Overview
Assets Under Management: $120 million
Headquarters: CARY, NC
High-Net-Worth Clients: 37
Average Client Assets: $2.1 million
Frequently Asked Questions
HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #323171), HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC is subject to fiduciary duty under federal law.
HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC is headquartered in CARY, NC.
HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC serves 37 high-net-worth clients according to their SEC filing dated February 25, 2026. View client details ↓
According to their SEC Form ADV, HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC offers financial planning and portfolio management for individuals. View all service details ↓
HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC manages $120 million in client assets according to their SEC filing dated February 25, 2026.
According to their SEC Form ADV, HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC serves high-net-worth individuals. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals
Clients
Number of High-Net-Worth Clients: 37
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 63.52%
Average Client Assets: $2.1 million
Total Client Accounts: 570
Discretionary Accounts: 568
Non-Discretionary Accounts: 2
Regulatory Filings
CRD Number: 323171
Filing ID: 2057462
Last Filing Date: 2026-02-25 13:42:36