian designated by the Client. Further, all Client accounts are traded within their respective account[s]. The Advisor will not engage in any principal transactions (i.e., trade of any security from or to the Advisor’s own account) or cross transactions with other Client accounts (i.e., purchase of a security into one Client account from another Client’s account[s]). Guided Wealth will not be obligated to select competitive bids on securities transactions and does not have an obligation to seek the lowest available transaction costs. These costs are determined by the Custodian. B. Aggregating and Allocating Trades The primary objective in placing orders for the purchase and sale of securities for Client accounts is to obtain the most favorable net results taking into account such factors as 1) price, 2) size of the order, 3) difficulty of execution, 4) confidentiality and 5) skill required of the Custodian. Guided Wealth will execute its transactions through the Custodian as authorized by the Client. Guided Wealth may aggregate orders in a block trade or trades when securities are purchased or sold through the Custodian for multiple (discretionary) accounts in the same trading day. If a block trade cannot be executed in full at the same price or time, the securities actually purchased or sold by the close of each business day must be allocated in a manner that is consistent with the initial pre-allocation or other written statement. This must be done in a way that does not consistently advantage or disadvantage any particular Clients’ accounts. Item 13 – Review of Accounts A. Frequency of Reviews Securities in Client accounts are monitored on a regular and continuous basis by Blake Barbosa, Chief Compliance Officer of Guided Wealth. Formal reviews are generally conducted at least annually or more frequently depending on the needs of the Client. B. Causes for Reviews In addition to the investment monitoring noted in Item 13.A., each Client account shall be reviewed at least annually. Reviews may be conducted more frequently at the Client’s request. Accounts may be reviewed as a result of major changes in economic conditions, known changes in the Client’s financial situation, and/or large deposits or withdrawals in the Client’s account[s]. The Client is encouraged to notify Guided Wealth if changes occur in the Client’s personal financial situation that might adversely affect the Client’s investment plan. Additional reviews may be triggered by material market, economic or political events. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 12  C. Review Reports The Client will receive brokerage statements no less than quarterly from the Custodian. These brokerage statements are sent directly from the Custodian to the Client. The Client may also establish electronic access to the Custodian’s website so that the Client may view these reports and their account activity. Client brokerage statements will include all positions, transactions and fees relating to the Client’s account[s]. The Advisor may also provide Clients with periodic reports regarding their holdings, allocations, and performance. Item 14 – Client Referrals and Other Compensation A. Compensation Received by Guided Wealth Guided Wealth is a fee-based advisory firm, that is compensated solely by its Clients and not from any investment product. Guided Wealth does not receive commissions or other compensation from product sponsors, broker-dealers or any un-related third party. Guided Wealth may refer Clients to various unaffiliated, non-advisory professionals (e.g. attorneys, accountants, estate planners) to provide certain financial services necessary to meet the goals of its Clients. Likewise, Guided Wealth may receive non-compensated referrals of new Clients from various third-parties. Participation in Institutional Advisor Platform The Advisor has established an institutional relationship with Altruist to assist the Advisor in managing Client account[s]. The Advisor receives access to software and related support because the Advisor renders investment management services to Clients that maintain assets at Altruist. The software and related systems support may benefit the Advisor, but not its Clients directly. In fulfilling its duties to its Clients, the Advisor endeavors at all times to put the interests of its Clients first. Clients should be aware, however, that the receipt of economic benefits from a Custodian creates a potential conflict of interest since these benefits may influence the Advisor’s recommendation of this Custodian over one that does not furnish similar software, systems support, or services. B. Compensation for Client Referrals The Advisor does not compensate, either directly or indirectly, any persons who are not supervised persons, for Client referrals. Item 15 – Custody The Advisor is authorized to deduct its fees from the Client’s account[s] at the Custodian. The Client must place all assets with a “qualified custodian”. The Client is required to engage the Custodian to retain all funds and securities and direct the Advisor to utilize that Custodian for security transactions in the account[s]. The Client should review statements provided by the Custodian, as the Custodian does not perform this review. For more information about custodians and brokerage practices, see Item 12 – Brokerage Practices. Item 16 – Investment Discretion Guided Wealth generally has discretion over the selection and amount of securities to be bought or sold in Client accounts without obtaining prior consent or approval from the Client. However, these purchases or sales may be subject to specified investment objectives, guidelines, or limitations previously set forth by the Client and agreed to by Guided Wealth. Discretionary authority will only be authorized upon full disclosure to the Client. The granting of such authority will be evidenced by the Client's execution of an investment advisory agreement containing all applicable limitations to such authority. All discretionary trades made by Guided Wealth will be in accordance with each Client's investment objectives and goals. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 13  Item 17 – Voting Client Securities Guided Wealth does not accept proxy-voting responsibility for any Client. Clients will receive proxy statements directly from the Custodian. The Advisor will assist in answering questions relating to proxies, however, the Client retains the sole responsibility for proxy decisions and voting. Item 18 – Financial Information Neither Guided Wealth, nor its management, have any adverse financial situations that would reasonably impair the ability of Guided Wealth to meet all obligations to its Clients. Neither Guided Wealth, nor any of its Advisory Persons, have been subject to a bankruptcy or financial compromise. Guided Wealth is not required to deliver a balance sheet along with this Disclosure Brochure as the Advisor does not collect advance fees of $1,200 or more for services to be performed six months or more in the future. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 14  Form ADV Part 2B – Brochure Supplement for Blake G. Barbosa, CFP®, RICP®, WMCP® Chief Executive Officer and Chief Compliance Officer Effective: May 4, 2026 This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Blake G. Barbosa, CFP®, RICP®, WMCP® (CRD# 6240878) in addition to the information contained in the Guided Wealth, LLC (“Guided Wealth” or the “Advisor”, CRD# 339013) Disclosure Brochure. If you have not received a copy of the Disclosure Brochure or if you have any questions about the contents of the Guided Wealth Disclosure Brochure or this Brochure Supplement, please contact us at (508) 980-0999. Additional information about Mr. Barbosa is available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 6240878. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 15  Item 2 – Educational Background and Business Experience Blake G. Barbosa, CFP®, RICP®, WMCP®, born in 1991, is dedicated to advising Clients of Guided Wealth as its Chief Executive Officer and Chief Compliance Officer. Mr. Barbosa earned his Bachelor of Science in Finance from the University of Massachusetts Dartmouth in 2014. Mr. Barbosa also earned his Master of Science in Financial Planning from The American College in 2025. Additional information regarding Mr. Barbosa’s employment history is included below. Employment History: Chief Executive Officer and Chief Compliance Officer, Guided Wealth, LLC Owner, Guided Risk Solutions, LLC Financial Planner, Eagle Strategies LLC Registered Representative, NYLife Securities LLC 01/2026 to Present 01/2026 to Present 03/2015 to 01/2026 02/2014 to 01/2026 CERTIFIED FINANCIAL PLANNER® Professional I am certified for financial planning services in the United States by Certified Financial Planner Board of Standards, Inc. (“CFP Board”). Therefore, I may refer to myself as a CERTIFIED FINANCIAL PLANNER® professional or a CFP® professional, and I may use these and the other certification marks (the “CFP Board Certification Marks”) that Certified Financial Planner Board of Standards Center for Financial Planning, Inc. has licensed to CFP Board in the United States. The CFP® certification is voluntary. No federal or state law or regulation requires financial planners to hold the CFP® certification. You may find more information about the CFP® certification at www.cfp.net. CFP® professionals have met CFP Board’s high standards for education, examination, experience, and ethics. To become a CFP® professional, an individual must fulfill the following requirements: ● Education – Earn a bachelor’s degree or higher from an accredited college or university and complete CFP Board-approved coursework at a college or university through a CFP Board Registered Program. The coursework covers the financial planning subject areas CFP Board has determined are necessary for the competent and professional delivery of financial planning services, as well as a comprehensive financial plan development capstone course. A candidate may satisfy some of the coursework requirement through other qualifying credentials. CFP Board implemented the bachelor’s degree or higher requirement in 2007 and the financial planning development capstone course requirement in March 2012. Therefore, a CFP® professional who first became certified before those dates may not have earned a bachelor’s or higher degree or completed a financial planning development capstone course. ● Examination – Pass the comprehensive CFP® Certification Examination. The examination is designed to assess an individual’s ability to integrate and apply a broad base of financial planning knowledge in the context of real-life financial planning situations. ● Experience – Complete 6,000 hours of professional experience related to the personal financial planning process, or 4,000 hours of apprenticeship experience that meets additional requirements. ● Ethics – Satisfy the Fitness Standards for Candidates for CFP® Certification and Former CFP® Professionals Seeking Reinstatement and agree to be bound by CFP Board’s Code of Ethics and Standards of Conduct (“Code and Standards”), which sets forth the ethical and practice standards for CFP® professionals. Individuals who become certified must complete the following ongoing education and ethics requirements to remain certified and maintain the right to continue to use the CFP Board Certification Marks: ● Ethics – Commit to complying with CFP Board’s Code and Standards. This includes a commitment to CFP Board, as part of the certification, to act as a fiduciary, and therefore, act in the best interests of the client, at all times when providing financial advice and financial planning. CFP Board may sanction a CFP® professional who does not abide by this commitment, but CFP Board does not guarantee a CFP® professional's services. A client who seeks a similar commitment should obtain a written engagement that includes a fiduciary obligation to the client. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 16  ● Continuing Education – Complete 30 hours of continuing education every two years to maintain competence, demonstrate specified levels of knowledge, skills, and abilities, and keep up with developments in financial planning. Two of the hours must address the Code and Standards. Retirement Income Certified Professional™ (“RICP®”) The RICP® designation teaches advisers techniques and best practices used to create sustainable streams of retirement income. The education covers retirement income planning, maximizing Social Security and other income sources, minimizing risks to the plan, and managing portfolios during the asset distribution phase. The designation includes three required, college-level courses that represent a total average study time of more than 150 hours. RICP® designees must meet experience, continuing education and, ethics requirements. The credential is awarded by The American College, a non-profit educator with an 85-year heritage and the highest form of academic accreditation. Wealth Management Certified Professional™ (“WMCP®”) The Wealth Management Certified Professional® (WMCP®) program seeks to implement contemporary investment management, portfolio management, and financial planning strategies to bring a new level of value to the relationship between financial advisors and clients. Individuals learn the fundamentals of goal-based wealth management, which begins with client’s goals—whether they're saving for college tuition, planning for retirement, or passing wealth on to others through estate planning. Through a focus on tax-efficient portfolio management strategies that integrate the newest research on client behavior and financial planning, the WMCP® will develop expertise as an analyst in goal identification, risk management, and investment management plans tailored to the needs of investors. The ChFC® requires one year of full-time, relevant business experience, a four-hour course specific proctored exam, and 30 hours of continuing education every two years. Holders of the WMCP® designation must adhere to The American College’s Code of Ethics. Item 3 – Disciplinary Information There are no legal, civil or disciplinary events to disclose regarding Mr. Barbosa. Mr. Barbosa has never been involved in any regulatory, civil or criminal action. There have been no client complaints, lawsuits, arbitration claims or administrative proceedings against Mr. Barbosa. Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes; fraud; false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery, counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no legal, civil or disciplinary events to disclose regarding Mr. Barbosa. However, we do encourage you to independently view the background of Mr. Barbosa on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 6240878. Item 4 – Other Business Activities Insurance Agency Affiliations Mr. Barbosa is also the Owner of Guided Risk Solutions, LLC (“Guided Risk”) an affiliated entity under common control and ownership with the Advisor. However, Mr. Barbosa does not sell insurance products, implement insurance recommendations, or otherwise conduct business as a licensed insurance professional for Clients. Mr. Barbosa may recommend the services of Guided Risk, where employees of Guided Risk may earn commission-based compensation for selling insurance products, including insurance products sold to Clients. Clients are under no obligation, contractually or otherwise, to purchase insurance products through Guided Risk. Mr. Barbosa spends approximately 5% of his time per month in this capacity. Item 5 – Additional Compensation Mr. Barbosa has additional business activities where compensation is received that are detailed in Item 4 above. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 17  Item 6 – Supervision Mr. Barbosa serves as the Chief Executive Officer and Chief Compliance Officer of Guided Wealth. Mr. Barbosa can be reached at (508) 980-0999. Guided Wealth has implemented a Code of Ethics, an internal compliance document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Guided Wealth. Further, Guided Wealth is subject to regulatory oversight by various agencies. These agencies require registration by Guided Wealth and its Supervised Persons. As a registered entity, Guided Wealth is subject to examinations by regulators, which may be announced or unannounced. Guided Wealth is required to periodically update the information provided to these agencies and to provide various reports regarding the business activities and assets of the Advisor. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 18  Form ADV Part 2B – Brochure Supplement for Carolyn A. Pratt Director of Financial Planning Effective: May 4, 2026 This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Carolyn A. Pratt (CRD# 6843948) in addition to the information contained in the Guided Wealth, LLC (“Guided Wealth” or the “Advisor”, CRD# 339013) Disclosure Brochure. If you have not received a copy of the Disclosure Brochure or if you have any questions about the contents of the Guided Wealth Disclosure Brochure or this Brochure Supplement, please contact us at (508) 980-0999. Additional information about Mrs. Pratt is available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with her full name or her Individual CRD# 6843948. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 19  Item 2 – Educational Background and Business Experience Carolyn A. Pratt, born in 1995, is dedicated to advising Clients of Guided Wealth as its Director of Financial Planning. Mrs. Pratt earned her Bachelor of Arts from the University of Connecticut in 2017. Additional information regarding Mrs. Pratt’s employment history is included below. Employment History: 01/2026 to Present 04/2025 to 01/2026 04/2024 to 12/2024 06/2021 to 04/2024 Director of Financial Planning, Guided Wealth, LLC Licensed Service Assistant, NYLife Securities LLC Investment Advisor Represemtative / Registered Representative, LPL Financial LLC Investment Advisor Representative / Registered Representative, Lincoln Financial Advisors Corporation Planner Assistant, Strategic Wealth Partners 08/2017 to 11/2022 Item 3 – Disciplinary Information There are no legal, civil or disciplinary events to disclose regarding Mrs. Pratt. Mrs. Pratt has never been involved in any regulatory, civil or criminal action. There have been no client complaints, lawsuits, arbitration claims or administrative proceedings against Mrs. Pratt. Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes; fraud; false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery, counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no legal, civil or disciplinary events to disclose regarding Mrs. Pratt. However, we do encourage you to independently view the background of Mrs. Pratt on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with her full name or her Individual CRD# 6843948. Item 4 – Other Business Activities Mrs. Pratt is dedicated to the investment advisory activities of Guided Wealth’s Clients. Mrs. Pratt does not have any other business activities. Item 5 – Additional Compensation Mrs. Pratt is dedicated to the investment advisory activities of Guided Wealth’s Clients. Mrs. Pratt does not receive any additional forms of compensation. Item 6 – Supervision Mrs. Pratt serves as the Director of Financial Planning of Guided Wealth and is supervised by Blake Barbosa, the Chief Compliance Officer. Mr. Barbosa can be reached at (508) 980-0999. Guided Wealth has implemented a Code of Ethics, an internal compliance document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Guided Wealth. Further, Guided Wealth is subject to regulatory oversight by various agencies. These agencies require registration by Guided Wealth and its Supervised Persons. As a registered entity, Guided Wealth is subject to examinations by regulators, which may be announced or unannounced. Guided Wealth is required to periodically update the information provided to these agencies and to provide various reports regarding the business activities and assets of the Advisor. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 20  Form ADV Part 2B – Brochure Supplement for Stefano J. Lanci Financial Advisor Effective: May 4, 2026 This Form ADV 2B (“Brochure Supplement”) provides information about the background and qualifications of Stefano J. Lanci (CRD# 7862182) in addition to the information contained in the Guided Wealth, LLC (“Guided Wealth” or the “Advisor”, CRD# 339013) Disclosure Brochure. If you have not received a copy of the Disclosure Brochure or if you have any questions about the contents of the Guided Wealth Disclosure Brochure or this Brochure Supplement, please contact us at (508) 980-0999. Additional information about Mr. Lanci is available on the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 7862182. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 21  Item 2 – Educational Background and Business Experience Stefano J. Lanci, born in 2002, is dedicated to advising Clients of Guided Wealth as a Financial Advisor. Mr. Lanci earned his Bachelor of Business Administration - Economics and Entrepreneurship from Babson College in 2024. Additional information regarding Mr. Lanci’s employment history is included below. Employment History: Financial Advisor, Guided Wealth, LLC Investment Advisor Representative, Eagle Strategies LLC Registered Representative, NYLife Securities LLC Sexton, Second Church Newton Intern, CBRE Waiter, Cook Needham Coach, RB Hockey Intern, City Wide of Boston Front Desk, Answer is Fitness 01/2026 to Present 12/2024 to 01/2026 09/2024 to 01/2026 10/2023 to 05/2024 05/2023 to 09/2023 10/2022 to 04/2023 10/2022 to 10/2024 05/2022 to 09/2022 10/2020 to 10/2022 Item 3 – Disciplinary Information There are no legal, civil or disciplinary events to disclose regarding Mr. Lanci. Mr. Lanci has never been involved in any regulatory, civil or criminal action. There have been no client complaints, lawsuits, arbitration claims or administrative proceedings against Mr. Lanci. Securities laws require an advisor to disclose any instances where the advisor or its advisory persons have been found liable in a legal, regulatory, civil or arbitration matter that alleges violation of securities and other statutes; fraud; false statements or omissions; theft, embezzlement or wrongful taking of property; bribery, forgery, counterfeiting, or extortion; and/or dishonest, unfair or unethical practices. As previously noted, there are no legal, civil or disciplinary events to disclose regarding Mr. Lanci. However, we do encourage you to independently view the background of Mr. Lanci on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with his full name or his Individual CRD# 7862182. Item 4 – Other Business Activities Mr. Lanci is dedicated to the investment advisory activities of Guided Wealth’s Clients. Mr. Lanci does not have any other business activities. Item 5 – Additional Compensation Mr. Lanci is dedicated to the investment advisory activities of Guided Wealth’s Clients. Mr. Lanci does not receive any additional forms of compensation. Item 6 – Supervision Mr. Lanci serves as a Financial Advisor of Guided Wealth and is supervised by Blake Barbosa, the Chief Compliance Officer. Mr. Barbosa can be reached at (508) 980-0999. Guided Wealth has implemented a Code of Ethics, an internal compliance document that guides each Supervised Person in meeting their fiduciary obligations to Clients of Guided Wealth. Further, Guided Wealth is subject to regulatory oversight by various agencies. These agencies require registration by Guided Wealth and its Supervised Persons. As a registered entity, Guided Wealth is subject to examinations by regulators, which may be announced or unannounced. Guided Wealth is required to periodically update the information provided to these agencies and to provide various reports regarding the business activities and assets of the Advisor. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 22  Privacy Policy Effective: May 4, 2026 Our Commitment to You Guided Wealth, LLC (“Guided Wealth” or the “Advisor”) is committed to safeguarding the use of personal information of our Clients (also referred to as “you” and “your”) that we obtain as your Investment Advisor, as described here in our Privacy Policy (“Policy”). Our relationship with you is our most important asset. We understand that you have entrusted us with your private information, and we do everything that we can to maintain that trust. Guided Wealth (also referred to as "we", "our" and "us”) protects the security and confidentiality of the personal information we have and implements controls to ensure that such information is used for proper business purposes in connection with the management or servicing of our relationship with you. Guided Wealth does not sell your non-public personal information to anyone. Nor do we provide such information to others except for discrete and reasonable business purposes in connection with the servicing and management of our relationship with you, as discussed below. Details of our approach to privacy and how your personal non-public information is collected and used are set forth in this Policy. Why you need to know? Registered Investment Advisors (“RIAs”) must share some of your personal information in the course of servicing your account. Federal and State laws give you the right to limit some of this sharing and require RIAs to disclose how we collect, share, and protect your personal information. What information do we collect from you? Driver’s license number Date of birth Social security or taxpayer identification number Assets and liabilities Name, address and phone number[s] Income and expenses E-mail address[es] Investment activity Account information (including other institutions) Investment experience and goals What Information do we collect from other sources? Custody, brokerage and advisory agreements Other advisory agreements and legal documents Transactional information with us or others Account applications and forms Investment questionnaires and suitability documents Other information needed to service account How do we protect your information? To safeguard your personal information from unauthorized access and use we maintain physical, procedural and electronic security measures. These include such safeguards as secure passwords, encrypted file storage and a secure office environment. Our technology vendors provide security and access control over personal information and have policies over the transmission of data. Our associates are trained on their responsibilities to protect Client’s personal information. We require third parties that assist in providing our services to you to protect the personal information they receive from us. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 23  How do we share your information? An RIA shares Client personal information to effectively implement its services. In the section below, we list some reasons we may share your personal information. Basis For Sharing Do we share? Can you limit? Yes No to: processing No Not Shared Yes Yes Servicing our Clients We may share non-public personal information with non-affiliated third parties (such as administrators, brokers, custodians, regulators, credit agencies, other financial institutions) as necessary for us to provide agreed upon services to you, consistent with applicable law, including but not limited transactions; general account maintenance; responding to regulators or legal investigations; and credit reporting. Marketing Purposes Guided Wealth does not disclose, and does not intend to disclose, personal information with non-affiliated third parties to offer you services. Certain laws may give us the right to share your personal information with financial institutions where you are a customer and where Guided Wealth or the client has a formal agreement with the financial institution. We will only share information for purposes of servicing your accounts, not for marketing purposes. Authorized Users Your non-public personal information may be disclosed to you and persons that we believe to be your authorized agent[s] or representative[s]. No Not Shared Information About Former Clients Guided Wealth does not disclose and does not intend to disclose, non- public personal information to non-affiliated third parties with respect to persons who are no longer our Clients. State-specific Regulations Massachusetts In response to Massachusetts law, the Client must “opt-in” to share non-public personal information with non-affiliated third parties before any personal information is disclosed. Client opt-in is obtained through the Client’s execution of authorization forms provided by the third parties, by executing an Information Sharing Authorization Form, or by other written consent by the Client, as appropriate and consistent with applicable laws and regulations. Changes to our Privacy Policy We will send you a copy of this Policy annually for as long as you maintain an ongoing relationship with us. Periodically we may revise this Policy and will provide you with a revised Policy if the changes materially alter the previous Privacy Policy. We will not, however, revise our Privacy Policy to permit the sharing of non-public personal information other than as described in this notice unless we first notify you and provide you with an opportunity to prevent the information sharing. Any Questions? You may ask questions or voice any concerns, as well as obtain a copy of our current Privacy Policy by contacting us at (508) 980-0999 or via email at team@guidedwealthllc.com. Guided Wealth, LLC 6 Sleepy Hollow Road, Dartmouth, MA 02747 Phone: (508) 980-0999 http://guidedwealthplanning.com/ Page 24