Howard Bailey Securities Fees & Minimum

Overview

Headquarters: Fort Wayne, IN
Total Firm Assets: $583 million
Average High-Net-Worth Client Portfolio Size: $2.0 million

Fee Disclosure

Source: HOWARD BAILEY SECURITIES, LLC ADV PART 2A (2026-07-22) · View brochure text

Min	Max	Disclosed Annual Rate
$0	$1,000,000	1.35%
$1,000,001	and above	0.75%

Estimated Annual Advisory Fees

Portfolio Value	Estimated Annual Fee	Effective Fee Rate
$1 million	$13,500	1.35%
$5 million	$43,500	0.87%
$10 million	$81,000	0.81%
$50 million	$381,000	0.76%
$100 million	$756,000	0.76%

Actual fees may vary; other investment costs may apply.

Clients

High-Net-Worth Share of Firm Assets: 29.15%
Number of High-Net-Worth Clients: 83
Total Client Accounts: 4,056
Discretionary Accounts: 4,056

Services Offered

Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection

Regulatory Filings

SEC CRD Number: 282712

HOWARD BAILEY SECURITIES, LLC ADV PART 2A (2026-07-22) (fee schedule source) · View brochure text

View firm on SEC ↗ · Current Form ADV (PDF) ↗

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Howard Bailey Securities, LLC