Overview

Assets Under Management: $110 million
Headquarters: CONCORD, CA
High-Net-Worth Clients: 30
Average Client Assets: $2.3 million

Frequently Asked Questions

HUNT WEALTH MANAGEMENT charges 1.00% on all assets according to their SEC Form ADV filing. See complete fee breakdown ↓

Yes. As an SEC-registered investment advisor (CRD #288892), HUNT WEALTH MANAGEMENT is subject to fiduciary duty under federal law.

HUNT WEALTH MANAGEMENT is headquartered in CONCORD, CA.

HUNT WEALTH MANAGEMENT serves 30 high-net-worth clients according to their SEC filing dated April 23, 2026. View client details ↓

According to their SEC Form ADV, HUNT WEALTH MANAGEMENT offers portfolio management for individuals. View all service details ↓

HUNT WEALTH MANAGEMENT manages $110 million in client assets according to their SEC filing dated April 23, 2026.

According to their SEC Form ADV, HUNT WEALTH MANAGEMENT serves high-net-worth individuals. View client details ↓

Services Offered

Services: Portfolio Management for Individuals

Fee Structure

Primary Fee Schedule (FIRM BROCHURE: HUNT WEALTH MANAGEMENT ADV PART 2)

MinMaxMarginal Fee Rate
$0 and above 1.00%
Illustrative Fee Rates
Total AssetsAnnual FeesAverage Fee Rate
$1 million $10,000 1.00%
$5 million $50,000 1.00%
$10 million $100,000 1.00%
$50 million $500,000 1.00%
$100 million $1,000,000 1.00%

Clients

Number of High-Net-Worth Clients: 30
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 63.64%
Average Client Assets: $2.3 million
Total Client Accounts: 276
Discretionary Accounts: 276
Minimum Account Size: None

Regulatory Filings

CRD Number: 288892
Filing ID: 2098152
Last Filing Date: 2026-04-23 15:16:05

Form ADV Documents

Additional Brochure: FIRM BROCHURE: HUNT WEALTH MANAGEMENT ADV PART 2 (2026-04-23)

View Document Text
Part 2A of Form ADV: Firm Brochure Item 1 Cover Page HUNT WEALTH MANAGEMENT ADV PART 2A 12/31/2025 RON HUNT DAVID HUNT HUNT WEALTH MANAGEMENT GROUP, INC 1001 GALAXY WAY SUITE 203 CONCORD, CA 94520 This brochure provides information about the qualification and business practices of HUNT WEALTH MANAGEMENT GROUP, INC., CRD# 288892. If you have any questions about the contents of this brochure, please contact us at 925-279-1102. The information in this brochure has not been approved or verified by the United States Securities and Exchange Commission or by any state securities authority. Registration does not imply a certain level of skill or training. Additional information about HUNT WEALTH MANAGEMENT can be found at https://adviserinfo.sec.gov and www.huntwealthmanagement.com as well as investor.gov/CRS Item 2 Material Changes Hunt Wealth Management has been granted registration status under the United States Securities and Exchange Commission (“SEC”) and will no longer be registered with individual states. Item 3 Table of Contents MATERIAL CHANGES 2 ADVISORY BUSINESS 4 FEES AND COMPENSATION 5 PERFORMANCE BASED FEES AND SIDE BY SIDE MANAGEMENT 6 TYPES OF CLIENTS 7 METHODS OF ANALYSIS, INVESTMENT STRATEGIES, AND RISK OF LOSS 8 DISCIPLINARY INFORMATION 9 OTHER FINANCIAL ACTIVITIES AND INFORMATION 10 CODE OF ETHICS, PARTICIPATION OR INTEREST IN CLIENT TRANSACTIONS AND PERSONAL TRADING 11 BROKERAGE PRACTICES 12 REVIEW OF ACCOUNTS 13 CLIENT REFERRALS AND OTHER COMPENSATION 14 CUSTODY 15 INVESTMENT DISCRETION 16 VOTING CLIENT SECURITIES 17 FINANCIAL INFORMATION 18 REQUIREMENTS FOR STATE-REGISTERED ADVISORS 19 Item 4 Advisory Business A. The advisory firm, HUNT WEALTH MANAGEMENT (HWM), has $110 million in assets under management including approximately $90,000 in one 401(k) plan custodied with EPIC. All assets under management are discretionary. There are no non-discretionary assets under management. The owners of the firm are Ron Hunt and David Hunt. HWM has been in business as an RIA since June 2017. B. HWM offers investment advice to individuals. This advice entails thoroughly examining an individual’s current wealth, income, age, risk tolerance, and upcoming financial needs. HWM will then advise them on how to invest their money between stocks, bonds, and funds to achieve their goals and remain within their personal risk levels. C. HWM will tailor advice to client needs and wants and avoid any type of security they do not wish to own. D. HWM will not participate in any wrap fee program with outside portfolio managers. E. HWM as of 12/31/2025 has approximately 180 clients, with $110 million in assets under management, and all are US persons. All assets are managed on a discretionary basis. Item 5 Fees and Compensation A. Compensation for advisory services is based on a percentage of assets under management and negotiated with the client (Individuals, as stated in Item 4). Fees will be deducted on a quarterly basis. (for example: a client charged 1% would have 0.25% deducted every quarter). Lower fees for comparable services may be available from other sources. B. Fees are deducted on a quarterly basis from the account under management unless otherwise specified and agreed upon. C. Other types of expenses include transaction costs (when certain securities are bought or sold) imposed by custodians (brokerage firms, discussed in Item 12) and internal fees charged by index fund and mutual fund companies held within an individual’s account. D. Clients will be billed for the upcoming quarter and will be refunded if the relationship is terminated prior to the end of that quarter on a pro-rate basis. E. HWM and its supervised persons will not accept any compensation for the sale of any investment products as this would create a conflict of interest. Clients have the option to purchase investment products that HWM recommends through other agents not affiliated with the firm. Item 6 Performance-Based Fees and Side-By-Side Management The firm and its supervised persons will not accept any Performance Based Fees of any kind, and therefore HWM does not engage in side-by-side management. For example, hedge fund managers often use a “2 and 20” system whereby they charge 2% of assets under management and 20% of any profits. HUNT WEALTH MANAGEMENT will not do that. Item 7 Types of Clients HWM advises individuals. There are no restrictions on account size to open an account, and no minimum balance to maintain once an account is opened. HWM is open to working with any individual seeking investment advice that is committed to improving their financial situation, compliant with account opening and firm procedures, and would appreciate the services of a professional investment advisor without restriction or discrimination other than restrictions by laws, rules and regulations. Item 8 Methods of Analysis, Investment Strategies and Risk of Loss A. Investment analysis is based on macroeconomic developments combined with current market performance. Investing in all securities involves risk to loss of principal that clients should be prepared to bear. B. Investing carries costs in the form of custodial transaction costs and taxes on interest, dividends, and capital gains. HWM seeks to mitigate those costs through sound investing and infrequent trading. C. Equity investing in particular involves risk of market fluctuations. We recommend diversified portfolios that contain stocks, stock funds in the form of Exchange Traded Funds, bonds (both individual bonds and bond funds), and cash. Stocks and stock funds carry market risk greater than bonds typically (as seen in major market crashes like in March of 2020) and there is no guarantee against loss of principal. Item 9 Disciplinary Information There is disciplinary information to disclose. Pertaining to Ron Hunt, Smith Barney paid $35,000 and $227,000 in 2004 and 2003, respectively as a result of settlements between Ron Hunt and clients for allegations of unsuitable investments during the market crash of 2002. Ron was not held personally liable. Item 10 Other Financial Industry Activities and Affiliations A. The owners of HWM have no affiliations with any financial advisory firms or institutions other than HWM itself. B. There are no registries nor applications outstanding to become a futures commission merchant, commodity pool operator, commodity trading advisor, or associated person of the foregoing entities. C. There are no affiliations or arrangements of HWM or its management persons with any of the following: 1) broker-dealer, municipal securities dealer, or government securities dealer 2) investment company or other pooled investment vehicle 3) investment adviser or financial planner 4) futures commission merchant, commodity pool operator, or commodity trading advisor 5) banking or thrift institution 6) accountant or accounting firm 7) lawyer or law firm 8) insurance company or agency 9) pension consultant 10) real estate broker or dealer 11) sponsor or syndicator of limited partnerships. D. The firm does not receive compensation from any recommendation made to a client by an outside person or entity of any kind. Item 11 Code of Ethics, Participation or Interest in Client Transactions and Personal Trading HWM has no relationship with, nor can profit from, other financial persons or institutions or profit from trades or investment advice given to its clients. A. HWM is not an SEC-registered advisor although is requesting to become one. A copy of the Code of Ethics for HWM will be provided to any client upon request and is provided at the time of agreement with HWM for their services. In brief, it states that we at HWM hold ourselves to the Fiduciary Standard and will always provide advice that best helps the client, not HWM. B. HWM will never recommend any security where there is material financial interest to HWM as this would be a conflict of interest. C. The advisors of HWM will, from time to time, own similar securities as clients in the form of stocks, bonds, and exchange traded funds. D. When the advisors of HWM recommend buying or selling securities that it also owns this could represent a conflict of interest if the action were to influence the price. However, in the volumes and securities HWM will deal with, this will not take place. If we felt that it could take place that information would be disclosed and the advisors of HWM would refrain from acting on any price movements caused by actions taken on the client’s behalf. Item 12 Brokerage Practices A. The client may choose any custodian they want. There is no incentive for HWM to use one custodian over another. HWM does perform due diligence to ensure confidence that custodians perform best execution. Additionally, HWM receives no commissions or payments of any kind from any custodian that houses client assets. In the event HWM receives a referral from a broker-dealer there will be no incentive (financial or otherwise) to use one custodian over another. HWM does not receive any commissions or fees from brokers of any kind. B. HWM does not aggregate the purchase or sale of securities for various client accounts. Each client has a specific account and allocation and are traded in individually. Item 13 Review of Accounts A. HWM will review client accounts on an ongoing basis throughout the year by either or both Ron and David Hunt and make recommendations on how to save and invest for the future and may put this in written form. However, HWM will not create “Financial Plans” as a separate billed service. All planning is done as part of a holistic approach to best advise on investable assets with HWM. B. Client accounts are reviewed periodically (by either or both Ron Hunt, President and David Hunt, Vice President) unless unusual market activity or client request triggers more frequent reviews. Things that could trigger more frequent reviews include major geopolitical events or stock market crashes in the US or abroad. C. Reports will be generated monthly and available upon request to clients in the form of pdf or paper. They include account returns, fees, deposits and withdrawals. Item 14 Client Referrals and Other Compensation A. There is no compensation for client referrals of any kind including sales awards or prizes. B. There is no compensation for referrals to or from outside parties. Item 15 Custody The Firm’s policy is to never take custody of client funds. Clients will receive statements on a monthly basis from their qualified custodians that hold and maintain client assets. The Firm urges clients to carefully review such statements for accuracy. In compliance with specific state law and to prevent HWM from being deemed as maintaining custody, since fees are taken directly out of client accounts, HUNT WEALTH MANAGEMENT will: A. Maintain written authorization from the client to deduct advisory fees from their accounts B. Send notification to the custodian and client each time a fee is to be directly deducted from client accounts C. Retain a detailed invoice on the formula used to deduct the fee, the assets under management the fee is based on, the annual fee rate, and the time period covered by the fee. Item 16 Investment Discretion Investment discretion will be given to HWM by clients via the Client Service Agreement; however, the client is always notified of trading (through statements or otherwise). HWM will have discretion to determine both the specific security and the time to execute securities bought and sold on clients’ behalf. Item 17 Voting Client Securities A. HWM will not vote proxy for any client at any time. No voting rights will be accepted by HWM. B. Clients themselves will have to cast their own vote. The client will receive their voting proxies from the custodian and are encouraged to look into the matters being voted on can contact their advisor for any questions. Item 18 Financial Information HWM has no financial obligations that are reasonably likely to impair its ability to meet contractual commitments to clients. A. HWM will never solicit prepayment of more than $1,200 (or any amount) in fees per client six months or more in advance. Fees are collected only three months in advance. B. (same as above) C. HWM and its principals have never been the subjects of a bankruptcy petition at any time. Item 19 Requirements for State-Registered Advisers A. See items of Form ADV Part 2B for info on management persons. B. Management persons are not engaged in any other business outside of investment advice. C. Fees are calculated based on the value of the account of the last trading day of the quarter. There are no additional fees such as performance-based fees. D. In the capacity as management persons of HWM, David Hunt and Ron Hunt have no material to disclose in regards to damages awarded from arbitration. E. HWM has no relationship with any issuer of securities of any kind. All material conflicts have been disclosed and any new conflicts that should arise will immediately be disclosed to the client in writing. This includes any material conflict of interest regarding HWM, its representatives, or any of its employees, which would be reasonably expected to impair the rendering of unbiased and objective advice. Additionally, HWM maintains a Business Continuity Plan that describes the actions taken in the event of an emergency that would otherwise disrupt the normal flow of business to ensure that client accounts will be serviced and client needs would be met. Briefly, should either one of Ron Hunt or David Hunt be rendered unable to work the other would provide services in his stead. Should both be rendered unable to work, the custodians of the clients’ accounts would be notified by an assistant as well as the clients themselves.