Overview
Assets Under Management: $147 million
Headquarters: WOODBRIDGE, CT
High-Net-Worth Clients: 68
Average Client Assets: $1.7 million
Frequently Asked Questions
HERITAGE CAPITAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #127650), HERITAGE CAPITAL, LLC is subject to fiduciary duty under federal law.
HERITAGE CAPITAL, LLC is headquartered in WOODBRIDGE, CT.
HERITAGE CAPITAL, LLC serves 68 high-net-worth clients according to their SEC filing dated March 06, 2026. View client details ↓
According to their SEC Form ADV, HERITAGE CAPITAL, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
HERITAGE CAPITAL, LLC manages $147 million in client assets according to their SEC filing dated March 06, 2026.
According to their SEC Form ADV, HERITAGE CAPITAL, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 68
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 79.53%
Average Client Assets: $1.7 million
Total Client Accounts: 137
Discretionary Accounts: 137
Regulatory Filings
CRD Number: 127650
Filing ID: 2066291
Last Filing Date: 2026-03-06 08:43:50