Overview
Assets Under Management: $5.8 billion
Headquarters: NASHVILLE, TN
High-Net-Worth Clients: 2,030
Average Client Assets: $2.6 million
Frequently Asked Questions
INTEROCEAN CAPITAL is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #310369), INTEROCEAN CAPITAL is subject to fiduciary duty under federal law.
INTEROCEAN CAPITAL is headquartered in NASHVILLE, TN.
INTEROCEAN CAPITAL serves 2,030 high-net-worth clients according to their SEC filing dated April 01, 2024. View client details ↓
According to their SEC Form ADV, INTEROCEAN CAPITAL offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
INTEROCEAN CAPITAL manages $5.8 billion in client assets according to their SEC filing dated April 01, 2024.
According to their SEC Form ADV, INTEROCEAN CAPITAL serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 2,030
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 90.05%
Average Client Assets: $2.6 million
Total Client Accounts: 8,042
Discretionary Accounts: 7,652
Non-Discretionary Accounts: 390
Regulatory Filings
CRD Number: 310369
Filing ID: 1861639
Last Filing Date: 2024-04-01 09:44:00