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Part 2A of Form ADV: Firm Brochure
Item 1 Cover Page
HUNT WEALTH MANAGEMENT ADV PART 2A
12/31/2025
RON HUNT
DAVID HUNT
HUNT WEALTH MANAGEMENT GROUP, INC
1001 GALAXY WAY
SUITE 203
CONCORD, CA 94520
This brochure provides information about the qualification and business practices of HUNT WEALTH
MANAGEMENT GROUP, INC., CRD# 288892. If you have any questions about the contents of this brochure,
please contact us at 925-279-1102. The information in this brochure has not been approved or verified by the United
States Securities and Exchange Commission or by any state securities authority. Registration does not imply a
certain level of skill or training.
Additional information about HUNT WEALTH MANAGEMENT can be found at https://adviserinfo.sec.gov and
www.huntwealthmanagement.com as well as investor.gov/CRS
Item 2 Material Changes
Hunt Wealth Management has been granted registration status under the United States Securities and Exchange
Commission (“SEC”) and will no longer be registered with individual states.
Item 3 Table of Contents
MATERIAL CHANGES 2
ADVISORY BUSINESS 4
FEES AND COMPENSATION 5
PERFORMANCE BASED FEES AND SIDE BY SIDE MANAGEMENT 6
TYPES OF CLIENTS 7
METHODS OF ANALYSIS, INVESTMENT STRATEGIES, AND RISK OF LOSS 8
DISCIPLINARY INFORMATION 9
OTHER FINANCIAL ACTIVITIES AND INFORMATION 10
CODE OF ETHICS, PARTICIPATION OR INTEREST IN CLIENT TRANSACTIONS AND PERSONAL
TRADING 11
BROKERAGE PRACTICES 12
REVIEW OF ACCOUNTS 13
CLIENT REFERRALS AND OTHER COMPENSATION 14
CUSTODY 15
INVESTMENT DISCRETION 16
VOTING CLIENT SECURITIES 17
FINANCIAL INFORMATION 18
REQUIREMENTS FOR STATE-REGISTERED ADVISORS 19
Item 4 Advisory Business
A. The advisory firm, HUNT WEALTH MANAGEMENT (HWM), has $110 million in assets under
management including approximately $90,000 in one 401(k) plan custodied with EPIC. All assets under
management are discretionary. There are no non-discretionary assets under management. The owners of the
firm are Ron Hunt and David Hunt. HWM has been in business as an RIA since June 2017.
B. HWM offers investment advice to individuals. This advice entails thoroughly examining an individual’s
current wealth, income, age, risk tolerance, and upcoming financial needs. HWM will then advise them on
how to invest their money between stocks, bonds, and funds to achieve their goals and remain within their
personal risk levels.
C. HWM will tailor advice to client needs and wants and avoid any type of security they do not wish to own.
D. HWM will not participate in any wrap fee program with outside portfolio managers.
E. HWM as of 12/31/2025 has approximately 180 clients, with $110 million in assets under management, and
all are US persons. All assets are managed on a discretionary basis.
Item 5 Fees and Compensation
A. Compensation for advisory services is based on a percentage of assets under management and negotiated
with the client (Individuals, as stated in Item 4). Fees will be deducted on a quarterly basis. (for example: a
client charged 1% would have 0.25% deducted every quarter). Lower fees for comparable services may be
available from other sources.
B. Fees are deducted on a quarterly basis from the account under management unless otherwise specified and
agreed upon.
C. Other types of expenses include transaction costs (when certain securities are bought or sold) imposed by
custodians (brokerage firms, discussed in Item 12) and internal fees charged by index fund and mutual fund
companies held within an individual’s account.
D. Clients will be billed for the upcoming quarter and will be refunded if the relationship is terminated prior to
the end of that quarter on a pro-rate basis.
E. HWM and its supervised persons will not accept any compensation for the sale of any investment products
as this would create a conflict of interest. Clients have the option to purchase investment products that
HWM recommends through other agents not affiliated with the firm.
Item 6
Performance-Based Fees and Side-By-Side Management
The firm and its supervised persons will not accept any Performance Based Fees of any kind, and therefore HWM
does not engage in side-by-side management. For example, hedge fund managers often use a “2 and 20” system
whereby they charge 2% of assets under management and 20% of any profits. HUNT WEALTH MANAGEMENT
will not do that.
Item 7
Types of Clients
HWM advises individuals.
There are no restrictions on account size to open an account, and no minimum balance to maintain once an account
is opened. HWM is open to working with any individual seeking investment advice that is committed to improving
their financial situation, compliant with account opening and firm procedures, and would appreciate the services of a
professional investment advisor without restriction or discrimination other than restrictions by laws, rules and
regulations.
Item 8
Methods of Analysis, Investment Strategies and Risk of Loss
A. Investment analysis is based on macroeconomic developments combined with current market performance.
Investing in all securities involves risk to loss of principal that clients should be prepared to bear.
B. Investing carries costs in the form of custodial transaction costs and taxes on interest, dividends, and capital
gains. HWM seeks to mitigate those costs through sound investing and infrequent trading.
C. Equity investing in particular involves risk of market fluctuations. We recommend diversified portfolios
that contain stocks, stock funds in the form of Exchange Traded Funds, bonds (both individual bonds and
bond funds), and cash. Stocks and stock funds carry market risk greater than bonds typically (as seen in
major market crashes like in March of 2020) and there is no guarantee against loss of principal.
Item 9
Disciplinary Information
There is disciplinary information to disclose.
Pertaining to Ron Hunt, Smith Barney paid $35,000 and $227,000 in 2004 and 2003, respectively as a result of
settlements between Ron Hunt and clients for allegations of unsuitable investments during the market crash of 2002.
Ron was not held personally liable.
Item 10
Other Financial Industry Activities and Affiliations
A. The owners of HWM have no affiliations with any financial advisory firms or institutions other than HWM
itself.
B. There are no registries nor applications outstanding to become a futures commission merchant, commodity
pool operator, commodity trading advisor, or associated person of the foregoing entities.
C. There are no affiliations or arrangements of HWM or its management persons with any of the following: 1)
broker-dealer, municipal securities dealer, or government securities dealer 2) investment company or other
pooled investment vehicle 3) investment adviser or financial planner 4) futures commission merchant,
commodity pool operator, or commodity trading advisor 5) banking or thrift institution 6) accountant or
accounting firm 7) lawyer or law firm 8) insurance company or agency 9) pension consultant 10) real estate
broker or dealer 11) sponsor or syndicator of limited partnerships.
D. The firm does not receive compensation from any recommendation made to a client by an outside person or
entity of any kind.
Item 11
Code of Ethics, Participation or Interest in Client Transactions and Personal Trading
HWM has no relationship with, nor can profit from, other financial persons or institutions or profit from trades or
investment advice given to its clients.
A. HWM is not an SEC-registered advisor although is requesting to become one. A copy of the Code of Ethics
for HWM will be provided to any client upon request and is provided at the time of agreement with HWM
for their services. In brief, it states that we at HWM hold ourselves to the Fiduciary Standard and will
always provide advice that best helps the client, not HWM.
B. HWM will never recommend any security where there is material financial interest to HWM as this would
be a conflict of interest.
C. The advisors of HWM will, from time to time, own similar securities as clients in the form of stocks,
bonds, and exchange traded funds.
D. When the advisors of HWM recommend buying or selling securities that it also owns this could represent a
conflict of interest if the action were to influence the price. However, in the volumes and securities HWM
will deal with, this will not take place. If we felt that it could take place that information would be disclosed
and the advisors of HWM would refrain from acting on any price movements caused by actions taken on
the client’s behalf.
Item 12
Brokerage Practices
A. The client may choose any custodian they want. There is no incentive for HWM to use one custodian over
another. HWM does perform due diligence to ensure confidence that custodians perform best execution.
Additionally, HWM receives no commissions or payments of any kind from any custodian that houses
client assets. In the event HWM receives a referral from a broker-dealer there will be no incentive
(financial or otherwise) to use one custodian over another. HWM does not receive any commissions or fees
from brokers of any kind.
B. HWM does not aggregate the purchase or sale of securities for various client accounts. Each client has a
specific account and allocation and are traded in individually.
Item 13
Review of Accounts
A. HWM will review client accounts on an ongoing basis throughout the year by either or both Ron and David
Hunt and make recommendations on how to save and invest for the future and may put this in written form.
However, HWM will not create “Financial Plans” as a separate billed service. All planning is done as part
of a holistic approach to best advise on investable assets with HWM.
B. Client accounts are reviewed periodically (by either or both Ron Hunt, President and David Hunt, Vice
President) unless unusual market activity or client request triggers more frequent reviews. Things that could
trigger more frequent reviews include major geopolitical events or stock market crashes in the US or
abroad.
C. Reports will be generated monthly and available upon request to clients in the form of pdf or paper. They
include account returns, fees, deposits and withdrawals.
Item 14
Client Referrals and Other Compensation
A. There is no compensation for client referrals of any kind including sales awards or prizes.
B. There is no compensation for referrals to or from outside parties.
Item 15
Custody
The Firm’s policy is to never take custody of client funds. Clients will receive statements on a monthly basis from
their qualified custodians that hold and maintain client assets. The Firm urges clients to carefully review such
statements for accuracy.
In compliance with specific state law and to prevent HWM from being deemed as maintaining custody, since fees
are taken directly out of client accounts, HUNT WEALTH MANAGEMENT will:
A. Maintain written authorization from the client to deduct advisory fees from their accounts
B. Send notification to the custodian and client each time a fee is to be directly deducted from client accounts
C. Retain a detailed invoice on the formula used to deduct the fee, the assets under management the fee is
based on, the annual fee rate, and the time period covered by the fee.
Item 16
Investment Discretion
Investment discretion will be given to HWM by clients via the Client Service Agreement; however, the client is
always notified of trading (through statements or otherwise). HWM will have discretion to determine both the
specific security and the time to execute securities bought and sold on clients’ behalf.
Item 17
Voting Client Securities
A. HWM will not vote proxy for any client at any time. No voting rights will be accepted by HWM.
B. Clients themselves will have to cast their own vote. The client will receive their voting proxies from the
custodian and are encouraged to look into the matters being voted on can contact their advisor for any
questions.
Item 18
Financial Information
HWM has no financial obligations that are reasonably likely to impair its ability to meet contractual commitments to
clients.
A. HWM will never solicit prepayment of more than $1,200 (or any amount) in fees per client six months or
more in advance. Fees are collected only three months in advance.
B. (same as above)
C. HWM and its principals have never been the subjects of a bankruptcy petition at any time.
Item 19
Requirements for State-Registered Advisers
A. See items of Form ADV Part 2B for info on management persons.
B. Management persons are not engaged in any other business outside of investment advice.
C. Fees are calculated based on the value of the account of the last trading day of the quarter. There are no
additional fees such as performance-based fees.
D. In the capacity as management persons of HWM, David Hunt and Ron Hunt have no material to disclose in
regards to damages awarded from arbitration.
E. HWM has no relationship with any issuer of securities of any kind.
All material conflicts have been disclosed and any new conflicts that should arise will immediately be disclosed
to the client in writing. This includes any material conflict of interest regarding HWM, its representatives, or
any of its employees, which would be reasonably expected to impair the rendering of unbiased and objective
advice.
Additionally, HWM maintains a Business Continuity Plan that describes the actions taken in the event of an
emergency that would otherwise disrupt the normal flow of business to ensure that client accounts will be
serviced and client needs would be met. Briefly, should either one of Ron Hunt or David Hunt be rendered
unable to work the other would provide services in his stead. Should both be rendered unable to work, the
custodians of the clients’ accounts would be notified by an assistant as well as the clients themselves.