Overview

Assets Under Management: $433 million
Headquarters: NEW YORK, NY
High-Net-Worth Clients: 122
Average Client Assets: $3.2 million

Frequently Asked Questions

HERON WEALTH is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #146012), HERON WEALTH is subject to fiduciary duty under federal law.

HERON WEALTH is headquartered in NEW YORK, NY.

HERON WEALTH serves 122 high-net-worth clients according to their SEC filing dated July 31, 2023. View client details ↓

According to their SEC Form ADV, HERON WEALTH offers financial planning, portfolio management for individuals, and selection of other advisors. View all service details ↓

HERON WEALTH manages $433 million in client assets according to their SEC filing dated July 31, 2023.

According to their SEC Form ADV, HERON WEALTH serves high-net-worth individuals. View client details ↓

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Investment Advisor Selection

Clients

Number of High-Net-Worth Clients: 122
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 89.73%
Average Client Assets: $3.2 million
Total Client Accounts: 1,427
Discretionary Accounts: 697
Non-Discretionary Accounts: 730

Regulatory Filings

CRD Number: 146012
Filing ID: 1777970
Last Filing Date: 2023-07-31 11:52:00