Overview
Assets Under Management: $385 million
Headquarters: DUBUQUE, IA
High-Net-Worth Clients: 143
Average Client Assets: $1.8 million
Frequently Asked Questions
HEACOCK & JONES FINANCIAL SERVICES, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #115762), HEACOCK & JONES FINANCIAL SERVICES, INC. is subject to fiduciary duty under federal law.
HEACOCK & JONES FINANCIAL SERVICES, INC. is headquartered in DUBUQUE, IA.
HEACOCK & JONES FINANCIAL SERVICES, INC. serves 143 high-net-worth clients according to their SEC filing dated March 31, 2023. View client details ↓
According to their SEC Form ADV, HEACOCK & JONES FINANCIAL SERVICES, INC. offers portfolio management for individuals and portfolio management for institutional clients. View all service details ↓
HEACOCK & JONES FINANCIAL SERVICES, INC. manages $385 million in client assets according to their SEC filing dated March 31, 2023.
According to their SEC Form ADV, HEACOCK & JONES FINANCIAL SERVICES, INC. serves high-net-worth individuals and institutional clients. View client details ↓
Services Offered
Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients
Clients
Number of High-Net-Worth Clients: 143
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 67.52%
Average Client Assets: $1.8 million
Total Client Accounts: 669
Discretionary Accounts: 665
Non-Discretionary Accounts: 4
Regulatory Filings
CRD Number: 115762
Filing ID: 1743775
Last Filing Date: 2023-03-31 15:58:00