Overview
Assets Under Management: $119 million
Headquarters: CHICAGO, IL
High-Net-Worth Clients: 28
Average Client Assets: $2.4 million
Frequently Asked Questions
INTEROCEAN CAPITAL - TN, LLC is a fee-based investment advisor. Detailed fee schedules are available in their SEC Form ADV filing.
Yes. As an SEC-registered investment advisor (CRD #151867), INTEROCEAN CAPITAL - TN, LLC is subject to fiduciary duty under federal law.
INTEROCEAN CAPITAL - TN, LLC is headquartered in CHICAGO, IL.
INTEROCEAN CAPITAL - TN, LLC serves 28 high-net-worth clients according to their SEC filing dated March 29, 2018. View client details ↓
According to their SEC Form ADV, INTEROCEAN CAPITAL - TN, LLC offers financial planning, portfolio management for individuals, portfolio management for institutional clients, pension consulting services, and selection of other advisors. View all service details ↓
INTEROCEAN CAPITAL - TN, LLC manages $119 million in client assets according to their SEC filing dated March 29, 2018.
According to their SEC Form ADV, INTEROCEAN CAPITAL - TN, LLC serves high-net-worth individuals, institutional clients, and pension and profit-sharing plans. View client details ↓
Services Offered
Services: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Institutional Clients, Pension Consulting, Investment Advisor Selection
Clients
Number of High-Net-Worth Clients: 28
Percentage of Firm Assets Belonging to High-Net-Worth Clients: 56.50%
Average Client Assets: $2.4 million
Total Client Accounts: 95
Discretionary Accounts: 60
Non-Discretionary Accounts: 35
Regulatory Filings
CRD Number: 151867
Filing ID: 1203288
Last Filing Date: 2018-03-29 16:03:00