Overview
Assets Under Management: $1.7 billion
Headquarters: CHICAGO, IL
High-Net-Worth Clients: 619
Average Client Assets: $2.2 million
Frequently Asked Questions
INTEROCEAN CAPITAL, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #136887), INTEROCEAN CAPITAL, LLC is subject to fiduciary duty under federal law.
INTEROCEAN CAPITAL, LLC is headquartered in CHICAGO, IL.
INTEROCEAN CAPITAL, LLC serves 619 high-net-worth clients according to their SEC filing dated November 01, 2018. View client details ↓
According to their SEC Form ADV, INTEROCEAN CAPITAL, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
INTEROCEAN CAPITAL, LLC manages $1.7 billion in client assets according to their SEC filing dated November 01, 2018.
According to their SEC Form ADV, INTEROCEAN CAPITAL, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 619
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 82.47%
Average Client Assets: $2.2 million
Total Client Accounts: 2,138
Discretionary Accounts: 1,715
Non-Discretionary Accounts: 423
Regulatory Filings
CRD Number: 136887
Filing ID: 1249251
Last Filing Date: 2018-11-01 13:37:00