Overview
Assets Under Management: $437 million
Headquarters: FAIRFIELD, CT
High-Net-Worth Clients: 81
Average Client Assets: $3.9 million
Frequently Asked Questions
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #134510), HERBERT J. SIMS CAPITAL MANAGEMENT, INC. is subject to fiduciary duty under federal law.
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. is headquartered in FAIRFIELD, CT.
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. serves 81 high-net-worth clients according to their SEC filing dated April 27, 2026. View client details ↓
According to their SEC Form ADV, HERBERT J. SIMS CAPITAL MANAGEMENT, INC. offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓
HERBERT J. SIMS CAPITAL MANAGEMENT, INC. manages $437 million in client assets according to their SEC filing dated April 27, 2026.
According to their SEC Form ADV, HERBERT J. SIMS CAPITAL MANAGEMENT, INC. serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 81
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 72.28%
Average Client Assets: $3.9 million
Total Client Accounts: 685
Discretionary Accounts: 472
Non-Discretionary Accounts: 213
Regulatory Filings
CRD Number: 134510
Filing ID: 2098977
Last Filing Date: 2026-04-27 10:13:48