Haynie Wealth Management LLC

Haynie Wealth Management LLC Form ADV Part 2A – Disclosure Brochure Effective: May 14, 2026 This Form ADV Part 2A (“Disclosure Brochure”) provides information about the qualifications and business practices of Haynie Wealth Management LLC formerly Hamilton Asset Management Group, LLC (“Haynie Wealth” or the “Advisor”). If you have any questions about the content of this Disclosure Brochure, please contact the Advisor at (512) 537-8241 or by email at advisors@hayniewealth.com. Haynie Wealth is a registered investment advisor located in the State of Texas. The information in this Disclosure Brochure has not been approved or verified by the U.S. Securities and Exchange Commission (“SEC”) or by any state securities authority. Registration of an investment advisor does not imply any specific level of skill or training. This Disclosure Brochure provides information about Haynie Wealth to assist you in determining whether to retain the Advisor. Additional information about Haynie Wealth and its Advisory Persons is available on the SEC’s website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 305852. Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 | https://www.hayniewealth.com/  Item 2 – Material Changes Form ADV 2 is divided into two parts: Part 2A (the "Disclosure Brochure") and Part 2B (the "Brochure Supplement"). The Disclosure Brochure provides information about a variety of topics relating to an Advisor’s business practices and conflicts of interest. The Brochure Supplement provides information about the Advisory Persons of Haynie Wealth. For convenience, the Advisor has combined these documents into a single disclosure document. Haynie Wealth believes that communication and transparency are the foundation of its relationship with clients and will continually strive to provide you with complete and accurate information at all times. Haynie Wealth encourages all current and prospective Clients to read this Disclosure Brochure and discuss any questions you may have with the Advisor. Material Changes The following material changes have been made to this Disclosure Brochure since the annual amendment filing on April 3, 2025: • Haynie Wealth Management is now registered with the Securities Exchange Commission. • Haynie Wealth Management is now incorporated in Utah. Future Changes From time to time, the Advisor may amend this Disclosure Brochure to reflect changes in business practices, changes in regulations, or routine annual updates as required by the securities regulators. This complete Disclosure Brochure or a Summary of Material Changes shall be provided to you annually and if a material change occurs. At any time, you may view the current Disclosure Brochure online at the SEC’s Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 305852. You may also request a copy of this Disclosure Brochure at any time by contacting the Advisor at (512) 671-7711 or by email at advisors@hayniewealth.com. Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 2  Item 3 – Table of Contents Item 1 – Cover Page 1 Item 2 – Material Changes ....................................................................................................................................................... 2 Item 3 – Table of Contents ....................................................................................................................................................... 3 Item 4 – Advisory Services ...................................................................................................................................................... 5 A. Firm Information .................................................................................................................................................... 5 B. Advisory Services Offered .................................................................................................................................... 5 C. Client Account Management ................................................................................................................................. 7 D. Wrap Fee Programs ............................................................................................................................................. 7 E. Assets Under Management .................................................................................................................................. 7 Item 5 – Fees and Compensation ............................................................................................................................................ 7 A. Fees for Advisory Services ................................................................................................................................... 7 B. Fee Billing ............................................................................................................................................................. 8 C. Other Fees and Expenses .................................................................................................................................... 9 D. Advance Payment of Fees and Termination ......................................................................................................... 9 E. Compensation for Sales of Securities ................................................................................................................... 9 Item 6 – Performance-Based Fees and Side-By-Side Management .................................................................................... 10 Item 7 – Types of Clients ....................................................................................................................................................... 10 Item 8 – Methods of Analysis, Investment Strategies, and Risk of Loss ............................................................................ 10 A. Methods of Analysis ............................................................................................................................................ 10 B. Risk of Loss ........................................................................................................................................................ 10 Item 9 – Disciplinary Information .......................................................................................................................................... 12 Item 10 – Other Financial Industry Activities and Affiliations ............................................................................................. 12 A-B. Financial Registration and Affiliations .............................................................................................................. 12 C. Material Relationships ........................................................................................................................................ 12 D. Selection of Other Advisors ................................................................................................................................ 12 Item 11 – Code of Ethics, Participation or Interest in Client Transactions, and Personal Trading ................................... 12 A. Code of Ethics .................................................................................................................................................... 12 B. Personal Trading with Material Interest ............................................................................................................... 13 C. Personal Trading in Same Securities as Clients ................................................................................................. 13 D. Personal Trading at Same Time as Client .......................................................................................................... 13 Item 12 – Brokerage Practices ............................................................................................................................................... 13 A. Recommendation of Custodian[s] ....................................................................................................................... 13 B. Aggregating and Allocating Trades ..................................................................................................................... 14 Item 13 – Review of Accounts ............................................................................................................................................... 14 A. Frequency of Reviews ........................................................................................................................................ 14 B. Causes for Reviews ............................................................................................................................................ 14 C. Review Reports .................................................................................................................................................. 14 Item 14 – Client Referrals and Other Compensation ........................................................................................................... 15 A. Compensation Received by Haynie Wealth ........................................................................................................ 15 B. Compensation for Client Referrals ...................................................................................................................... 15 Item 15 – Custody ................................................................................................................................................................... 15 Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 3  Item 16 – Investment Discretion ............................................................................................................................................ 16 Item 17 – Voting Client Securities ......................................................................................................................................... 16 Item 18 – Financial Information ............................................................................................................................................. 16 Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 4  Item 4 – Advisory Services A. Firm Information Haynie Wealth Management LLC formerly Hamilton Asset Management Group, LLC (“Haynie Wealth” or the “Advisor”) is a registered investment advisor with the Securities Exchange Commission. The Advisor is organized as a Limited Liability Company (“LLC”) under the laws of Utah. Haynie Wealth was founded in November 2014 and became a registered investment advisor in November 2019. Haynie Wealth is owned and operated by Kent Christensen (Owner, Tax Advisor). This Disclosure Brochure provides information regarding the qualifications, business practices, and the advisory services provided by Haynie Wealth. For information regarding this Disclosure Brochure, please contact Celina Ochoa (Chief Compliance Officer) at (512) 537-8241. B. Advisory Services Offered Haynie Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates, and small businesses. (each referred to as a “Client”). The Advisor serves as a fiduciary to Clients, as defined under the applicable laws and regulations. As a fiduciary, the Advisor upholds a duty of loyalty, fairness, and good faith towards each Client and seeks to mitigate potential conflicts of interest. Our fiduciary commitment is further described in the Advisor’s Code of Ethics. For more information regarding the Code of Ethics, please see Item 11 – Code of Ethics, Participation or Interest in Client Transactions and Personal Trading. Wealth Management Services Haynie Wealth provides Clients with wealth management services, which generally include discretionary management of investment portfolios in connection with a broad range of comprehensive financial planning services. Investment Management Services – Haynie Wealth provides customized investment advisory solutions for its Clients. This is achieved through continuous personal Client contact and interaction while providing discretionary and non-discretionary investment management and related advisory services. Haynie Wealth works closely with each Client to identify their investment goals and objectives as well as risk tolerance and financial situation in order to create a portfolio strategy. Haynie Wealth will then construct an investment portfolio consisting of low-cost, diversified mutual funds and/or exchange-traded funds (“ETFs”) to achieve the Client’s investment goals. The Advisor may also utilize individual stocks, bonds, options contracts, or publicly traded real estate investment trusts, as appropriate to meet the needs of its Clients. The Advisor may retain other types of investments from the Client’s legacy portfolio due to fit with the overall portfolio strategy, tax-related reasons, or other reasons as identified between the Advisor and the Client. Haynie Wealth’s investment approach is primarily long-term focused, but the Advisor may buy, sell or re-allocate positions that have been held for less than one year to meet the objectives of the Client or due to market conditions. Haynie Wealth will construct, implement, and monitor the portfolio to ensure it meets the goals, objectives, circumstances, and risk tolerance agreed to by the Client. Each Client will have the opportunity to place reasonable restrictions on the types of investments to be held in their respective portfolio, subject to acceptance by the Advisor. Haynie Wealth evaluates and selects investments for inclusion in Client portfolios only after applying its internal due diligence process. Haynie Wealth may recommend, on occasion, redistributing investment allocations to diversify the portfolio. Haynie Wealth may recommend specific positions to increase sector or asset class weightings. The Advisor may recommend employing cash positions as a possible hedge against market movement. Haynie Wealth may recommend selling positions for reasons that include but are not limited to harvesting capital gains or losses, business or sector risk exposure to a specific security or class of securities, overvaluation or overweighting of the position[s] in the portfolio, changes in risk tolerance of the Client, generating cash to meet Client needs, or any risk deemed unacceptable for the Client’s risk tolerance. Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 5  Pursuant to California Code of Regulations Section 260.238(k), the Advisor has disclosed all material conflicts of interests that could reasonably be expected to impair the rendering of unbiased and objective advice. Retirement Accounts – When the Advisor provides investment advice to Clients regarding ERISA retirement accounts or individual retirement accounts (“IRAs”), the Advisor is a fiduciary within the meaning of Title I of the Employee Retirement Income Security Act (“ERISA”) and/or the Internal Revenue Code (“IRC”), as applicable, which are laws governing retirement accounts. When deemed to be in the Client’s best interest, the Advisor will provide investment advice to a Client regarding a distribution from an ERISA retirement account or to roll over the assets to an IRA or recommend a similar transaction including rollovers from one ERISA sponsored Plan to another, one IRA to another IRA, or from one type of account to another account (e.g., commission-based account to fee-based account). Such a recommendation creates a conflict of interest if the Advisor earns a new (or increases its current) advisory fee as a result of the transaction. No client is under any obligation to roll over a retirement account to an account managed by the Advisor. At no time will Haynie Wealth accept or maintain custody of a Client’s funds or securities, except for the limited authority as outlined in Item 15 - Custody. All Client assets will be managed within the designated account[s] at the Custodian, pursuant to the terms of the advisory agreement. Please see Item 12 – Brokerage Practices. Employee Benefit Plan Services – Haynie Wealth provides employee benefit plan services to employer plan sponsors on an ongoing basis. Generally, such services consist of assisting employer plan sponsors in establishing, monitoring and reviewing their company's participant-directed retirement plan. As the needs of the plan sponsor dictate, areas of advising could include: investment options, plan structure, and participant education. In providing employee benefit plan services, our firm does not provide any advisory services with respect to the following types of assets: employer securities, real estate (excluding real estate funds and publicly traded REITS), participant loans, non-publicly traded securities or assets, other illiquid investments, or brokerage window programs (collectively, “Excluded Assets”). ERISA 3(38) – Discretionary: With discretionary retirement plan consulting services, the Haynie Wealth shall be responsible, and maintains discretion, for the selection, mapping, and ongoing monitoring of investments offered within the Plan sponsored by the Client. Haynie Wealth hereby accepts fiduciary responsibility for such duties. The Client engages Haynie Wealth for management of Plan assets and shall delegate specified authority and discretion to us for the selection, mapping, and ongoing monitoring (including replacement, as prudent), of investments offered within the plan. Use of Independent Managers – Haynie Wealth will recommend that Clients utilize one or more unaffiliated investment managers or investment platforms (collectively “Independent Managers”) for all or a portion of a Client’s investment portfolio, based on the Client’s needs and objectives. The Advisor will perform initial and ongoing oversight and due diligence over each Independent Manager to ensure the strategy remains aligned with Client’s investment objectives and overall best interests. The Advisor will also assist the Client in the development of the initial policy recommendations and managing the ongoing Client relationship. The Advisor will ensure that each Independent Manager is properly licensed, notice filed, or exempt from registration. The Client will be provided with the Independent Manager's Form ADV Part 2A - Disclosure Brochure (or a brochure that makes the appropriate disclosures). Financial Planning Services – Haynie Wealth will typically provide a variety of financial planning and consulting services to Clients as part of their overall wealth management engagement. Financial planning is not offered as a standalone service. Services are offered in several areas of a Client’s financial situation, depending on their goals and objectives. Generally, such financial planning services involve preparing a formal financial plan or rendering a specific financial consultation based on the Client’s financial goals and objectives. This planning or consulting may encompass one or more areas of need, including but not limited to: • Asset Allocation • Business Planning Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 6  • Cash Flow Planning • Education Planning • Estate Planning • Investment Planning • Net Worth Analysis • Retirement Income Planning • Risk Analysis A financial plan developed for, or financial consultation rendered to the Client will usually include general recommendations for a course of activity or specific actions to be taken by the Client. For example, recommendations may be made that the Client start or revise their investment programs, commence or alter retirement savings, establish education savings and/or charitable giving programs. Haynie Wealth may also refer Clients to an accountant, attorney, or other specialists, as appropriate for their unique situation. For certain financial planning engagements, the Advisor will provide a written summary of the Client’s financial situation, observations, and recommendations. For consulting or ad-hoc engagements, the Advisor may not provide a written summary. Plans or consultations are typically completed within six (6) months of the contract date, assuming all information and documents requested are provided promptly. Financial planning and consulting recommendations pose a conflict between the interests of the Advisor and the interests of the Client. For example, the Advisor has an incentive to recommend that Clients engage the Advisor for investment management services or to increase the level of investment assets with the Advisor, as it would increase the amount of advisory fees paid to the Advisor. Clients are not obligated to implement any recommendations made by the Advisor or maintain an ongoing relationship with the Advisor. If the Client elects to act on any of the recommendations made by the Advisor, the Client is under no obligation to implement the transaction through the Advisor. C. Client Account Management Prior to engaging Haynie Wealth to provide investment advisory services, each Client is required to enter into one or more agreements with the Advisor that define the terms, conditions, authority, and responsibilities of the Advisor and the Client. These services may include: ● Establishing an Investment Strategy – Haynie Wealth, in connection with the Client, will develop a strategy that seeks to achieve the Client’s goals and objectives. ● Asset Allocation – Haynie Wealth will develop a strategic asset allocation that is targeted to meet the investment objectives, time horizon, financial situation, and tolerance for risk for each Client. ● Portfolio Construction – Haynie Wealth will develop a portfolio for the Client that is intended to meet the stated goals and objectives of the Client. ● Investment Management and Supervision – Haynie Wealth will provide investment management and ongoing oversight of the Client’s investment portfolio. D. Wrap Fee Programs Haynie Wealth does not manage or place Client assets into a wrap fee program. Investment management services are provided directly by Haynie Wealth. E. Assets Under Management As of December 22, 2025 Haynie Wealth manages $105,388,710 in discretionary assets under management and $1,253,865 in non-discretionary assets under management. Clients may request more current information at any time by contacting the Advisor. Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 7  Item 5 – Fees and Compensation The following paragraphs detail the fee structure and compensation methodology for services provided by the Advisor. Each Client engaging the Advisor for services described herein shall be required to enter into a written agreement with the Advisor. A. Fees for Advisory Services Wealth Management Services Wealth Management fees are paid quarterly in advance of each quarter pursuant to the terms of the wealth management agreement. Wealth management fees are based on the market value of assets under management at the end of the prior calendar quarter. Assets held in high-yield cash accounts are billed at a flat annual rate of 0.35%. Wealth management fees for all other accounts are based on the following schedule: Annual Rate (%) 1.25% 1.10% 1.00% 0.90% 0.65% Assets Under Management ($) The first $500,000 The next $500,000 to $1,000,000 The next $1,000,000 to $2,000,000 The next $2,000,000 to $4,000,000 The next $6,000,000 to $10,000,000 $10,000,001 and above 0.45% *The Advisor’s fee noted above do not include the fees paid to the Investment Platform. The Client acknowledges an additional fee to be paid to the Investment Platform not to exceed an annual rate of 0.25%. The tiered fee schedule results in a “blended” fee based on the assets under management at the time of the billing calculation. For example, for an account valued at $1,000,000 based on the above schedule, Clients will be charged 1.25% for the first $500,000, 1.10% for the next $500,000. This results in a blended rate of 1.175% annually. The use of a blended rate presents a conflict of interest as it may result in higher fees collected by the Advisor. Higher assets under management fees (resulting from blended fee schedules) may have an adverse effect on Client returns and Client portfolios over time. The wealth management fee in the first quarter of service is prorated from the inception date of the account[s] to the end of the first quarter. Fees may be negotiable at the sole discretion of the Advisor. The Client’s fees will take into consideration the aggregate assets under management with the Advisor. All securities held in accounts managed by Haynie Wealth will be independently valued by the Custodian. Haynie Wealth will conduct periodic reviews of the Custodian’s valuation to ensure accurate billing. The Advisor’s fee is exclusive of, and in addition to any applicable securities transaction fees and custody fees, and other related costs and expenses described in Item 5.C., which may be incurred by the Client. However, the Advisor shall not receive any portion of these commissions, fees, and costs. Employee Benefit Plan Services Haynie Wealth will be compensated for Employee Benefit Plan services according to the value of plan assets not to exceed 2.00% of total plan assets. The annual fees are negotiable, pro-rated and paid in advance on a quarterly basis. This does not include fees to other parties, such as RecordKeepers, Custodians, or Third-Party- Administrators. Fees for this service are either paid directly by the plan sponsor or deducted directly from the plan assets by the Custodian on a quarterly basis, and Haynie Wealth’s fee is remitted to Haynie Wealth. Accounts initiated or terminated during a calendar quarter will be charged a pro-rated fee based on the amount of time remaining in the billing period. An account may be terminated with written notice at least 15 calendar days in advance. Use of Independent Managers As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio utilizing one or more Independent Managers. To eliminate any conflict of interest, the Advisor does not earn any compensation Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 8  from an Independent Manager. The Advisor will only earn its investment advisory fee as described above. The Advisor will allocate a portion of the advisory fee collected to the Independent Manager pursuant to the terms of the executed agreement between the Advisor and the Independent Manager. The total blended fee, including the Advisor’s fee and the Independent Manager’s fee, will not exceed 1.50% annually. Financial Planning All financial planning services are provided as part of a Client’s overall wealth management engagement on a complementary basis. Pursuant to California Code of Regulations Section 260.238(j), the Advisor discloses that the Client may be able to obtain similar services from other services providers for a lower fee. B. Fee Billing Wealth Management Services Wealth Management fees are calculated by the Advisor or its delegate and deducted from the Client’s account[s] at the Custodian. The Advisor shall send an invoice to the Custodian indicating the amount of the fees to be deducted from the Client’s account[s] at the beginning of the respective quarter. The amount due is calculated by applying the quarterly rate (annual rate divided by 4) to the total assets under management with Haynie Wealth at the end of the prior quarter. Clients will be provided with a statement, at least quarterly, from the Custodian reflecting the deduction of the wealth management fee. In addition, the Advisor will provide the Client an invoice itemizing the fee, including the calculation period covered by the fee, the account value, and the methodology used to calculate the fee. It is the responsibility of the Client to verify the accuracy of these fees as listed on the Custodian’s brokerage statement as the Custodian does not assume this responsibility. Clients provide written authorization permitting advisory fees to be deducted by Haynie Wealth to be paid directly from their account[s] held by the Custodian as part of the wealth management agreement and separate account forms provided by the Custodian. See Item 15 for additional information. Use of Independent Managers For Client accounts implemented through an Independent Manager, the Client’s overall fees may include the Advisor’s investment advisory fee (as noted above) plus investment management fees and/or platform fees charged by the Independent Manager[s], as applicable. In certain instances, the Independent Manager or the Advisor may assume responsibility for calculating the Client’s fees and deduct all fees from the Client’s account[s]. C. Other Fees and Expenses Clients may incur certain fees or charges imposed by third parties other than Haynie Wealth in connection with investments made on behalf of the Client’s account[s]. The Client is responsible for all securities execution and custody fees charged by the Custodian, if applicable. The Advisor’s recommended Custodian does not charge securities transaction fees for ETF and equity trades in Client accounts but typically charges for mutual funds and other types of investments. The fees charged by Haynie Wealth are separate and distinct from these custody and execution fees. In addition, all fees paid to Haynie Wealth for investment advisory services are separate and distinct from the expenses charged by mutual funds and ETFs to their shareholders, if applicable. These fees and expenses are described in each fund’s prospectus. These fees and expenses will generally be used to pay management fees for the funds, other fund expenses, account administration (e.g., custody, brokerage, and account reporting), and a possible distribution fee. A Client may be able to invest in these products directly, without the services of Haynie Wealth, but would not receive the services provided by Haynie Wealth which are designed, among other things, to assist the Client in determining which products or services are most appropriate for each Client’s financial situation and objectives. Accordingly, the Client should review both the fees charged by the fund[s] and the fees charged by Haynie Wealth to fully understand the total fees to be paid. Please refer to Item 12 – Brokerage Practices for additional information. Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 9  D. Advance Payment of Fees and Termination Wealth Management Services Haynie Wealth may be compensated for its wealth management services in advance of the quarter in which services are rendered. Either party may terminate the wealth management agreement, at any time, by providing advance written notice to the other party. The Client may also terminate the wealth management agreement within five (5) business days of signing the Advisor’s agreement without penalties or fees to the Client. After the five days, the Client will incur charges for bona fide advisory services rendered to the point of termination, and such fees will be due and payable by the Client. The Advisor will refund any unearned, prepaid wealth management fees from the effective date of termination to the end of the quarter. The Client’s wealth management agreement with the Advisor is non-transferable without the Client’s prior consent. Use of Independent Managers In the event that the Advisor has determined that an Independent Manager is no longer in the Client’s best interest, the Advisor will have the discretion to terminate the relationship with the Independent Manager. The terms for termination are set forth in the respective agreements between the Advisor and the Independent Managers. E. Compensation for Sales of Securities Haynie Wealth does not buy or sell securities to earn commissions and does not receive any compensation for securities transactions in any Client account other than the investment advisory fees noted above. Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 10  Item 6 – Performance-Based Fees and Side-By-Side Management Haynie Wealth does not charge performance-based fees for its wealth management services and therefore does not engage in side-by-side management. The fees charged by Haynie Wealth are as described in Item 5 – Fees and Compensation above and are not based upon the capital appreciation of the funds or securities held by any Client. Haynie Wealth does not manage any proprietary investment funds or limited partnerships (for example, a mutual fund or a hedge fund) and has no financial incentive to recommend any particular investment options to its Clients. Item 7 – Types of Clients Haynie Wealth offers investment advisory services to individuals, high net worth individuals, trusts, estates, and small businesses in the State of Texas and other states. The amount of each type of Client is available on Haynie Wealth’s Form ADV Part 1A. These amounts may change over time and are updated at least annually by the Advisor. Haynie Wealth generally requires a minimum household size is $500,000 of assets under management to effectively implement its investment process. However, the Advisor may grant exceptions to the minimum household size at its sole discretion. Item 8 – Methods of Analysis, Investment Strategies, and Risk of Loss A. Methods of Analysis Haynie Wealth primarily employs a fundamental analysis method in developing investment strategies for its Clients. Research and analysis from Haynie Wealth are derived from numerous sources, including financial media companies, third-party research materials, Internet sources, and review of company activities, including annual reports, prospectuses, press releases, and research prepared by others. Fundamental analysis utilizes economic and business indicators as investment selection criteria. These criteria generally consist of ratios and trends that may indicate the overall strength and financial viability of the entity being analyzed. Assets are deemed suitable if they meet certain criteria to indicate that they are a strong investment with a value discounted by the market. While this type of analysis helps the Advisor in evaluating a potential investment, it does not guarantee that the investment will increase in value. Assets meeting the investment criteria utilized in the fundamental analysis may lose value and may have negative investment performance. The Advisor monitors these economic indicators to determine if adjustments to strategic allocations are appropriate. More details on the Advisor’s review process are included below in Item 13 – Review of Accounts. As noted above, Haynie Wealth generally employs a long-term investment strategy for its Clients, as consistent with their financial goals. Haynie Wealth will typically hold all or a portion of a security for more than a year but may hold for shorter periods for the purpose of rebalancing a portfolio or meeting the cash needs of Clients. At times, Haynie Wealth may also buy and sell positions that are more short-term in nature, depending on the goals of the Client and/or the fundamentals of the security, sector, or asset class. B. Risk of Loss Investing in securities involves certain investment risks. Securities may fluctuate in value or lose value. Clients should be prepared to bear the potential risk of loss. Haynie Wealth will assist Clients in determining an appropriate strategy based on their tolerance for risk and other factors noted above. However, there is no guarantee that a Client will meet their investment goals. While the methods of analysis help the Advisor in evaluating a potential investment, it does not guarantee that the investment will increase in value. Assets meeting the investment criteria utilized in these methods of analysis may lose value and may have negative investment performance. The Advisor monitors these economic Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 11  indicators to determine if adjustments to strategic allocations are appropriate. More details on the Advisor’s review process are included below in Item 13 – Review of Accounts. Each Client engagement will entail a review of the Client's investment goals, financial situation, time horizon, tolerance for risk, and other factors to develop an appropriate strategy for managing a Client's account. Client participation in this process, including full and accurate disclosure of requested information, is essential for the analysis of a Client's account[s]. The Advisor shall rely on the financial and other information provided by the Client or their designees without the duty or obligation to validate the accuracy and completeness of the provided information. It is the responsibility of the Client to inform the Advisor of any changes in financial condition, goals, or other factors that may affect this analysis. The risks associated with a particular strategy are provided to each Client in advance of investing Client accounts. The Advisor will work with each Client to determine their tolerance for risk as part of the portfolio construction process. Following are some of the risks associated with the Advisor’s investment approach: Market Risks The value of a Client’s holdings may fluctuate in response to events specific to companies or markets, as well as economic, political, or social events in the U.S. and abroad. This risk is linked to the performance of the overall financial markets. ETF Risks The performance of ETFs is subject to market risk, including the possible loss of principal. The price of the ETFs will fluctuate with the price of the underlying securities that make up the funds. In addition, ETFs have a trading risk based on the loss of cost efficiency if the ETFs are traded actively and a liquidity risk if the ETFs have a large bid-ask spread and low trading volume. The price of an ETF fluctuates based upon the market movements and may dissociate from the index being tracked by the ETF or the price of the underlying investments. An ETF purchased or sold at one point in the day may have a different price than the same ETF purchased or sold a short time later. Bond Risks Bonds are subject to specific risks, including the following: (1) interest rate risks, i.e., the risk that bond prices will fall if interest rates rise, and vice versa, the risk depends on two things, the bond’s time to maturity, and the coupon rate of the bond. (2) reinvestment risk, i.e., the risk that any profit gained must be reinvested at a lower rate than was previously being earned, (3) inflation risk, i.e., the risk that the cost of living and inflation increase at a rate that exceeds the income investment thereby decreasing the investor’s rate of return, (4) credit default risk, i.e., the risk associated with purchasing a debt instrument which includes the possibility of the company defaulting on its repayment obligation, (5) rating downgrades, i.e., the risk associated with a rating agency’s downgrade of the company’s rating which impacts the investor’s confidence in the company’s ability to repay its debt and (6) Liquidity Risks, i.e., the risk that a bond may not be sold as quickly as there is no readily available market for the bond. Mutual Fund Risks The performance of mutual funds is subject to market risk, including the possible loss of principal. The price of the mutual funds will fluctuate with the value of the underlying securities that make up the funds. The price of a mutual fund is typically set daily; therefore, a mutual fund purchased at one point in the day will typically have the same price as a mutual fund purchased later that same day. Options Contracts Investments in options contracts have the risk of losing value in a relatively short period of time. Option contracts are leveraged instruments that allow the holder of a single contract to control many shares of an underlying stock. This leverage can compound gains or losses. Real Estate Investment Trusts (“REITs”) Investing in Real Estate Investment Trusts (“REITs”) involves certain distinct risks in addition to those risks associated with investing in the real estate industry in general. For Example, equity REITs may be affected by Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 12  changes in the value of the underlying property owned by the REITs, while mortgage REITs may be affected by the quality of credit extended. REITs are subject to heavy cash flow dependency, default by borrowers, and self- liquidation. REITs, especially mortgage REITs, are also subject to interest rate risk (i.e., as interest rates rise, the value of the REIT may decline). Independent Manager Risks Haynie Wealth may select certain Independent Managers to manage a portion of the Client’s portfolio. The Advisor will conduct due diligence, monitor the performance and adherence to the investment mandates and objectives on the selected Independent Managers. However, the Advisor will not have an active role in the day- to-day management of this portion of the Client’s portfolio. A failure by an Independent Managers to achieve its investment objectives could result in a negative impact on the Client’s overall investment portfolio. Past performance is not a guarantee of future returns. Investing in securities and other investments involves a risk of loss that each Client should understand and be willing to bear. Clients are reminded to discuss these risks with the Advisor. Item 9 – Disciplinary Information There are no legal, regulatory, or disciplinary events involving Haynie Wealth or its owner. Haynie Wealth values the trust Clients place in the Advisor. The Advisor encourages all Clients to perform the requisite due diligence on any advisor or service provider that the Client engages. The backgrounds of the Advisor and its Advisory Persons are available on the Investment Adviser Public Disclosure website at www.adviserinfo.sec.gov by searching with the Advisor’s firm name or CRD# 305852. Item 10 – Other Financial Industry Activities and Affiliations A-B. Financial Registration and Affiliations Neither the Advisor nor its Advisory Persons have any registrations or affiliations with a broker-dealer, futures commission merchant, commodity pool operator, or commodity-trading advisor. C. Material Relationships Haynie & Company Mr. Christensen, in his separate capacity, is also a CPA with Haynie & Company (“Haynie”), an accounting firm. Haynie offers accounting, tax preparation, and other related services. Accounting services provided by Haynie are separate from advisory services offered by Haynie Wealth and are paid by separate fees. Haynie Wealth may recommend Clients engage Haynie for accounting, tax preparation, and other related services. Clients are under no obligation to utilize Haynie for accounting tax preparation and other related services. D. Selection of Other Advisors As noted in Item 4, the Advisor may implement all or a portion of a Client’s investment portfolio with one or more Independent Managers. The Advisor does not receive any compensation nor does this present a material conflict of interest. The Advisor will only earn its investment advisory fee as described in Item 5.A. Item 11 – Code of Ethics, Participation or Interest in Client Transactions, and Personal Trading A. Code of Ethics Haynie Wealth has implemented a Code of Ethics (the “Code”) that defines our fiduciary commitment to each Client. This Code applies to all persons associated with Haynie Wealth (“Supervised Persons”). The Code was developed to provide general ethical guidelines and specific instructions regarding the Advisor’s duties to the Client. Haynie Wealth and its Supervised Persons owe a duty of loyalty, fairness, and good faith towards each Client. It is the obligation of Haynie Wealth’s Supervised Persons to adhere not only to the specific provisions of the Code but also to the general principles that guide the Code. The Code covers a range of topics that address employee ethics and conflicts of interest. To request a copy of the Code, please contact the Advisor at (512) 537-8241 or via email at advisors@hayniewealth.com. Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 13  B. Personal Trading with Material Interest Haynie Wealth allows Supervised Persons to purchase or sell the same securities that may be recommended to and purchased on behalf of Clients. Haynie Wealth does not act as principal in any transactions. In addition, the Advisor does not act as the general partner of a fund or advise an investment company. Haynie Wealth does not have a material interest in any securities traded in Client accounts. C. Personal Trading in Same Securities as Clients Haynie Wealth allows Supervised Persons to purchase or sell the same securities that may be recommended to and purchased on behalf of Clients. Owning the same securities that are recommended (purchase or sell) to Clients presents a conflict of interest that, as fiduciaries, must be disclosed to Clients and mitigated through policies and procedures. As noted above, the Advisor has adopted the Code to address insider trading (material non-public information controls), gifts and entertainment, outside business activities, and personal securities reporting. When trading for personal accounts, Supervised Persons have a conflict of interest if trading in the same securities. The fiduciary duty to act in the best interest of its Clients can be violated if personal trades are made with more advantageous terms than Client trades or by trading based on material non-public information. This risk is mitigated by Haynie Wealth requiring reporting of personal securities trades by its Supervised Persons for review by the Chief Compliance Officer (“CCO”) or delegate. The Advisor has also adopted written policies and procedures to detect the misuse of material, non-public information. D. Personal Trading at Same Time as Client While Haynie Wealth allows our Supervised Persons to purchase or sell the same securities that may be recommended to and purchased on behalf of Clients, such trades are typically aggregated with Client orders or traded afterward. Supervised Persons are prohibited from front running or otherwise prohibited in any trading practices that would other disadvantage any Client accounts. Item 12 – Brokerage Practices A. Recommendation of Custodian[s] Haynie Wealth does not have discretionary authority to select the broker-dealer/custodian for custody and execution services. The Client will engage the broker-dealer/custodian (herein the "Custodian") to safeguard Client assets and authorize Haynie Wealth to direct trades to the Custodian as agreed upon in the investment advisory agreement. Further, Haynie Wealth does not have the discretionary authority to negotiate commissions on behalf of Clients on a trade-by-trade basis. Where Haynie Wealth does not exercise discretion over the selection of the Custodian, it may recommend the Custodian to Clients for custody and execution services. Clients are not obligated to use the recommended Custodian and will not incur any extra fee or cost from the Advisor associated with using a custodian not recommended by Haynie Wealth. However, if the recommended Custodian is not engaged, the Advisor may be limited in the services it can provide. Haynie Wealth may recommend the Custodian based on criteria such as, but not limited to, the reasonableness of commissions charged to the Client, services made available to the Client, and its reputation and/or the location of the Custodian’s offices. Where Haynie Wealth does not exercise discretion over the selection of the Custodian, it may recommend the Custodian to Clients for custody and execution services. Clients are not obligated to use the Custodian recommended by the Advisor and will not incur any extra fee or cost associated with using a custodian not recommended by Haynie Wealth. However, the Advisor may be limited in the services it can provide if the recommended Custodian is not engaged. Haynie Wealth may recommend the Custodian based on criteria such as, but not limited to, reasonableness of commissions charged to the Client, services made available to the Client, and its reputation and/or the location of the Custodian’s offices. Haynie Wealth will generally recommend that Clients establish their account[s] at Altruist Financial LLC (“Altruist”), a FINRA-registered broker-dealer and member SIPC. Altruist will serve as the Client’s “qualified custodian”. Haynie Wealth maintains an institutional relationship with Altruist, whereby the Advisor receives economic benefits from Altruist (Please see Item 14 below.) Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 14  Following are additional details regarding the brokerage practices of the Advisor: 1. Soft Dollars – Soft dollars are revenue programs offered by broker-dealers/custodians whereby an advisor enters into an agreement to place security trades with a broker-dealer/custodian in exchange for research and other services. Haynie Wealth does not participate in soft dollar programs sponsored or offered by any broker-dealer/custodian. However, the Advisor receives certain economic benefits from the Custodian. Please see Item 14 below. 2. Brokerage Referrals – Haynie Wealth does not receive any compensation from any third party in connection with the recommendation for establishing an account. 3. Directed Brokerage – All Clients are serviced on a “directed brokerage basis,” where Haynie Wealth will place trades within the established account[s] at the Custodian designated by the Client. Further, all Client accounts are traded within their respective account[s]. The Advisor will not engage in any principal transactions (i.e., trade of any security from or to the Advisor’s own account) or cross transactions with other Client accounts (i.e., purchase of a security into one Client account from another Client’s account[s]). Haynie Wealth will not be obligated to select competitive bids on securities transactions and does not have an obligation to seek the lowest available transaction costs. These costs are determined by the Custodian. B. Aggregating and Allocating Trades The primary objective in placing orders for the purchase and sale of securities for Client accounts is to obtain the most favorable net results taking into account such factors as 1) price, 2) size of the order, 3) difficulty of execution, 4) confidentiality and 5) skill required of the Custodian. Haynie Wealth will execute its transactions through the Custodian as authorized by the Client. Haynie Wealth may aggregate orders in a block trade or trades when securities are purchased or sold through the custodian for multiple (discretionary) accounts on the same trading day. If a block trade cannot be executed in full at the same price or time, the securities actually purchased or sold by the close of each business day must be allocated in a manner that is consistent with the initial pre-allocation or other written statement. This must be done in a way that does not consistently advantage or disadvantage any particular Clients’ accounts. Item 13 – Review of Accounts A. Frequency of Reviews Securities in Client accounts are monitored on a regular and continuous basis by Celina Ochoa, CCO of Haynie Wealth. The Advisor invites Clients to have a formal review of their accounts at least annually or more frequently depending on the needs of the Client. B. Causes for Reviews In addition to the investment monitoring noted in Item 13.A., each Client account shall be reviewed at least annually. Reviews may be conducted more frequently at the Client’s request. Accounts may be reviewed as a result of major changes in economic conditions, known changes in the Client’s financial situation, and/or large deposits or withdrawals in the Client’s account[s]. The Client is encouraged to notify Haynie Wealth if changes occur in the Client’s personal financial situation that might adversely affect the Client’s investment plan. Additional reviews may be triggered by material market, economic or political events. C. Review Reports The Client will receive brokerage statements no less than quarterly from the Custodian. These brokerage statements are sent directly from the Custodian to the Client. The Client may also establish electronic access to the Custodian’s website so that the Client may view these reports and their account activity. Client brokerage statements will include all positions, transactions, and fees relating to the Client’s account[s]. The Advisor may also provide Clients with periodic reports regarding their holdings, allocations, and performance. Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 15  Item 14 – Client Referrals and Other Compensation A. Compensation Received by Haynie Wealth Haynie Wealth may refer Clients to various affiliated and unaffiliated, non-advisory professionals (e.g. attorneys, accountants, estate planners) to provide certain financial services necessary to meet the goals of its Clients. Likewise, Haynie Wealth may receive non-compensated referrals of new Clients from various third parties. Participation in Institutional Advisor Platform Haynie Wealth has established an institutional relationship with Altruist to assist the Advisor in managing Client account[s]. Access to the Altruist platform is provided at no charge to the Advisor. The Advisor receives access to software and related support without cost because the Advisor renders investment management services to Clients that maintain assets at Altruist The software and related systems support may benefit the Advisor, but not its Clients directly. In fulfilling its duties to its Clients, the Advisor endeavors at all times to put the interests of its Clients first. Clients should be aware, however, that the receipt of economic benefits from a Custodian creates a potential conflict of interest since these benefits may influence the Advisor’s recommendation of this Custodian over one that does not furnish similar software, systems support, or services. See Item 12 for additional information. Services that Benefit the Client – Altruist’s institutional brokerage services include access to a broad range of investment products, execution of securities transactions, and custody of Client’s funds and securities. Through Altruist, the Advisor may be able to access certain investments and asset classes that the Client would not be able to obtain directly or through other sources. Further, the Advisor may be able to invest in certain mutual funds and other investments without having to adhere to investment minimums that might be required if the Client were to directly access the investments. Services that May Indirectly Benefit the Client – Altruist provides participating advisors with access to technology, research, discounts and other services. In addition, the Advisor receives duplicate statements for Client accounts, the ability to deduct advisory fees, trading tools, and back office support services as part of its relationship with Altruist. These services are intended to assist the Advisor in effectively managing accounts for its Clients, but may not directly benefit all Clients. Services that May Only Benefit the Advisor – Altruist also offers other services and financial support to Haynie Wealth that may not benefit the Client, including: educational conferences and events, financial start-up support, consulting services and discounts for various service providers. Access to these services creates a financial incentive for the Advisor to recommend Altruist, which results in a potential conflict of interest. Haynie Wealth believes, however, that the selection of Altruist as a Custodian is in the best interests of its Clients. B. Compensation for Client Referrals The Advisor does not compensate, either directly or indirectly, any persons who are not supervised persons, for Client referrals. Item 15 – Custody Haynie Wealth does not accept or maintain custody of any Client accounts, except for the authorized deduction of the Advisor’s fees and certain money movement authority as described below. All Clients must place their assets with a “qualified custodian.” Clients are required to engage the Custodian to retain their funds and securities and direct Haynie Wealth to utilize that Custodian for the Client’s security transactions. The ability to deduct its fees results in the Advisor having a limited form of custody, which is mitigated as follows. Prior to the Advisor deducting fees from the Custodian, the Advisor will: i) obtain written authorization from the Client to deduct its investment advisory fees from the Custodian; ii) provide written instruction to the Custodian with the amount to be deducted from the Client’s account[s]; and iii) provide the Client a report itemizing the fee, including the calculation period covered by the fee, the account value and the methodology used to calculate the fee. See Item 5 for additional information. Clients should review statements provided by the Custodian and Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 16  compare to any reports provided by the Advisor to ensure accuracy, as the Custodian does not perform this review. For more information about custodians and brokerage practices, see Item 12 - Brokerage Practices. Item 16 – Investment Discretion Haynie Wealth generally has discretion over the selection and amount of securities to be bought or sold in Client accounts without obtaining prior consent or approval from the Client. However, these purchases or sales may be subject to specified investment objectives, guidelines, or limitations previously set forth by the Client and agreed to by Haynie Wealth. Discretionary authority will only be authorized upon full disclosure to the Client. The granting of such authority will be evidenced by the Client's execution of an investment advisory agreement containing all applicable limitations to such authority. All discretionary trades made by Haynie Wealth will be in accordance with each Client's investment objectives and goals. Item 17 – Voting Client Securities Haynie Wealth does not accept proxy-voting responsibility for any Client. Clients will receive proxy statements directly from the Custodian. The Advisor will assist in answering questions relating to proxies; however, the Client retains the sole responsibility for proxy decisions and voting. Item 18 – Financial Information Neither Haynie Wealth nor its management has any adverse financial situations that would reasonably impair the ability of Haynie Wealth to meet all obligations to its Clients. In the past ten years, neither Haynie Wealth nor any of its Advisory Persons have been subject to a bankruptcy or financial compromise. Haynie Wealth is not required to deliver a balance sheet along with this Disclosure Brochure as the Advisor does not collect advance fees of $1,200 or more for services to be performed six months or more in the future. Haynie Wealth Management LLC 1785 West 2320 South, Salt Lake City, UT 84119 Phone: (512) 537-8241 https://www.hayniewealth.com/ Page 17