Overview
Assets Under Management: $25 million
Headquarters: VENTURA, CA
High-Net-Worth Clients: 4
Average Client Assets: $2.8 million
Frequently Asked Questions
HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #134563), HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. is subject to fiduciary duty under federal law.
HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. is headquartered in VENTURA, CA.
HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. serves 4 high-net-worth clients according to their SEC filing dated August 26, 2024. View client details ↓
According to their SEC Form ADV, HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. offers financial planning, portfolio management for individuals, pension consulting services, and selection of other advisors. View all service details ↓
HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. manages $25 million in client assets according to their SEC filing dated August 26, 2024.
According to their SEC Form ADV, HOFFMAN & ASSOCIATES FINANCIAL & ESTATE ADVISORS, INC. serves high-net-worth individuals and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 4
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 45.24%
Average Client Assets: $2.8 million
Total Client Accounts: 48
Discretionary Accounts: 5
Non-Discretionary Accounts: 43
Regulatory Filings
CRD Number: 134563
Filing ID: 1897437
Last Filing Date: 2024-08-26 11:39:00