Overview

Assets Under Management: $282 million
Headquarters: KENTFIELD, CA
High-Net-Worth Clients: 51
Average Client Assets: $4.0 million

Frequently Asked Questions

HOERTKORN RICHARD CHARLES is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.

Yes. As an SEC-registered investment advisor (CRD #104649), HOERTKORN RICHARD CHARLES is subject to fiduciary duty under federal law.

HOERTKORN RICHARD CHARLES is headquartered in KENTFIELD, CA.

HOERTKORN RICHARD CHARLES serves 51 high-net-worth clients according to their SEC filing dated February 09, 2026. View client details ↓

According to their SEC Form ADV, HOERTKORN RICHARD CHARLES offers portfolio management for individuals and portfolio management for institutional clients. View all service details ↓

HOERTKORN RICHARD CHARLES manages $282 million in client assets according to their SEC filing dated February 09, 2026.

According to their SEC Form ADV, HOERTKORN RICHARD CHARLES serves high-net-worth individuals and institutional clients. View client details ↓

Services Offered

Services: Portfolio Management for Individuals, Portfolio Management for Institutional Clients

Clients

Number of High-Net-Worth Clients: 51
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 72.04%
Average Client Assets: $4.0 million
Total Client Accounts: 80
Discretionary Accounts: 80

Regulatory Filings

CRD Number: 104649
Filing ID: 2050884
Last Filing Date: 2026-02-09 15:27:04