Overview
- Headquarters
- Chicago, IL
- Total Firm Assets
- $9.8 billion
- Average High-Net-Worth Client Portfolio Size
- $0.8 million
Fee Disclosure
Source: PART 2A OF FORM ADV FIRM BROCHURE (2025-04-01)
· View brochure text
Latest filing: ADV FORM 2A (2026-03-30)
· View brochure text
| Min | Max | Disclosed Annual Rate |
|---|---|---|
| $0 | and above | 2.00% |
Estimated Annual Advisory Fees
| Portfolio Value | Estimated Annual Fee | Effective Fee Rate |
|---|---|---|
| $1 million | $20,000 | 2.00% |
| $5 million | $100,000 | 2.00% |
| $10 million | $200,000 | 2.00% |
| $50 million | $1,000,000 | 2.00% |
| $100 million | $2,000,000 | 2.00% |
Actual fees may vary; other investment costs may apply.
Clients
- High-Net-Worth Share of Firm Assets
- 58.58%
- Number of High-Net-Worth Clients
- 6,952
- Total Client Accounts
- 25,536
- Discretionary Accounts
- 25,533
- Non-Discretionary Accounts
- 3
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Regulatory Filings
- SEC CRD Number
- 171481
- ADV FORM 2A (2026-03-30) · View brochure text
- PART 2A OF FORM ADV FIRM BROCHURE (2025-04-01) (fee schedule source) · View brochure text
View firm on SEC ↗ · Current Form ADV (PDF) ↗